Dark
Light
System
Security
WESTERN ASSET HIGH INCM FD I
WESTERN ASSET HIGH INCM FD I. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 60 Institutional holders with a total value of $73,729,977.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 3,434,806 22,704,000 30.79%
2 GUGGENHEIM CAPITAL LLC 1,599,160 10,570,000 14.34%
3 BESSEMER GROUP INC 1,158,159 7,655,000 10.38%
4 Invesco Ltd. 755,056 4,991,000 6.77%
5 LPL Financial LLC 565,213 3,674,000 4.98%
6 MORGAN STANLEY 407,066 2,691,000 3.65%
7 BANK OF MONTREAL /CAN/ 339,400 2,243,000 3.04%
8 Capital Investment Advisors, LLC 321,716 2,127,000 2.88%
9 Windsor Capital Management, LLC 300,184 1,984,000 2.69%
10 Cambridge Investment Research Advisors, Inc. 288,288 1,906,000 2.59%
11 Yorktown Management & Research Co Inc 260,000 1,719,000 2.33%
12 Raymond James Financial Services Advisors, Inc. 220,877 1,460,000 1.98%
13 PARAMETRIC PORTFOLIO ASSOCIATES LLC 198,565 1,313,000 1.78%
14 CREDIT SUISSE AG/ 156,480 1,034,000 1.40%
15 Vident Investment Advisory, LLC 5,579,250 844,000 1.14%
16 Commonwealth Equity Services, Inc 77,869 515,000 0.70%
17 WELLS FARGO & COMPANY/MN 76,929 509,000 0.69%
18 CITIGROUP INC 72,271 478,000 0.65%
19 BANK OF AMERICA CORP /DE/ 67,025 443,000 0.60%
20 SONORA INVESTMENT MANAGEMENT, LLC 59,468 404,977 0.55%
21 RAYMOND JAMES & ASSOCIATES 56,112 371,000 0.50%
22 STIFEL FINANCIAL CORP 51,863 342,000 0.46%
23 Cetera Advisor Networks LLC 42,720 286,000 0.39%
24 Creative Planning 42,069 278,000 0.38%
25 NATIONAL PLANNING CORP 32,511 222,000 0.30%
26 BAIRD FINANCIAL GROUP, INC. 32,298 213,000 0.29%
27 ROYAL BANK OF CANADA 32,197 213,000 0.29%
28 CETERA INVESTMENT ADVISERS 31,638 209,000 0.28%
29 RAYMOND JAMES TRUST N.A. 30,500 202,000 0.27%
30 ALETHEA CAPITAL MANAGEMENT, LLC 28,426 188,000 0.25%
31 First Allied Advisory Services, Inc. 25,800 170,000 0.23%
32 IFP ADVISORS, INC 22,946 152,000 0.21%
33 MSI Financial Services Inc 22,517 149,000 0.20%
34 WILLIAMS JONES & ASSOCIATES LLC 21,500 142,000 0.19%
35 Pekin Hardy Strauss, Inc. 18,500 122,000 0.17%
36 AMERICAN INTERNATIONAL GROUP, INC. 16,952 111,000 0.15%
37 WFG Advisors, LP 16,395 108,000 0.15%
38 Camarda Financial Advisors, LLC 15,514 103,000 0.14%
39 WEDBUSH SECURITIES INC 14,784 98,000 0.13%
40 Bank of New York Mellon Corp 14,000 93,000 0.13%
41 Granite Investment Advisors, LLC 14,000 93,000 0.13%
42 LADENBURG THALMANN FINANCIAL SERVICES INC. 13,726 91,000 0.12%
43 F&V Capital Management, LLC 13,637 90,000 0.12%
44 Janney Montgomery Scott LLC 10,390 69,000 0.09%
45 SUSQUEHANNA INTERNATIONAL GROUP, LLP 10,476 69,000 0.09%
46 Clearbridge Investments, LLC 7,476 49,000 0.07%
47 PNC FINANCIAL SERVICES GROUP, INC. 7,059 47,000 0.06%
48 MOSAIC FAMILY WEALTH, LLC 4,405 29,000 0.04%
49 Edge Wealth Management LLC 4,225 28,000 0.04%
50 INTEGRATED WEALTH MANAGEMENT 4,000 26,000 0.04%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.