| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | AMEDICA CORP | 10,350 | 1,000 | 0.00% | ||
| 2 | PEABODY ENERGY C 4.75 PERCENT 66 CONV BONDS DUE 12/15/66 | 26,000 | 1,000 | 0.00% | ||
| 3 | DRAGONWAVE INC | 13,365 | 2,000 | 0.00% | ||
| 4 | Rubicon Minerals Corp | 19,750 | 2,000 | 0.00% | ||
| 5 | Warren Resources Inc | 14,600 | 3,000 | 0.00% | ||
| 6 | TANZANIAN ROYALTY EXPL CORP | 11,500 | 3,000 | 0.00% | ||
| 7 | FORBES ENERGY SERVICES LTD | 12,000 | 3,000 | 0.00% | ||
| 8 | KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 | 52,792 | 3,000 | 0.00% | ||
| 9 | DISCOVERY LABORATORIES INC N | 20,833 | 4,000 | 0.00% | ||
| 10 | Odyssey Marine Exploration Inc | 14,481 | 4,000 | 0.00% | ||
| 11 | ParkerVision Inc. (PRKR) | 17,000 | 4,000 | 0.00% | ||
| 12 | TASEKO MINES LTD | 16,105 | 5,000 | 0.00% | ||
| 13 | SANOFI | 42,681 | 5,000 | 0.00% | ||
| 14 | TOWERSTREAM CORP | 13,000 | 5,000 | 0.00% | ||
| 15 | CYTORI THERAPEUTIC INC | 32,550 | 6,000 | 0.00% | ||
| 16 | SFX ENTMT INC | 34,150 | 6,000 | 0.00% | ||
| 17 | Rcs Capital Corp | 20,503 | 6,000 | 0.00% | ||
| 18 | Dex Media Inc | 61,400 | 7,000 | 0.00% | ||
| 19 | PALATIN TECHNOLOGIES INC COM | 11,300 | 8,000 | 0.00% | ||
| 20 | AUTHENTIDATE HLDG CORP | 11,298 | 8,000 | 0.00% | ||
| 21 | HELIX ENERGY SOLUTIONS GRP INC SR GLBL CV NT 32 | 11,000 | 9,000 | 0.00% | ||
| 22 | ARVINMERITOR INC | 10,000 | 9,000 | 0.00% | ||
| 23 | BIOLASE INC | 12,447 | 10,000 | 0.00% | ||
| 24 | ION GEOPHYSICAL CORP | 19,200 | 10,000 | 0.00% | ||
| 25 | ImmunoCellular Therapeutics Lt | 27,000 | 10,000 | 0.00% | ||
| 26 | Energy XXI LTD | 10,697 | 11,000 | 0.00% | ||
| 27 | CUMULUS MEDIA INC | 37,500 | 12,000 | 0.00% | ||
| 28 | INTEL CORP JR SB CONV DB 35 | 10,000 | 13,000 | 0.00% | ||
| 29 | NEURALSTEM INC COM | 12,540 | 13,000 | 0.00% | ||
| 30 | HCI GROUP INC | 15,000 | 13,000 | 0.00% | ||
| 31 | BREITBURN ENERGY PARTNERS LP COM | 20,804 | 14,000 | 0.00% | ||
| 32 | TORCHLIGHT ENERGY RES INC | 13,500 | 14,000 | 0.00% | ||
| 33 | Penn Virginia Corp | 45,998 | 14,000 | 0.00% | ||
| 34 | PROSPECT CAPITAL CORPORATION | 15,000 | 14,000 | 0.00% | ||
| 35 | FEMALE HEALTH CO | 10,519 | 15,000 | 0.00% | ||
| 36 | APOLLO INVT CORP 5.75% 01/15/2016 | 15,000 | 15,000 | 0.00% | ||
| 37 | LAM RESEARCH CORP SR NT CV 1.25 18 | 11,000 | 16,000 | 0.00% | ||
| 38 | PEDEVCO CORP | 56,280 | 16,000 | 0.00% | ||
| 39 | HALCON RES CORP | 12,321 | 16,000 | 0.00% | ||
| 40 | PROVECTUS | 42,500 | 17,000 | 0.00% | ||
| 41 | Key Energy Services, Inc. | 38,363 | 18,000 | 0.00% | ||
| 42 | GLOBALSTAR INC | 12,798 | 18,000 | 0.00% | ||
| 43 | NAVIOS MARITIME HOLDINGS INC | 10,020 | 18,000 | 0.00% | ||
| 44 | * SANDRIDGE ENERGY INC COM | 94,907 | 19,000 | 0.00% | ||
| 45 | CORMEDIX INCORPORATED | 10,091 | 20,000 | 0.00% | ||
| 46 | Novatel Wireless Inc | 12,006 | 20,000 | 0.00% | ||
| 47 | Prospect Capital Corp | 22,000 | 21,000 | 0.00% | ||
| 48 | HUGOTON RTY TR TEX | 12,912 | 21,000 | 0.00% | ||
| 49 | PENN WEST PETE LTD NEW | 26,498 | 22,000 | 0.00% | ||
| 50 | KINROSS GOLD CORP | 12,211 | 22,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001333978-16-000012, filed 2016.01.19).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
