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Institutional Investment Manager
Rock Point Advisors, LLC
Rock Point Advisors, LLC (CIK: 0001301540) incorporated in Vermont, located at 77 College Street, Burlington, VT. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001301540-16-000016) filed in 2016.11.02
#
Name
Shares
Value ($)
%
Options
Notes
1 ELDORADO GOLD CORP NEW 15,000 59 0.03%
2 AGROFRESH SOLUTIONS 12,000 63 0.03%
3 EATON VANCE SR INCOME TR 11,900 77 0.04%
4 MFS CHARTER INCOME TR 10,900 94 0.05%
5 YAMANA GOLD INC 28,000 121 0.06%
6 LSB INDS INC COM 16,000 137 0.07%
7 Echelon Corp 29,487 155 0.08%
8 GOLDCORP INC NEW 10,200 169 0.09%
9 SCHWAB SHORT-TERM US TREASURY ETF 4,003 203 0.11%
10 CELGENE CORP 2,035 213 0.11%
11 NUVEEN NORTH CAROLINA QLTY M 16,000 227 0.12%
12 PROSPECT CAPITAL CORPORATION 28,305 229 0.12%
13 SCHWAB US TIPS ETF 4,069 232 0.12%
14 COLGATE PALMOLIVE CO 3,211 238 0.12%
15 DU PONT E I DE NEMOURS & CO 3,668 246 0.13%
16 DOW CHEM CO 4,760 247 0.13%
17 SCHWAB US AGGREGATE BOND ETF 4,683 251 0.13%
18 SCHWAB INTERNATIONAL EQUITY ETF 8,942 257 0.13%
19 MONMOUTH REAL ESTATE INVT CO 19,710 281 0.15%
20 DOMINION ENERGY INC 3,802 282 0.15%
21 MERCK & CO INC 4,584 286 0.15%
22 AT&T INC 7,123 289 0.15%
23 SILVERWHEATONCOR 10,930 295 0.15%
24 COCA COLA CO 7,050 298 0.16%
25 GENERAL MLS INC 4,810 307 0.16%
26 INTERNATIONAL BUSINESS MACHS 1,986 315 0.16%
27 DISNEY WALT CO 3,462 322 0.17%
28 SCHWAB U.S. MID-CAP ETF 8,588 374 0.20%
29 SCHWAB U.S. SMALL-CAP ETF 6,655 383 0.20%
30 WALGREENS BOOTS ALLIANCE INC 5,235 422 0.22%
31 MICROSOFT CORP 9,186 529 0.28%
32 CHEVRON CORP NEW 5,281 544 0.28%
33 TEMPLETON GLOBAL INCOME FD 87,511 546 0.29%
34 SCHWAB U.S. LARGE-CAP ETF 10,630 549 0.29%
35 SPDR SER TR 18,388 564 0.29%
36 PEPSICO INC 6,736 733 0.38%
37 PFIZER INC 21,709 735 0.38%
38 JOHNSON & JOHNSON 7,095 838 0.44%
39 EXXON MOBIL CORP 10,645 929 0.49%
40 GENERAL ELECTRIC CO 31,436 931 0.49%
41 RELX NV 53,541 956 0.50%
42 PROCTER AND GAMBLE CO 11,428 1,026 0.54%
43 VANGUARD BD INDEX FDS 14,535 1,175 0.61%
44 BLACKROCK MUNI INTER DR FD I 82,045 1,244 0.65%
45 PZENA INVESTMENT MGMT INC CLASS A 273,425 2,105 1.10%
46 ALCOA 210,835 2,138 1.12%
47 DELTA AIRLINES INC DEL 58,195 2,291 1.20%
48 LivaNova PLC 39,155 2,354 1.23%
49 DELPHI AUTOMOTIVE PLC 35,610 2,540 1.33%
50 SUNPOWER CORP 286,420 2,555 1.33%
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