| 1 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
1,336,120 |
9,927,000 |
28.01% |
|
|
| 2 |
STIFEL FINANCIAL CORP |
793,626 |
5,899,000 |
16.64% |
|
|
| 3 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
739,276 |
5,478,000 |
15.46% |
|
|
| 4 |
1607 Capital Partners, LLC |
521,279 |
3,873,000 |
10.93% |
|
|
| 5 |
BANK OF AMERICA CORP /DE/ |
298,300 |
2,216,000 |
6.25% |
|
|
| 6 |
First Allied Advisory Services, Inc. |
140,775 |
1,046,000 |
2.95% |
|
|
| 7 |
BRINKER CAPITAL INC |
125,829 |
935,000 |
2.64% |
|
|
| 8 |
ROYAL BANK OF CANADA |
120,317 |
894,000 |
2.52% |
|
|
| 9 |
MORGAN STANLEY |
119,757 |
890,000 |
2.51% |
|
|
| 10 |
WELLS FARGO & COMPANY/MN |
98,541 |
732,000 |
2.07% |
|
|
| 11 |
CORNERSTONE ADVISORS INC |
85,068 |
629,000 |
1.77% |
|
|
| 12 |
Raymond James Financial Services Advisors, Inc. |
57,217 |
425,000 |
1.20% |
|
|
| 13 |
SHUFRO ROSE & CO LLC |
50,994 |
379,000 |
1.07% |
|
|
| 14 |
Thomas J. Herzfeld Advisors, Inc. |
48,706 |
362,000 |
1.02% |
|
|
| 15 |
CARDAN CAPITAL PARTNERS, LLC |
31,986 |
238,000 |
0.67% |
|
|
| 16 |
Invesco Ltd. |
25,256 |
188,000 |
0.53% |
|
|
| 17 |
Virtu KCG Holdings LLC |
23,695 |
176,000 |
0.50% |
|
|
| 18 |
Shaker Financial Services, LLC |
22,470 |
167,000 |
0.47% |
|
|
| 19 |
UBS Group AG |
21,655 |
161,000 |
0.45% |
|
|
| 20 |
RAYMOND JAMES & ASSOCIATES |
21,109 |
157,000 |
0.44% |
|
|
| 21 |
HighTower Advisors, LLC |
18,869 |
140,000 |
0.40% |
|
|
| 22 |
HL FINANCIAL SERVICES LLC |
16,710 |
124,000 |
0.35% |
|
|
| 23 |
PNC FINANCIAL SERVICES GROUP, INC. |
16,578 |
124,000 |
0.35% |
|
|
| 24 |
Commonwealth Equity Services, Inc |
12,773 |
95,000 |
0.27% |
|
|
| 25 |
LPL Financial LLC |
12,791 |
95,000 |
0.27% |
|
|
| 26 |
PARALLEL ADVISORS, LLC |
6,625 |
50,000 |
0.14% |
|
|
| 27 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
2,866 |
21,000 |
0.06% |
|
|
| 28 |
WHITTIER TRUST CO |
1,065 |
8,000 |
0.02% |
|
|
| 29 |
HUNTINGTON NATIONAL BANK |
885 |
7,000 |
0.02% |
|
|
| 30 |
US BANCORP \DE\ |
935 |
7,000 |
0.02% |
|
|
| 31 |
Tower Research Capital LLC (TRC) |
1 |
0 |
0.00% |
|
|
| 32 |
JPMORGAN CHASE & CO |
6 |
0 |
0.00% |
|
|
