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FS KKR CAPITAL CORP COM
FS KKR CAPITAL CORP COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 156 Institutional holders with a total value of $641,315,055.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Commonwealth Equity Services, Inc 11,055,104 99,385,000 15.50%
2 LPL Financial LLC 7,833,334 70,892,000 11.05%
3 UBS Group AG 3,719,148 33,435,000 5.21%
4 AMERIPRISE FINANCIAL INC 2,809,732 25,259,000 3.94%
5 VSR Financial Services, Inc. 2,489,057 22,377,000 3.49%
6 Clearbridge Investments, LLC 2,380,280 21,399,000 3.34%
7 Cambridge Investment Research Advisors, Inc. 2,219,374 19,952,000 3.11%
8 Neuberger Berman Group LLC 2,209,629 19,865,000 3.10%
9 Muzinich & Co., Inc. 2,196,350 19,745,000 3.08%
10 Private Advisor Group, LLC 2,086,354 18,756,000 2.92%
11 Cetera Advisors LLC 1,759,920 15,794,000 2.46%
12 M&T BANK CORP 1,196,372 10,755,000 1.68%
13 Cetera Advisor Networks LLC 1,191,774 10,714,000 1.67%
14 NATIONAL PLANNING CORP 1,237,288 10,245,000 1.60%
15 ING GROEP NV 1,128,296 10,143,000 1.58%
16 TORONTO DOMINION BANK 1,112,700 10,003,000 1.56%
17 ALLIANCEBERNSTEIN L.P. 1,063,169 9,909,000 1.55%
18 BlackRock Group LTD 1,057,504 9,507,000 1.48%
19 Arete Wealth Advisors, LLC 1,014,830 9,123,000 1.42%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,008,445 9,065,000 1.41%
21 MORGAN STANLEY 893,712 8,034,000 1.25%
22 AMERICAN INTERNATIONAL GROUP, INC. 890,265 8,002,000 1.25%
23 Invesco Ltd. 849,287 7,635,000 1.19%
24 State of New Jersey Common Pension Fund D 770,000 6,922,000 1.08%
25 Advisors Asset Management, Inc. 764,477 6,873,000 1.07%
26 Yorktown Management & Research Co Inc 762,500 6,855,000 1.07%
27 Canal Capital Management, LLC 711,585 6,397,000 1.00%
28 MSI Financial Services Inc 666,786 5,994,000 0.93%
29 VAN ECK ASSOCIATES CORP 665,905 5,986,000 0.93%
30 ADVANTAGE INVESTMENT MANAGEMENT, LLC 642,989 5,780,000 0.90%
31 BANK OF MONTREAL /CAN/ 604,000 5,430,000 0.85%
32 VOYA FINANCIAL ADVISORS, INC. 550,114 5,072,000 0.79%
33 1832 Asset Management L.P. 500,000 4,625,000 0.72%
34 TWO SIGMA INVESTMENTS, LP 510,360 4,588,000 0.72%
35 Concert Wealth Management Inc. 449,728 4,041,000 0.63% PRN
36 Financial Management Professionals, Inc. 439,190 3,948,000 0.62%
37 CONFLUENCE INVESTMENT MANAGEMENT LLC 407,566 3,664,000 0.57%
38 DELPHI FINANCIAL GROUP, INC. 404,200 3,634,000 0.57%
39 SII INVESTMENTS INC/WI 359,122 3,228,000 0.50%
40 First Allied Advisory Services, Inc. 336,140 3,023,000 0.47%
41 Stratos Wealth Partners, LTD. 331,089 2,976,000 0.46%
42 INVESTMENT CENTERS OF AMERICA INC 328,770 2,954,000 0.46%
43 GUGGENHEIM CAPITAL LLC 301,689 2,712,000 0.42%
44 Bank of New York Mellon Corp 293,628 2,640,000 0.41%
45 Rehmann Capital Advisory Group 276,972 2,490,000 0.39%
46 IFP ADVISORS, INC 276,365 2,485,000 0.39%
47 Investors Capital Advisory Services 268,946 2,417,000 0.38%
48 TRUST & FIDUCIARY MANAGEMENT SERVICES INC 263,009 2,364,000 0.37%
49 MCKINLEY CAPITAL MANAGEMENT LLC 254,816 2,291,000 0.36%
50 NATIXIS ADVISORS, LLC 251,699 2,263,000 0.35%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.