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Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Original 13F HR (0001333978-17-000006) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
2251 MANAGED DURATION INVT GRD FU 10,112 133 0.00%
2252 CAPSTEAD MTG CORP COM NO PAR 12,467 131 0.00%
2253 TEEKAY CORPORATION 14,302 131 0.00%
2254 ALPINE GLOBAL PREMIER PPTYS FD COM SBI 22,687 130 0.00%
2255 GLADSTONE INVT CORP 14,170 129 0.00%
2256 CVD Equipment Corp 12,428 129 0.00%
2257 ADVAXIS INC COM NEW 15,685 128 0.00%
2258 POLYMET MINING CORP 171,725 128 0.00%
2259 GUGGENHEIM ENHANCED EQUITY I 15,778 127 0.00%
2260 ANTARES PHARMA INC 44,336 126 0.00%
2261 CENTER COAST MLP & INFRSTR FD COM SHS 10,100 126 0.00%
2262 STONEMOR PARTNERS L P 15,711 125 0.00%
2263 MFS SPL VALUE TR 20,879 121 0.00%
2264 AMBEV SA 20,873 120 0.00%
2265 BLACKROCK CAPITAL INVESTMENT 116,000 119 0.00%
2266 NEUBERGER BERMAN HIGH YIELD 10,017 119 0.00%
2267 PIMCO MUN INCOME FD III 10,478 118 0.00%
2268 BANK MUTUAL CORP NEW 12,596 118 0.00%
2269 COMMUNITY HEALTH SYS INC NEW 13,067 116 0.00%
2270 CENOVUS ENERGY INC 10,043 113 0.00%
2271 SYNERGY PHARMACEUTICALS DEL 23,929 112 0.00%
2272 SEVERN BANCORP ANNAPOLIS MD 15,208 110 0.00%
2273 COHEN & STEERS GLOBAL INCORPORATED BLDR 11,784 108 0.00%
2274 NEURALSTEM INCORPORATED COM NEW 20,108 106 0.00%
2275 SYNERON MEDICAL LTD 10,000 106 0.00%
2276 MORGAN STANLEY EMER MKTS DEB 11,031 103 0.00%
2277 CLOUD PEAK ENERGY INC COM 22,423 103 0.00%
2278 SANOFI SPOND FUNSPONSORED ADR 33,075 102 0.00%
2279 NEUBERGER BERMAN MLP INCOME FD 10,074 102 0.00%
2280 NORTHERN DYNASTY MINERALS LTD COM 70,212 100 0.00%
2281 JUST ENERGY GROUP INC 15,910 100 0.00%
2282 OCLARO INC 10,230 100 0.00%
2283 INDEPENDENCE RLTY TR INC COM 10,664 100 0.00%
2284 AK STL HLDG CORP 13,944 100 0.00%
2285 PUTNAM HIGH INC SECURITIES FD N/C 7/24/18 42968F108 11,463 99 0.00%
2286 LIFEVANTAGE CORP 18,449 99 0.00%
2287 THERAPEUTICSMD INC 13,449 97 0.00%
2288 INOVIO PHARMACEUTICALS INC 14,725 97 0.00%
2289 SPROTT FOCUS TR INC COM 12,773 95 0.00%
2290 INVESCO SR INCOME TR 20,292 94 0.00%
2291 EVOKE PHARMA INC 30,062 93 0.00%
2292 MILESTONE SCIENTIFIC INC 69,097 93 0.00%
2293 AMARIN CORP PLC 27,716 89 0.00%
2294 MFS HIGH INCOME MUN TR 17,462 88 0.00%
2295 IDERA PHARMACEUTICALS INCORPORATED COM NEW 35,100 87 0.00%
2296 EURONAV NV ANTWERPEN 11,069 87 0.00%
2297 AROTECH CORP 28,953 85 0.00%
2298 FIRST MAJESTIC SILVER CORP 10,473 85 0.00%
2299 REVOLUTION LIGHTING TECHNOLOGI COM NEW 10,989 82 0.00%
2300 BIOTIME INC 22,649 78 0.00%
Page 46 of 49
Restatement filing (0001333978-18-000004) filed in 2018.02.16
#
Name
Shares
Value ($)
%
Options
Notes
1 1st Constitution Bancorp 26,089 481 0.00%
2 22ND CENTY GROUP INC 33,828 40 0.00%
3 2U, Inc. 5,430 215 0.00%
4 3-D SYS CORP DEL 55,532 831 0.01%
5 3M CO 212,370 40,633 0.27%
6 A O SMITH 25,278 1,293 0.01%
7 ABB LTD 38,643 904 0.01%
8 ABBOTT LABS 550,398 24,443 0.16%
9 ABBVIE INC 622,240 40,545 0.27%
10 ABERCROMBIE & FITCH CO 12,563 150 0.00%
11 ABERDEEN ASIA PACIFIC INCOM 551,173 2,750 0.02%
12 ABERDEEN AUSTRALIA EQUITY FD 49,241 298 0.00%
13 ABIOMED INC 1,848 231 0.00%
14 ABSOLUTE SHS TR 14,552 354 0.00%
15 ACACIA COMMUNICATIONS INC 6,378 374 0.00%
16 ACCENTURE PLC IRELAND 86,877 10,415 0.07%
17 ACTIVISION BLIZZARD INC 46,125 2,300 0.02%
18 ADAM NAT RES FD INC 63,027 1,224 0.01%
19 ADAMS DIVERSIFIED EQUITY FD 190,792 2,623 0.02%
20 ADDVANTAGE TECHNOLOGIES GROU 16,645 32 0.00%
21 ADIENT PLC 12,303 894 0.01%
22 ADOBE INC 40,318 5,247 0.04%
23 ADR - Nabriva Therapeutics AG- Usd 12,760 153 0.00%
24 ADVANCE AUTO PARTS INC 7,111 1,054 0.01%
25 ADVANCED ENERGY INDS COM 25,925 1,777 0.01%
26 ADVANCED MICRO DEVICES INC 83,808 1,219 0.01%
27 ADVAXIS INC COM NEW 15,685 128 0.00%
28 ADVENT CLAYMORE CV SECS & INCORPORATED 30,314 475 0.00%
29 ADVISORSHARES TR 11,121 202 0.00%
30 ADVISORSHARES TR 8,533 304 0.00%
31 ADVISORSHARES TR 179,993 1,584 0.01%
32 ADVISORSHARES TR 6,572 430 0.00%
33 AECOM 30,333 1,080 0.01%
34 AEGON N V 41,153 211 0.00%
35 AERCAP HOLDINGS NV 4,465 205 0.00%
36 AES CORP 67,415 754 0.01%
37 AES TRUST III PFD CV 6.75 12,533 640 0.00%
38 AETNA INC NEW 45,509 5,805 0.04%
39 AFFILIATED MANAGERS GROUP 2,491 408 0.00%
40 AFLAC INC 141,230 10,228 0.07%
41 AGILENT TECHNOLOGIES INC 11,806 624 0.00%
42 AGNC INVT CORP 118,201 2,351 0.02%
43 AGNICO EAGLE MINES LTD 9,611 408 0.00%
44 AGREE RLTY CORP COM 19,988 959 0.01%
45 AGRIUM INC 2,106 201 0.00%
46 AIMMUNE THERAPEUTICS INC COM 26,204 569 0.00%
47 AIR PRODS & CHEMS INC 20,312 2,748 0.02%
48 AK STL HLDG CORP 13,944 100 0.00%
49 AKAMAI TECHNOLOGIES INC 8,065 481 0.00%
50 ALAMO GROUP INC 7,596 579 0.00%
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