| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SEQUENOM INC | 50,000 | 1,000 | 0.00% | Call | |
| 2 | CYTORI THERAPEUTIC INC | 12,000 | 2,000 | 0.00% | ||
| 3 | * SANDRIDGE ENERGY INC COM | 10,172 | 2,000 | 0.00% | ||
| 4 | CITIGROUP INC | 34,200 | 6,000 | 0.00% | ||
| 5 | Star Bulk Carriers Corp. | 10,000 | 6,000 | 0.00% | ||
| 6 | GENERAL CABLE CORP DEL NEW | 15,000 | 9,000 | 0.00% | PRN | |
| 7 | NEWMONT MINING CORP SR NT CV1.625 17 | 10,000 | 10,000 | 0.00% | PRN | |
| 8 | NAVISTAR INTL CORP NEW | 20,000 | 10,000 | 0.00% | PRN | |
| 9 | AK STL CORP | 20,000 | 11,000 | 0.00% | PRN | |
| 10 | ATHERSYS INC NEW | 12,000 | 12,000 | 0.00% | ||
| 11 | Abraxas Petroleum Corp | 11,764 | 12,000 | 0.00% | ||
| 12 | UNI PIXEL INC COM NEW | 25,000 | 13,000 | 0.00% | ||
| 13 | EZCORP INC | 20,000 | 14,000 | 0.00% | PRN | |
| 14 | TCP INTL HLDGS LTD | 15,000 | 14,000 | 0.00% | ||
| 15 | TORCHLIGHT ENERGY RES INC | 13,808 | 15,000 | 0.00% | ||
| 16 | QUIDEL CORP | 15,000 | 15,000 | 0.00% | PRN | |
| 17 | ALASKA COMMUNICATIONS SYS GRP 6.25 05/01/2018 | 15,000 | 15,000 | 0.00% | PRN | |
| 18 | TITAN MACHY INC | 25,000 | 16,000 | 0.00% | PRN | |
| 19 | ATLAS RESOURCES PARTNERS LP | 15,502 | 16,000 | 0.00% | ||
| 20 | BLUCORA INC | 20,000 | 17,000 | 0.00% | PRN | |
| 21 | JEFFERIES GROUP INC NEW SR DB CV3.875 29 | 20,000 | 20,000 | 0.00% | PRN | |
| 22 | RAIT FINANCIAL TRUST | 25,000 | 24,000 | 0.00% | PRN | |
| 23 | California Resources Corp | 10,363 | 24,000 | 0.00% | ||
| 24 | EXCO RESOURCES INC | 20,000 | 25,000 | 0.00% | ||
| 25 | TRANSENTERIX INC | 20,000 | 50,000 | 0.00% | ||
| 26 | AMBEV SA | 11,253 | 50,000 | 0.00% | ||
| 27 | EP Energy Corp | 12,000 | 53,000 | 0.00% | ||
| 28 | SEQUENOM INC | 40,749 | 67,000 | 0.00% | ||
| 29 | MORGANS HOTEL GROUP CO | 20,000 | 67,000 | 0.00% | ||
| 30 | SIRIUS XM HOLDINGS INC | 18,795 | 76,000 | 0.00% | ||
| 31 | BANCO BILBAO VIZCAYA ARGENTA | 10,797 | 79,000 | 0.01% | ||
| 32 | Gramercy PPTY TR Com | 10,713 | 83,000 | 0.01% | ||
| 33 | Nuveen Quality PFD Income Fd | 10,809 | 89,000 | 0.01% | ||
| 34 | ITAU UNIBANCO HLDG SA | 14,499 | 94,000 | 0.01% | ||
| 35 | MONOGRAM RESIDENTIAL TR INC COM | 10,000 | 98,000 | 0.01% | ||
| 36 | WILLBROS GROUP INC DEL COM | 38,752 | 104,000 | 0.01% | ||
| 37 | SPROTT PHYSICAL GOLD TRUST | 13,000 | 113,000 | 0.01% | ||
| 38 | RUBY TUESDAY INC COM | 20,556 | 113,000 | 0.01% | ||
| 39 | NUVEEN PFD INCOME OPPORTUN | 12,998 | 119,000 | 0.01% | ||
| 40 | TORTOISE ENERGY INDEPENDENC | 11,251 | 127,000 | 0.01% | ||
| 41 | NUVEEN DIVERSIFIED DIVID I | 12,203 | 132,000 | 0.01% | ||
| 42 | SOUTHWESTERN ENERGY CO | 18,676 | 133,000 | 0.01% | ||
| 43 | ICICI BANK LIMITED | 17,154 | 134,000 | 0.01% | ||
| 44 | MFS INTERMEDIATE INCOME TRUST SH BEN INT | 29,771 | 136,000 | 0.01% | ||
| 45 | NUVEEN MUN VALUE FD INC | 16,761 | 171,000 | 0.01% | ||
| 46 | FS KKR CAPITAL CORP COM | 19,595 | 176,000 | 0.01% | ||
| 47 | ROYAL BK SCOTLAND GROUP PLC | 20,000 | 177,000 | 0.01% | ||
| 48 | SPRINT CORP | 50,621 | 183,000 | 0.01% | ||
| 49 | ALLIANCE RES PARTNER L P | 14,098 | 190,000 | 0.01% | ||
| 50 | BROADSOFT INC | 180,000 | 193,000 | 0.01% | PRN |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001580642-16-006855, filed 2016.02.16).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
