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Institutional Investment Manager
SII INVESTMENTS INC/WI
SII INVESTMENTS INC/WI (CIK: 0001351903) incorporated in Wisconsin, located at 5555 Grande Market Dr, Appleton, WI. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001085146-16-004209) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
501 Navidea Biopharm Inc 71,015 38 0.00%
502 EXXON MOBIL CORP 76,187 7,128 0.58%
503 FIRST TR EXCHANGE-TRADED FD 77,048 1,464 0.12%
504 DEUTSCHE GLBL HI INCM FD 77,566 626 0.05%
505 TIER REIT INC 79,882 1,220 0.10%
506 FIRST TR INTER DUR PFD & IN 80,429 1,900 0.16%
507 MERCK & CO INC 80,511 4,640 0.38%
508 BANK AMER CORP 80,896 1,077 0.09%
509 VERIZON COMMUNICATIONS INC 81,029 4,513 0.37%
510 SPIRIT RLTY CAP INC NEW 81,576 1,044 0.09%
511 KINDER MORGAN INC DEL 82,151 1,533 0.13%
512 ARBOR REALTY TRUST INC 83,600 602 0.05%
513 UNIVERSAL INS HLDGS INC 84,223 1,563 0.13%
514 INTEL CORP 85,820 2,819 0.23%
515 JETBLUE AIRWAYS CORP 88,639 1,465 0.12%
516 PROSPECT CAPITAL CORPORATION 89,000 89 0.01% PRN
517 PROCTER AND GAMBLE CO 89,109 7,542 0.62%
518 EUROPEAN EQUITY FUND 92,825 732 0.06%
519 PHILLIPS 66 93,636 7,434 0.61%
520 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 94,001 7,950 0.65%
521 ADAMS DIVERSIFIED EQUITY FD 96,979 1,225 0.10%
522 ABBOTT LABS 100,784 3,984 0.33%
523 SCHWAB U.S. SMALL-CAP ETF 101,103 5,462 0.45%
524 VANGUARD INDEX FDS 102,469 12,669 1.03%
525 CISCO SYS INC 102,597 2,942 0.24%
526 PFIZER INC 102,784 3,623 0.30%
527 ISHARES TR 105,333 5,880 0.48%
528 ORACLE CORP 106,782 4,369 0.36%
529 ARCHER DANIELS MIDLAND CO 107,852 4,636 0.38%
530 CATERPILLAR INC 108,293 8,208 0.67%
531 FIRST TR EXCHANGE TRADED FD 108,918 2,105 0.17%
532 VANGUARD INDEX FDS 109,857 21,106 1.72%
533 FIRST TR EXCHANGE TRADED FD 116,470 6,878 0.56%
534 SCHWAB CHARLES CORP 117,569 2,974 0.24%
535 ISHARES 20 YEAR TREASURY BOND ETF 118,417 16,455 1.34%
536 PIMCO DYNAMIC CR INCOME FD 118,740 2,269 0.19%
537 ISHARES INC 122,030 5,096 0.42%
538 ISHARES GOLD TRUST 123,432 1,584 0.13%
539 ISHARES TR 124,487 14,514 1.18%
540 NICOLET BANKSHARES INC 126,642 4,823 0.39%
541 POWERSHARES QQQ TRUST 132,915 14,316 1.17%
542 WESTERN ASSET HGH YLD DFNDFD 134,044 2,017 0.16%
543 FIRST TRUST EXCH TRADED FUND 2 CONSUMR STAPLE ETF 138,175 6,690 0.55%
544 DNP SELECT INCOME FD INC 139,102 1,479 0.12%
545 SPDR INDEX SHS FDSDJ GLB RL ES ETF 142,709 7,185 0.59%
546 MICROSOFT CORP 142,761 7,285 0.59%
547 SPDR SERIES TRUST 143,897 5,137 0.42%
548 IVY HIGH INC OPPORTUNITIES F 144,714 1,980 0.16%
549 BP PLC 146,628 5,204 0.42%
550 ISHARES TR 149,452 17,428 1.42%
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