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Institutional Investment Manager
Advisors Asset Management, Inc.
Advisors Asset Management, Inc. (CIK: 0001297376) incorporated in Delaware, located at 18925 Base Camp Road, Monument, CO. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Portfolio Summary: 1,797 holdings with a total value of $6,010,639,000.
#
Name
Shares
Value ($)
%
Options
Notes
1701 HIBBETT INC COM 861 31,000 0.00%
1702 KB HOME 2,200 31,000 0.00%
1703 EBIX INC COM NEW 758 31,000 0.00%
1704 MALLINCKRODT PUB LTD CO SHS 509 31,000 0.00%
1705 KNOWLES CORP COM 2,300 30,000 0.00%
1706 TORCHMARK CORP 550 30,000 0.00%
1707 H & R BLOCK INC 1,100 29,000 0.00%
1708 Tenneco Inc Com 555 29,000 0.00%
1709 ALLEGION PUB LTD CO 433 28,000 0.00%
1710 DREYFUS HIGH YIELD STRATEGIE 8,822 28,000 0.00%
1711 NEWFIELD EXPLOR 800 27,000 0.00%
1712 CHEMOURS CO 3,829 27,000 0.00%
1713 SALLY BEAUTY HLDGS INC COM 825 27,000 0.00%
1714 M D C HLDGS INC COM 1,097 27,000 0.00%
1715 G III APPAREL GROUP LTD COM 538 26,000 0.00%
1716 DEVRY EDUCATION 1,500 26,000 0.00%
1717 INTERNATIONAL SPEEDWAY CORP 700 26,000 0.00%
1718 JACOBS ENGR GROUP INC 600 26,000 0.00%
1719 UNITED DEV FDG IV COM 7,673 24,000 0.00%
1720 ZIONS BANCORPORATION N A COM 1,000 24,000 0.00%
1721 NUVEEN SR INCOME FD 4,125 24,000 0.00%
1722 FLIR SYS INC 700 23,000 0.00%
1723 ASSURANT 300 23,000 0.00%
1724 NORTHWEST PIPE CO COM 2,255 21,000 0.00%
1725 DUN & BRADSTREET 200 21,000 0.00%
1726 NAVIENT 1,700 20,000 0.00%
1727 CHILDRENS PL INC NEW COM 242 20,000 0.00%
1728 FREIGHTCAR AMERICA INC 1,308 20,000 0.00%
1729 MACOM TECH SOLUTIONS HLDGS I 438 19,000 0.00%
1730 PIONEER HIGH INCOME TR 1,914 19,000 0.00%
1731 AUTONATION 400 19,000 0.00%
1732 WESTERN ASSET HIGH INCM FD I 2,692 18,000 0.00%
1733 LEGG MASON INC 500 17,000 0.00%
1734 ALLIANCE BERNSTEIN INCOME FUND ADVISOR 2,214 17,000 0.00%
1735 SPX FLOW INC COM 686 17,000 0.00%
1736 FEDERAL REALTY INVS 100 16,000 0.00%
1737 WESTERN ASSET MGD HI INCM FD 3,598 16,000 0.00%
1738 NORDIC AMERICAN TANKERS LIMI 1,109 16,000 0.00%
1739 Tootsie Roll Industries Inc 470 16,000 0.00%
1740 TERADATA CORP DEL 600 16,000 0.00%
1741 TRONOX LTD SHS CL A 2,362 15,000 0.00%
1742 CREDIT SUISSE ASSET MGMT INC 5,194 15,000 0.00%
1743 SOUTHWESTERN ENERGY CO 1,900 15,000 0.00%
1744 WESTERN ASSET HIGH INCOME OP 3,265 15,000 0.00%
1745 TRANSOCEAN LTD 1,600 15,000 0.00%
1746 PEABODY ENERGY CORP COM NEW 6,051 14,000 0.00%
1747 URBAN OUTFITTERS INC COM 400 13,000 0.00%
1748 Deutsche Global High Income 1,648 13,000 0.00%
1749 AK STEEL HLDG CORP 3,208 13,000 0.00%
1750 OPKO HEALTH INC 1,242 13,000 0.00%
Page 35 of 36

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001013228-16-004222, filed 2016.05.16).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.