| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 2,036,911 | 22,060,000 | 51.45% | ||
| 2 | LPL Financial LLC | 210,058 | 2,264,000 | 5.28% | ||
| 3 | Invesco Ltd. | 198,114 | 2,146,000 | 5.00% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 177,416 | 1,920,000 | 4.48% | ||
| 5 | MORGAN STANLEY | 168,615 | 1,826,000 | 4.26% | ||
| 6 | WELLS FARGO & COMPANY/MN | 144,845 | 1,569,000 | 3.66% | ||
| 7 | WOLVERINE ASSET MANAGEMENT LLC | 130,255 | 1,410,000 | 3.29% | ||
| 8 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 101,843 | 1,103,000 | 2.57% | ||
| 9 | Shaker Financial Services, LLC | 98,631 | 1,068,000 | 2.49% | ||
| 10 | FIRST TRUST ADVISORS LP | 87,255 | 945,000 | 2.20% | ||
| 11 | UBS Group AG | 85,242 | 923,000 | 2.15% | ||
| 12 | RAYMOND JAMES & ASSOCIATES | 72,072 | 781,000 | 1.82% | ||
| 13 | AQR ARBITRAGE LLC | 47,335 | 513,000 | 1.20% | ||
| 14 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 46,128 | 500,000 | 1.17% | ||
| 15 | HSBC HOLDINGS PLC | 43,710 | 473,000 | 1.10% | ||
| 16 | BAIRD FINANCIAL GROUP, INC. | 41,649 | 451,000 | 1.05% | ||
| 17 | CLOUGH CAPITAL PARTNERS L P | 24,400 | 264,000 | 0.62% | ||
| 18 | Cetera Advisor Networks LLC | 23,309 | 255,000 | 0.59% | ||
| 19 | OPPENHEIMER & CO INC | 21,217 | 230,000 | 0.54% | ||
| 20 | BANK OF AMERICA CORP /DE/ | 19,513 | 211,000 | 0.49% | ||
| 21 | Virtu KCG Holdings LLC | 18,909 | 205,000 | 0.48% | ||
| 22 | DOLIVER ADVISORS, LP | 18,486 | 200,000 | 0.47% | ||
| 23 | Weiss Asset Management LP | 17,488 | 189,000 | 0.44% | ||
| 24 | Saba Capital Management, L.P. | 15,767 | 171,000 | 0.40% | ||
| 25 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 14,600 | 158,000 | 0.37% | ||
| 26 | Squarepoint Ops LLC | 13,600 | 147,000 | 0.34% | ||
| 27 | Mariner, LLC | 12,203 | 132,000 | 0.31% | ||
| 28 | Pekin Hardy Strauss, Inc. | 11,350 | 123,000 | 0.29% | ||
| 29 | SG Americas Securities, LLC | 10,741 | 116,000 | 0.27% | ||
| 30 | Thomas J. Herzfeld Advisors, Inc. | 7,586 | 82,000 | 0.19% | ||
| 31 | IFP ADVISORS, INC | 5,386 | 58,000 | 0.14% | ||
| 32 | CITIGROUP INC | 5,243 | 57,000 | 0.13% | ||
| 33 | MSI Financial Services Inc | 4,917 | 53,000 | 0.12% | ||
| 34 | Focused Wealth Management, Inc | 4,802 | 52,000 | 0.12% | ||
| 35 | ENVESTNET ASSET MANAGEMENT INC | 4,652 | 50,000 | 0.12% | ||
| 36 | Advisory Services Network, LLC | 4,200 | 45,000 | 0.10% | ||
| 37 | ROYAL BANK OF CANADA | 3,005 | 33,000 | 0.08% | ||
| 38 | AMERICAN INTERNATIONAL GROUP, INC. | 2,814 | 30,000 | 0.07% | ||
| 39 | Creative Planning | 2,000 | 22,000 | 0.05% | ||
| 40 | US BANCORP \DE\ | 1,800 | 19,000 | 0.04% | ||
| 41 | DELTA ASSET MANAGEMENT LLC/TN | 1,296 | 14,000 | 0.03% | ||
| 42 | PNC FINANCIAL SERVICES GROUP, INC. | 754 | 8,000 | 0.02% | ||
| 43 | PENSERRA CAPITAL MANAGEMENT LLC | 231 | 3,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
