| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 5,118,748 | 60,248,000 | 22.35% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,785,734 | 21,018,000 | 7.80% | ||
| 3 | Gramercy Funds Management LLC | 1,777,902 | 20,926,000 | 7.76% | ||
| 4 | WELLS FARGO & COMPANY/MN | 1,392,550 | 16,390,000 | 6.08% | ||
| 5 | RELATIVE VALUE PARTNERS GROUP, LLC | 1,390,609 | 16,367,000 | 6.07% | ||
| 6 | UBS Group AG | 949,960 | 11,181,000 | 4.15% | ||
| 7 | RAYMOND JAMES & ASSOCIATES | 828,934 | 9,757,000 | 3.62% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 444,460 | 5,231,000 | 1.94% | ||
| 9 | TILLER PRIVATE WEALTH, INC. | 402,194 | 4,734,000 | 1.76% | ||
| 10 | WOLVERINE ASSET MANAGEMENT LLC | 388,136 | 4,568,000 | 1.69% | ||
| 11 | Advisors Asset Management, Inc. | 368,150 | 4,333,000 | 1.61% | ||
| 12 | 1832 Asset Management L.P. | 333,656 | 3,930,000 | 1.46% | ||
| 13 | GUGGENHEIM CAPITAL LLC | 323,913 | 3,813,000 | 1.41% | ||
| 14 | PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 286,278 | 3,369,497 | 1.25% | ||
| 15 | LPL Financial LLC | 285,949 | 3,343,000 | 1.24% | ||
| 16 | Vident Investment Advisory, LLC | 282,141 | 3,321,000 | 1.23% | ||
| 17 | BANK OF NOVA SCOTIA | 231,930 | 2,730,000 | 1.01% | ||
| 18 | CREDIT SUISSE AG/ | 230,321 | 2,710,000 | 1.01% | ||
| 19 | FCA CORP /TX | 228,028 | 2,684,000 | 1.00% | ||
| 20 | NORTH STAR ASSET MANAGEMENT INC | 227,482 | 2,677,000 | 0.99% | ||
| 21 | Raymond James Financial Services Advisors, Inc. | 221,426 | 2,606,000 | 0.97% | ||
| 22 | Invesco Ltd. | 220,661 | 2,597,000 | 0.96% | ||
| 23 | GENERAL AMERICAN INVESTORS CO INC | 213,600 | 2,514,000 | 0.93% | ||
| 24 | ROYAL BANK OF CANADA | 211,821 | 2,493,000 | 0.92% | ||
| 25 | First Allied Advisory Services, Inc. | 190,462 | 2,241,000 | 0.83% | ||
| 26 | Curi Capital, LLC | 188,031 | 2,213,000 | 0.82% | ||
| 27 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 187,572 | 2,208,000 | 0.82% | ||
| 28 | ROTHSCHILD INVESTMENT LLC /IL | 186,637 | 2,197,000 | 0.81% | ||
| 29 | CORNERSTONE ADVISORS INC | 181,263 | 2,133,000 | 0.79% | ||
| 30 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 176,001 | 2,072,000 | 0.77% | ||
| 31 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 159,882 | 1,882,000 | 0.70% | ||
| 32 | Thomas J. Herzfeld Advisors, Inc. | 159,922 | 1,882,000 | 0.70% | ||
| 33 | Sterneck Capital Management, LLC | 148,057 | 1,743,000 | 0.65% | ||
| 34 | BAIRD FINANCIAL GROUP, INC. | 136,040 | 1,601,000 | 0.59% | ||
| 35 | DOLIVER ADVISORS, LP | 135,131 | 1,590,000 | 0.59% | ||
| 36 | FIRST TRUST ADVISORS LP | 133,114 | 1,567,000 | 0.58% | ||
| 37 | BROWN ADVISORY INC | 132,376 | 1,558,000 | 0.58% | ||
| 38 | VSR Financial Services, Inc. | 126,445 | 1,488,000 | 0.55% | ||
| 39 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 121,424 | 1,429,000 | 0.53% | ||
| 40 | Janney Montgomery Scott LLC | 120,210 | 1,415,000 | 0.52% | ||
| 41 | Squarepoint Ops LLC | 119,151 | 1,402,000 | 0.52% | ||
| 42 | STIFEL FINANCIAL CORP | 114,728 | 1,350,000 | 0.50% | ||
| 43 | Ancora Advisors LLC | 111,000 | 1,306,000 | 0.48% | ||
| 44 | GABELLI FUNDS LLC | 109,500 | 1,289,000 | 0.48% | ||
| 45 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 107,523 | 1,266,000 | 0.47% | ||
| 46 | GEODE CAPITAL MANAGEMENT, LLC | 104,142 | 1,225,000 | 0.45% | PRN | |
| 47 | 1607 Capital Partners, LLC | 102,120 | 1,202,000 | 0.45% | ||
| 48 | SG Americas Securities, LLC | 87,308 | 1,028,000 | 0.38% | ||
| 49 | OPPENHEIMER & CO INC | 87,297 | 1,027,000 | 0.38% | ||
| 50 | Commonwealth Equity Services, Inc | 84,217 | 991,000 | 0.37% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
