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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001403438-14-000011) filed in 2014.11.10
#
Name
Shares
Value ($)
%
Options
Notes
651 STRATASYS LTD 26,713 3,106 0.02%
652 WISDOMTREE TR 143,459 3,093 0.02%
653 FMC TECHNOLOGIES INC 57,944 3,086 0.02%
654 Osterweis Strategic Income Fund 261,394 3,058 0.02%
655 YAHOO INC 75,653 3,050 0.02%
656 SPDR SERIES TRUST 96,649 3,050 0.02%
657 MORGAN STANLEY 89,587 3,042 0.02%
658 INTUIT 35,415 3,036 0.02%
659 TOYOTA MOTOR CORP 25,990 3,032 0.02%
660 DirectTV Com 34,968 3,028 0.02%
661 FIRST TR EXCHANGE TRADED FD 59,695 3,020 0.02%
662 CHIPOTLE MEXICAN GRILL INC 4,558 3,018 0.02%
663 WindStream Corp (win) 281,522 3,009 0.02%
664 SPDR SERIES TRUST 65,725 3,008 0.02%
665 AMEREN CORP 78,032 3,003 0.02%
666 GREENBRIER COS INC 45,418 2,994 0.02%
667 CIGNA CORPORATION 33,456 2,992 0.02%
668 GOLDCORP INC NEW 128,587 2,984 0.02%
669 GENUINE PARTS CO 34,403 2,979 0.02%
670 RYDEX ETF TRUST 35,696 2,977 0.02%
671 TRW AUTOMOTIVE HLDGS CORP 29,333 2,970 0.02%
672 SKYWORKS SOLUTIONS INC 55,649 2,967 0.02%
673 ADVISERS INVT TR 153,207 2,961 0.02%
674 GRAINGER W W INC 11,794 2,956 0.02%
675 CLEARBRIDGE ENERGY MLP FD INCORPORATED 106,717 2,948 0.02%
676 MICRON TECHNOLOGY INC 87,932 2,946 0.02%
677 EATON VANCE TAX MANAGED DIVE 259,118 2,941 0.02%
678 WESTERN DIGITAL CORP 31,032 2,937 0.02%
679 CAPITAL ONE FINL CORP 36,267 2,924 0.02%
680 FIRST TR MULTI CP VAL ALPHA 65,384 2,910 0.02%
681 MYRIAD GENETICS INC 75,944 2,909 0.02%
682 TWITTER INC 58,092 2,908 0.02%
683 TRAVELERS COMPANIES INC 31,051 2,892 0.02%
684 MAIN STREET CAPITAL CORP 95,270 2,890 0.02%
685 ONEOK PARTNERS LP 51,990 2,883 0.02%
686 HUMANA INC 22,449 2,873 0.02%
687 REVENUESHARES ETF TR SMALL CAP 56,345 2,873 0.02%
688 POWERSHARES ETF DYNAMIC BIOTECHNOLOGY & GENOME 62,493 2,869 0.02%
689 COGNIZANT TECHNOLOGY SOLUTIO 64,421 2,858 0.02%
690 PROSHARES TR 30,165 2,857 0.02%
691 BORGWARNER INC 53,397 2,848 0.02%
692 AMERIPRISE FINL INC 23,796 2,847 0.02%
693 FLAHERTY CRUMRINE TOTAL RE 144,918 2,846 0.02%
694 FIRST TR EXCHANGE TRADED FD 105,615 2,844 0.02%
695 ISHARES INC MSCI SINGPOR ETF 214,400 2,843 0.02%
696 SHERWIN WILLIAMS CO 13,281 2,839 0.02%
697 HAIN CELESTIAL GROUP INC 27,705 2,834 0.02%
698 Abraxas Petroleum Corp 562,679 2,802 0.02%
699 BLACKROCK ENHANCED GBL DIV T 200,090 2,797 0.02%
700 3-D SYS CORP DEL 62,602 2,788 0.02%
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