| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | NEURALSTEM INCORPORATED | 10,000 | 3,000 | 0.00% | ||
| 2 | Bank Of America 18 WTS | 35,000 | 4,000 | 0.00% | ||
| 3 | CTI BIOPHARMA CORP | 13,716 | 5,000 | 0.00% | ||
| 4 | GEVO INC | 12,500 | 6,000 | 0.00% | ||
| 5 | ANTARES PHARMA INC | 10,000 | 17,000 | 0.00% | ||
| 6 | VANGUARD NAT RES LLC | 21,206 | 19,000 | 0.00% | ||
| 7 | FUEL TECH INCORPORATED | 14,500 | 20,000 | 0.00% | ||
| 8 | MANNKIND CORPORATION | 33,410 | 21,000 | 0.00% | ||
| 9 | OncoSec Medical Inc | 12,100 | 21,000 | 0.00% | ||
| 10 | XENITH BANKSHARES NEW COM | 13,204 | 31,000 | 0.00% | ||
| 11 | OHR PHARMACEUTICAL INC | 12,000 | 34,000 | 0.00% | ||
| 12 | SEADRILL LIMITED | 16,776 | 40,000 | 0.00% | ||
| 13 | Rex Energy Corp | 71,700 | 42,000 | 0.00% | ||
| 14 | CHESAPEAKE GRANITE WASH TR COM | 21,400 | 45,000 | 0.00% | ||
| 15 | S W SEED CO | 10,400 | 53,000 | 0.00% | ||
| 16 | KINROSS GOLD CORP | 12,794 | 54,000 | 0.00% | ||
| 17 | PEAK RESORTS INC COM | 11,155 | 57,000 | 0.00% | ||
| 18 | MFS INTERMEDIATE INCOME TRUST SH BEN INT | 12,814 | 58,000 | 0.00% | ||
| 19 | LUNA INNOVATIONS | 42,000 | 59,000 | 0.00% | ||
| 20 | CALUMET SPECIALTY PRODS PTNR | 13,019 | 59,000 | 0.00% | ||
| 21 | ENDURO RTY TR | 17,300 | 61,000 | 0.00% | ||
| 22 | DREYFUS HIGH YIELD STRATEGIE | 18,000 | 62,000 | 0.00% | ||
| 23 | DLH HLDGS CORP | 13,202 | 62,000 | 0.00% | ||
| 24 | SANGAMO BIOSCIENCES INCORPORATED | 13,728 | 64,000 | 0.00% | ||
| 25 | SYNERGY PHARMACEUTICALS DEL COM NEW | 12,000 | 66,000 | 0.00% | ||
| 26 | RIVERVIEW BANCORP INC | 12,500 | 67,000 | 0.00% | ||
| 27 | VOYA PRIME RATE TR | 12,751 | 67,000 | 0.00% | ||
| 28 | SPRINT CORP | 10,316 | 68,000 | 0.00% | ||
| 29 | OCWEN FINL CORP | 19,400 | 71,000 | 0.00% | ||
| 30 | AMERICA FIRST MULTIFAMILY IN | 12,000 | 71,000 | 0.00% | ||
| 31 | INVESCO SR INCOME TR | 16,323 | 71,000 | 0.00% | ||
| 32 | YAMANA GOLD INC | 16,878 | 73,000 | 0.00% | ||
| 33 | ELDORADO GOLD CORP NEW | 18,725 | 74,000 | 0.00% | ||
| 34 | SCORPIO TANKERS INC SHS | 16,078 | 74,000 | 0.00% | ||
| 35 | BANK AMER CORP | 16,600 | 77,000 | 0.00% | ||
| 36 | GAS NAT INC | 10,156 | 78,000 | 0.00% | ||
| 37 | ALLIQUA BIOMEDICAL INC | 98,000 | 78,000 | 0.00% | ||
| 38 | WESTERN ASSET MUN HI INCM FD | 10,000 | 80,000 | 0.00% | ||
| 39 | BLACKROCK INTL GRWTH & INC T | 13,692 | 81,000 | 0.00% | ||
| 40 | ECLIPSE RES CORP COM | 25,000 | 82,000 | 0.00% | ||
| 41 | COMMUNITY BANKERS TR | 15,342 | 83,000 | 0.00% | ||
| 42 | ARCELORMITTAL SA LUXEMBOURG | 13,933 | 84,000 | 0.00% | ||
| 43 | VALE S A | 15,954 | 88,000 | 0.00% | ||
| 44 | GABELLI EQUITY TR INC | 15,700 | 89,000 | 0.00% | ||
| 45 | CROCS INC | 10,975 | 91,000 | 0.00% | ||
| 46 | MFS INTERMEDIATE HIGH INC FD | 35,559 | 91,000 | 0.00% | ||
| 47 | BOULDER GROWTH & INCOME FUND COM | 11,145 | 93,000 | 0.00% | ||
| 48 | AMERESCO INC | 17,760 | 93,000 | 0.00% | ||
| 49 | NOBLE CORP PLC | 14,990 | 95,000 | 0.00% | ||
| 50 | MFA FINANCIAL INC COM | 12,675 | 95,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001329948-16-000015, filed 2016.11.14).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
