| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 3,873,489 | 32,692,000 | 16.53% | ||
| 2 | Karpus Management, Inc. | 3,131,940 | 26,434,000 | 13.37% | ||
| 3 | RAYMOND JAMES & ASSOCIATES | 2,737,200 | 23,102,000 | 11.68% | ||
| 4 | Bulldog Investors, LLP | 1,678,919 | 14,170,000 | 7.16% | ||
| 5 | Thomas J. Herzfeld Advisors, Inc. | 1,534,487 | 12,951,000 | 6.55% | ||
| 6 | Gramercy Funds Management LLC | 1,456,745 | 12,295,000 | 6.22% | ||
| 7 | MORGAN STANLEY | 1,413,870 | 11,934,000 | 6.03% | ||
| 8 | GOLDMAN SACHS GROUP INC | 1,249,190 | 10,543,000 | 5.33% | ||
| 9 | MARINER INVESTMENT GROUP LLC | 1,141,256 | 9,632,000 | 4.87% | ||
| 10 | CSS LLC/IL | 676,498 | 5,710,000 | 2.89% | ||
| 11 | HSBC HOLDINGS PLC | 452,748 | 3,821,000 | 1.93% | ||
| 12 | GEODE CAPITAL MANAGEMENT, LLC | 400,614 | 3,381,000 | 1.71% | PRN | |
| 13 | Shaker Financial Services, LLC | 391,491 | 3,304,000 | 1.67% | ||
| 14 | MSI Financial Services Inc | 284,640 | 2,402,000 | 1.21% | ||
| 15 | SENTINEL TRUST CO LBA | 251,381 | 2,122,000 | 1.07% | ||
| 16 | SG Americas Securities, LLC | 224,233 | 1,893,000 | 0.96% | ||
| 17 | ROYAL BANK OF CANADA | 176,404 | 1,489,000 | 0.75% | ||
| 18 | SRH ADVISORS, LLC | 169,095 | 1,427,000 | 0.72% | ||
| 19 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 169,130 | 1,425,000 | 0.72% | ||
| 20 | DALTON GREINER HARTMAN MAHER & CO | 141,795 | 1,197,000 | 0.61% | ||
| 21 | WFG Advisors, LP | 133,664 | 1,128,000 | 0.57% | ||
| 22 | HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | 118,292 | 998,000 | 0.50% | ||
| 23 | WOLVERINE ASSET MANAGEMENT LLC | 112,976 | 953,000 | 0.48% | ||
| 24 | RAFFLES ASSOCIATES LP | 102,834 | 868,000 | 0.44% | ||
| 25 | BOSTON PROVIDENT, L.P. | 99,936 | 843,000 | 0.43% | ||
| 26 | PNC FINANCIAL SERVICES GROUP, INC. | 99,548 | 841,000 | 0.43% | ||
| 27 | WELLS FARGO & COMPANY/MN | 94,734 | 800,000 | 0.40% | ||
| 28 | Aviance Capital Partners, LLC | 89,041 | 752,000 | 0.38% | ||
| 29 | Ancora Advisors LLC | 85,432 | 721,000 | 0.36% | ||
| 30 | Stratos Wealth Partners, LTD. | 76,315 | 644,000 | 0.33% | ||
| 31 | LPL Financial LLC | 72,107 | 601,000 | 0.30% | ||
| 32 | JBF Capital, Inc. | 70,906 | 598,000 | 0.30% | ||
| 33 | Sterneck Capital Management, LLC | 64,212 | 542,000 | 0.27% | ||
| 34 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 60,589 | 511,000 | 0.26% | ||
| 35 | Sculptor Capital LP | 49,720 | 420,000 | 0.21% | ||
| 36 | WEDBUSH SECURITIES INC | 48,539 | 410,000 | 0.21% | ||
| 37 | GUGGENHEIM CAPITAL LLC | 41,978 | 354,000 | 0.18% | ||
| 38 | UBS Group AG | 38,977 | 329,000 | 0.17% | ||
| 39 | AMERICAN INTERNATIONAL GROUP, INC. | 38,210 | 322,492 | 0.16% | ||
| 40 | D.A. DAVIDSON & CO. | 37,539 | 316,000 | 0.16% | ||
| 41 | Roundview Capital LLC | 32,373 | 273,000 | 0.14% | ||
| 42 | INVESTMENT HOUSE LLC | 30,325 | 255,000 | 0.13% | ||
| 43 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 28,917 | 244,000 | 0.12% | ||
| 44 | Boyle Capital Management, L.L.C. | 24,872 | 210,000 | 0.11% | ||
| 45 | CITIGROUP INC | 24,153 | 204,000 | 0.10% | ||
| 46 | Context Capital Management, LLC | 23,978 | 202,000 | 0.10% | ||
| 47 | SIGNATUREFD, LLC | 22,582 | 191,000 | 0.10% | ||
| 48 | BAIRD FINANCIAL GROUP, INC. | 22,127 | 187,000 | 0.09% | ||
| 49 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 18,882 | 159,000 | 0.08% | ||
| 50 | Modera Wealth Management, LLC | 16,769 | 142,000 | 0.07% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
