| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GARNERO GROUP ACQUISITION CO | 296,765 | 38,000 | 0.06% | ||
| 2 | GARNERO GROUP ACQUISITION CO | 272,385 | 65,000 | 0.10% | ||
| 3 | NEXPOINT RESIDENTIAL TR INC | 6,519 | 85,000 | 0.13% | ||
| 4 | ROYCE VALUE TR INC | 10,000 | 117,000 | 0.18% | ||
| 5 | WESTERN ASSET CLYM INFL SEC IN COM SH BEN INT | 14,485 | 153,000 | 0.24% | ||
| 6 | FIBROCELL SCIENCE INC | 26,710 | 157,000 | 0.24% | ||
| 7 | BOULDER GROWTH & INCOME FUND COM | 23,278 | 180,000 | 0.28% | ||
| 8 | WHITING PETE CORP NEW | 20,000 | 188,000 | 0.29% | ||
| 9 | COBALT INTL ENERGY INC | 500,000 | 261,000 | 0.41% | PRN | |
| 10 | BLACKROCK LIMITED DURATION INCORPORATED TR COM SHS | 19,592 | 285,000 | 0.44% | ||
| 11 | ENCORE CAP GROUP INC | 300,000 | 313,000 | 0.49% | PRN | |
| 12 | FRONTIER COMMUNICATIONS CORPORTION PFD CONV SER-A | 3,766 | 344,000 | 0.54% | ||
| 13 | Horsehead Holding | 1,775,000 | 459,000 | 0.71% | PRN | |
| 14 | YAHOO INC | 16,000 | 532,000 | 0.83% | ||
| 15 | COBALT INTL ENERGY INC | 1,000,000 | 577,000 | 0.90% | PRN | |
| 16 | FIFTH STR FIN CORP 5.375% 04/01/2016 | 670,000 | 670,000 | 1.04% | PRN | |
| 17 | ACCURAY INC | 500,000 | 678,000 | 1.06% | PRN | |
| 18 | AEGERION PHARMACEUTICALS INC | 1,250,000 | 836,000 | 1.30% | PRN | |
| 19 | CEPHEID | 1,000,000 | 894,000 | 1.39% | PRN | |
| 20 | MONSTER WORLDWIDE 3.5% CB 10/15/2019-REGISTERED | 845,000 | 1,073,000 | 1.67% | PRN | |
| 21 | QUIDEL CORP | 1,250,000 | 1,217,000 | 1.90% | PRN | |
| 22 | XILINX INC SR NT CV2.625 17 | 750,000 | 1,220,000 | 1.90% | PRN | |
| 23 | SPECTRUM PHARMACEUTICALS INC | 1,500,000 | 1,324,000 | 2.06% | PRN | |
| 24 | ACCURAY INC | 1,000,000 | 1,359,000 | 2.12% | PRN | |
| 25 | TESLA INC SR CV NT 0.25 19 | 1,600,000 | 1,503,000 | 2.34% | PRN | |
| 26 | IMPERIAL HLDGS INC 8.5 PERCENT 2/19 | 1,769,000 | 1,547,000 | 2.41% | PRN | |
| 27 | TWITTER INC | 2,000,000 | 1,700,000 | 2.65% | PRN | |
| 28 | SOLARCITY CORP | 2,385,000 | 1,925,000 | 3.00% | PRN | |
| 29 | GARNERO GROUP ACQUISITION CO | 197,500 | 1,937,000 | 3.02% | ||
| 30 | NEW MTN FIN CORP | 2,038,000 | 1,995,000 | 3.11% | PRN | |
| 31 | TESLA INC | 2,700,000 | 2,485,000 | 3.87% | PRN | |
| 32 | RAMCO-GERSHENSON PPTYS TR | 43,556 | 2,659,000 | 4.14% | ||
| 33 | ENCORE CAP GROUP INC | 3,335,000 | 2,826,000 | 4.40% | PRN | |
| 34 | ALBANY MOLECULAR RESH INC | 2,625,000 | 3,527,000 | 5.49% | PRN | |
| 35 | PDL BIOPHARMA INC | 4,420,000 | 3,547,000 | 5.52% | PRN | |
| 36 | CARRIAGE SVCS INC NOTE 2.750 3/1 | 3,000,000 | 3,558,000 | 5.54% | PRN | |
| 37 | SEQUENOM INC | 4,500,000 | 3,616,000 | 5.63% | PRN | |
| 38 | ENDOLOGIX INC | 3,500,000 | 3,793,000 | 5.91% | PRN | |
| 39 | AFFYMETRIX INC | 2,400,000 | 4,324,000 | 6.74% | PRN | |
| 40 | VECTOR GROUP LTD | 4,004,000 | 4,587,000 | 7.14% | PRN | |
| 41 | SEACOR HOLDINGS INC | 6,000,000 | 5,647,000 | 8.80% | PRN |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-16-050286, filed 2016.02.04).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
