| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 1,496,527 | 20,637,000 | 16.98% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 737,993 | 10,177,000 | 8.37% | ||
| 3 | 1607 Capital Partners, LLC | 733,250 | 10,112,000 | 8.32% | ||
| 4 | MACKAY SHIELDS LLC | 602,595 | 8,310,000 | 6.84% | ||
| 5 | WELLS FARGO & COMPANY/MN | 539,090 | 7,435,000 | 6.12% | ||
| 6 | GUGGENHEIM CAPITAL LLC | 496,089 | 6,841,000 | 5.63% | ||
| 7 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 484,083 | 6,676,000 | 5.49% | ||
| 8 | Invesco Ltd. | 434,615 | 5,993,000 | 4.93% | ||
| 9 | Advisors Asset Management, Inc. | 425,109 | 5,862,000 | 4.82% | ||
| 10 | MORGAN STANLEY | 285,842 | 3,942,000 | 3.24% | ||
| 11 | OAK HILL ADVISORS LP | 233,201 | 3,216,000 | 2.65% | ||
| 12 | MARINER INVESTMENT GROUP LLC | 185,703 | 2,561,000 | 2.11% | ||
| 13 | COHEN & STEERS, INC. | 169,661 | 2,340,000 | 1.93% | ||
| 14 | ROBINSON CAPITAL MANAGEMENT, LLC | 165,322 | 2,280,000 | 1.88% | ||
| 15 | UBS Group AG | 161,603 | 2,228,000 | 1.83% | ||
| 16 | PNC FINANCIAL SERVICES GROUP, INC. | 152,886 | 2,109,000 | 1.74% | ||
| 17 | BANK OF AMERICA CORP /DE/ | 142,636 | 1,967,000 | 1.62% | ||
| 18 | NORTHERN CAPITAL MANAGEMENT LLC | 101,240 | 1,396,000 | 1.15% | ||
| 19 | Horizon Kinetics LLC | 96,816 | 1,335,000 | 1.10% | ||
| 20 | LPL Financial LLC | 93,649 | 1,302,000 | 1.07% | ||
| 21 | ROYAL BANK OF CANADA | 90,932 | 1,254,000 | 1.03% | ||
| 22 | VAN ECK ASSOCIATES CORP | 89,509 | 1,234,000 | 1.02% | ||
| 23 | RAYMOND JAMES & ASSOCIATES | 86,519 | 1,193,000 | 0.98% | ||
| 24 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 72,348 | 998,000 | 0.82% | ||
| 25 | AQR ARBITRAGE LLC | 68,372 | 943,000 | 0.78% | ||
| 26 | NATIONAL PLANNING CORP | 55,796 | 784,000 | 0.65% | ||
| 27 | Global Endowment Management, LP | 48,900 | 674,000 | 0.55% | ||
| 28 | FIRST TRUST ADVISORS LP | 45,500 | 627,000 | 0.52% | ||
| 29 | Shamrock Asset Management LLC | 39,995 | 552,000 | 0.45% | ||
| 30 | HighTower Advisors, LLC | 37,250 | 514,000 | 0.42% | ||
| 31 | VICUS CAPITAL | 37,260 | 514,000 | 0.42% | ||
| 32 | Capital Investment Advisors, LLC | 33,255 | 459,000 | 0.38% | ||
| 33 | NWAM LLC | 29,300 | 404,000 | 0.33% | ||
| 34 | NEWGATE CAPITAL MANAGEMENT LLC | 28,498 | 391,000 | 0.32% | ||
| 35 | SG Americas Securities, LLC | 26,451 | 365,000 | 0.30% | ||
| 36 | Yellowstone Partners, LLC | 25,300 | 349,000 | 0.29% | ||
| 37 | BB&T SECURITIES, LLC | 23,657 | 326,000 | 0.27% | ||
| 38 | STIFEL FINANCIAL CORP | 18,899 | 261,000 | 0.21% | ||
| 39 | WHITTIER TRUST CO OF NEVADA INC | 18,500 | 255,000 | 0.21% | ||
| 40 | MAD RIVER INVESTORS | 16,800 | 232,000 | 0.19% | ||
| 41 | Commonwealth Equity Services, Inc | 16,252 | 224,000 | 0.18% | ||
| 42 | ASHFORD CAPITAL MANAGEMENT INC | 14,927 | 206,000 | 0.17% | ||
| 43 | Pine River Capital Management L.P. | 14,673 | 202,000 | 0.17% | ||
| 44 | Cambridge Investment Research Advisors, Inc. | 12,206 | 168,000 | 0.14% | ||
| 45 | OPPENHEIMER & CO INC | 12,200 | 168,000 | 0.14% | ||
| 46 | COMMERCE BANK | 12,000 | 165,000 | 0.14% | ||
| 47 | COMMUNITY BANK & TRUST, WACO, TEXAS | 11,325 | 156,000 | 0.13% | SH | |
| 48 | SHEETS SMITH WEALTH MANAGEMENT | 10,670 | 147,000 | 0.12% | ||
| 49 | OLIVER LUXXE ASSETS LLC | 10,017 | 140,000 | 0.12% | ||
| 50 | AMERICAN INTERNATIONAL GROUP, INC. | 9,907 | 136,000 | 0.11% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
