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Institutional Investment Manager
Advisors Asset Management, Inc.
Advisors Asset Management, Inc. (CIK: 0001297376) incorporated in Delaware, located at 18925 Base Camp Road, Monument, CO. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Portfolio Summary: 1,797 holdings with a total value of $6,010,639,000.
#
Name
Shares
Value ($)
%
Options
Notes
1751 MRC GLOBAL INC 1,026 13,000 0.00%
1752 TENET HEALTHCARE CORP 450 13,000 0.00%
1753 OWENS-ILLINOIS, INC. 800 13,000 0.00%
1754 CHESAPEAKE ENERGY CORP 2,600 11,000 0.00%
1755 APOLLO COML REAL EST FIN INC 699 11,000 0.00%
1756 NUVEEN PFD INCOME OPPORTUN 1,058 10,000 0.00%
1757 TRANSOCEAN PARTNERS LLC 1,055 9,000 0.00%
1758 VERISK ANALYTICS INC 100 8,000 0.00%
1759 BROOKFIELD HIGH INCOME FD IN 1,113 8,000 0.00%
1760 ALUMINUM CORP CHINA LIMITED 1,048 8,000 0.00%
1761 GLOBAL HIGH INCOME FUND INC COM 808 7,000 0.00%
1762 Basic Energy Services 2,296 6,000 0.00%
1763 MFS INTERMEDIATE HIGH INC FD 2,569 6,000 0.00%
1764 LIBERTY GLOBAL PLC LILAC SHS CL A 136 5,000 0.00%
1765 SUNEDISON INC 8,600 5,000 0.00%
1766 UBS AG JERSEY BRH 240 5,000 0.00%
1767 VANECK VECTORS ETF TR MTG REIT INCOME 175 4,000 0.00%
1768 RECON CAP SER TR 157 4,000 0.00%
1769 FOSSIL GROUP INC 100 4,000 0.00%
1770 PIMCO ETF TR 35 4,000 0.00%
1771 POWERSHARES BUILD AMERICA BOND PORTFOLIO ETF 130 4,000 0.00%
1772 Vaneck Vectors Em MKTS HTGH Yi Eld Bond ETF 155 4,000 0.00%
1773 PUTNAM PREMIER INCOME TR 809 4,000 0.00%
1774 PUTNAM MASTER INTER INCOME T 887 4,000 0.00%
1775 ISHARES 75 4,000 0.00%
1776 UDR INC 100 4,000 0.00%
1777 Mkt Vectors BDC ETF 204 3,000 0.00%
1778 iShares Mortgage Real Estate C 350 3,000 0.00%
1779 ISHARES COHEN & STEERS REIT ETF 25 3,000 0.00%
1780 SPDR SER TR 135 3,000 0.00%
1781 RYDEX ETF TRUST 29 2,000 0.00%
1782 SMITH & WESSON HLDG CORP 65 2,000 0.00%
1783 MARKET VECTORS ETF TR 95 2,000 0.00%
1784 ADVISORSHARES TR 65 2,000 0.00%
1785 SPDR SERIES TRUST 65 2,000 0.00%
1786 SPDR FTSE SP OILGAS EXP ETF 65 2,000 0.00%
1787 TAKE-TWO INTERACTIVE SOFTWARE COM 38 1,000 0.00%
1788 NEWPORT CORP 56 1,000 0.00%
1789 US Ecology Inc 22 1,000 0.00%
1790 PENN NATL GAMING INC 58 1,000 0.00%
1791 KORN FERRY COM NEW 31 1,000 0.00%
1792 REPLIGEN CORP COM 26 1,000 0.00%
1793 AMERICAN INTL GROUP INC 61 1,000 0.00%
1794 CALERES INC COM 34 1,000 0.00%
1795 WABCO 9 1,000 0.00%
1796 ATLAS RESOURCES PARTNERS LP 1,457 1,000 0.00%
1797 PRA GROUP INC 17 0 0.00%
Page 36 of 36

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001013228-16-004222, filed 2016.05.16).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.