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HARRIS & HARRIS GROUP INC
HARRIS & HARRIS GROUP INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 39 Institutional holders with a total value of $28,009,794.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ARIEL INVESTMENTS, LLC 2,647,584 7,281,000 25.99%
2 Granahan Investment Management, LLC 1,931,136 5,311,000 18.96%
3 FINANCIAL CONSULATE, INC 1,616,854 4,446,000 15.87%
4 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 989,591 2,721,000 9.71%
5 UBS Group AG 626,491 1,723,000 6.15%
6 Ancora Advisors LLC 499,021 1,372,000 4.90%
7 ROYCE & ASSOCIATES LP 473,385 1,302,000 4.65%
8 NEW YORK STATE COMMON RETIREMENT FUND 314,977 866,000 3.09%
9 UNITED SERVICES AUTOMOBILE ASSOCIATION 257,886 709,000 2.53%
10 MORGAN STANLEY 113,080 311,000 1.11%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 97,000 267,000 0.95% Call
12 VAN ECK ASSOCIATES CORP 90,391 249,000 0.89%
13 GOLDMAN SACHS GROUP INC 81,168 223,000 0.80%
14 SHUFRO ROSE & CO LLC 80,000 220,000 0.79%
15 CONDOR CAPITAL MANAGEMENT 51,852 143,000 0.51%
16 PRINCETON CAPITAL MANAGEMENT INC 48,200 133,000 0.47%
17 CLIFFORD SWAN INVESTMENT COUNSEL LLC 40,000 110,000 0.39%
18 Round Table Services, LLC 39,141 108,000 0.39%
19 Legal & General Group Plc 32,192 89,000 0.32%
20 Janney Montgomery Scott LLC 27,200 74,800 0.27%
21 A.R.T. Advisors, LLC 21,309 58,000 0.21%
22 CITIGROUP INC 20,337 56,000 0.20%
23 GEODE CAPITAL MANAGEMENT, LLC 14,712 40,000 0.14%
24 SUSQUEHANNA INTERNATIONAL GROUP, LLP 13,930 38,000 0.14%
25 Spot Trading L.L.C 13,670 38,000 0.14%
26 TWO SIGMA SECURITIES, LLC 12,254 34,000 0.12%
27 Spot Trading L.L.C 10,000 28,000 0.10% Put
28 GLENMEDE TRUST CO NA 10,000 27,000 0.10%
29 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,250 8,000 0.03%
30 GROUP ONE TRADING LLC 2,653 7,000 0.02%
31 Hartford Financial Management Inc. 2,200 6,000 0.02%
32 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,138 3,000 0.01%
33 Blume Capital Management, Inc. 600 2,000 0.01%
34 US BANCORP \DE\ 800 2,000 0.01%
35 Simplicity Solutions, LLC 725 1,994 0.01%
36 Formidable Asset Management, LLC 402 1,000 0.00%
37 DEUTSCHE BANK AG\ 500 1,000 0.00%
38 BANK OF AMERICA CORP /DE/ 100 0 0.00%
39 WELLS FARGO & COMPANY/MN 121 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.