| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ALPHA NATURAL RESOURCES | 17,605 | 5,315 | 0.00% | ||
| 2 | BANK AMERICA CORP WTS | 15,000 | 7,725 | 0.00% | ||
| 3 | LEGG AMT FR MUN MMKT I | 10,000 | 10,000 | 0.00% | ||
| 4 | MCEWEN MINING INC COM | 11,038 | 10,584 | 0.00% | ||
| 5 | DRYFS GENL TRSY PRIME A | 13,000 | 13,000 | 0.00% | ||
| 6 | FUELCELL ENERGY INC COM | 13,700 | 13,384 | 0.00% | ||
| 7 | PENN WEST PETE LTD NEW | 10,400 | 17,992 | 0.00% | ||
| 8 | Arch Coal Inc | 53,000 | 18,020 | 0.00% | ||
| 9 | LUNA INNOVATIONS | 21,750 | 22,403 | 0.00% | ||
| 10 | GS FINL SQ MMKT FST | 23,014 | 23,014 | 0.00% | ||
| 11 | FUEL TECH INC | 11,000 | 24,090 | 0.00% | ||
| 12 | CYTORI THERAPEUTIC INC | 44,600 | 24,842 | 0.00% | ||
| 13 | * SANDRIDGE ENERGY INC COM | 32,250 | 28,283 | 0.00% | ||
| 14 | GERDAU S A | 11,900 | 28,679 | 0.00% | ||
| 15 | PENGROWTH ENERGY CORP | 12,600 | 31,374 | 0.00% | ||
| 16 | DREYFUS HIGH YIELD STRATEGIE | 10,866 | 36,292 | 0.00% | ||
| 17 | BLACKROCK DEBT STRAT FD INC COM | 10,977 | 39,736 | 0.00% | ||
| 18 | FRANKLIN CUSTODIAN FDS INC | 16,439 | 40,933 | 0.00% | ||
| 19 | Alcatel Lucent Adr | 12,460 | 45,105 | 0.00% | ||
| 20 | HALCON RESOURCES CORP | 40,100 | 46,516 | 0.00% | ||
| 21 | MFS INTERMEDIATE INCOME TRUST SH BEN INT | 10,406 | 48,076 | 0.00% | ||
| 22 | DRYFS 100% US TRSY MMKT | 50,000 | 50,000 | 0.00% | ||
| 23 | RESOURCE CAP CORP | 13,808 | 53,437 | 0.00% | ||
| 24 | ENDOCYTE INC | 10,348 | 53,706 | 0.00% | ||
| 25 | DWS UNCONSTRAINED INCM S | 10,978 | 53,901 | 0.00% | ||
| 26 | VOYA PRIME RATE TR | 11,029 | 57,902 | 0.00% | ||
| 27 | Templeton Global Templeton Inc Fd Adv | 17,715 | 58,636 | 0.00% | ||
| 28 | Templeton Global Balanced Fund | 18,386 | 60,673 | 0.00% | ||
| 29 | WSTRN ASST S/DUR MUN I | 11,983 | 61,830 | 0.00% | ||
| 30 | WESTERN ASSET SHORT-TERM BOND FUND | 15,868 | 62,042 | 0.00% | ||
| 31 | INLAND AMERICAN REAL ESTATE | 10,535 | 63,737 | 0.00% | ||
| 32 | Prudential High Yield Fund Inc Cl Z | 11,049 | 64,307 | 0.00% | ||
| 33 | WINDSTREAM HLDGS INC | 10,502 | 67,003 | 0.00% | ||
| 34 | WESTPORT FUEL SYSTEMS INC | 14,870 | 70,484 | 0.00% | ||
| 35 | COMMUNITY BANKERS TR CORP | 14,342 | 71,280 | 0.00% | ||
| 36 | VIRTUS MULT SCTR SHRT T | 14,597 | 71,816 | 0.00% | ||
| 37 | REX ENERGY CORPORATION | 13,000 | 72,670 | 0.00% | ||
| 38 | HARRIS & HARRIS GROUP INC | 27,200 | 74,800 | 0.00% | ||
| 39 | COLUMBIA STRAT INCM Z | 12,907 | 77,831 | 0.00% | ||
| 40 | WESTERN ASSET EMRG MK DEBT-I | 15,340 | 80,230 | 0.00% | ||
| 41 | LIBERTY ALL STAR EQUITY FD | 14,825 | 85,244 | 0.00% | ||
| 42 | OPPEN GLB STRAT INCM Y | 20,647 | 85,892 | 0.00% | ||
| 43 | NEWCASTLE INVESTMENT CORP | 18,400 | 86,480 | 0.00% | ||
| 44 | NUVEEN CR STRATEGIES INCOME FD COM SHS | 10,253 | 88,281 | 0.00% | ||
| 45 | Oppenheimer Amt Free Municipals Cl Y | 13,168 | 88,755 | 0.00% | ||
| 46 | ENERPLUS CORP | 10,219 | 89,828 | 0.00% | ||
| 47 | AMERICA FIRST MULTIFAMILY IN | 17,000 | 94,350 | 0.00% | ||
| 48 | Delaware Limited Term Divers Incm Instl | 11,057 | 94,644 | 0.00% | ||
| 49 | WF STRAT MUN BD A | 10,638 | 95,212 | 0.00% | ||
| 50 | SENTINEL LOW DUR BD A | 10,800 | 95,475 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001329948-15-000003, filed 2015.08.04).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
