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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 71 Institutional holders with a total value of $255,257,051.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Pinnacle Advisory Group, Inc. 655,623 55,747,000 21.84%
2 BANK OF AMERICA CORP /DE/ 328,679 27,948,000 10.95%
3 WELLS FARGO & COMPANY/MN 281,174 23,908,000 9.37%
4 New England Investment & Retirement Group, Inc. 226,630 19,270,000 7.55%
5 Destination Wealth Management 222,594 18,922,000 7.41%
6 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 203,155 17,274,000 6.77%
7 ROYAL BANK OF CANADA 189,438 16,108,000 6.31%
8 MORGAN STANLEY 176,891 15,041,000 5.89%
9 BBVA USA Bancshares, Inc. 101,180 8,603,000 3.37%
10 Winch Advisory Services, LLC 74,512 6,336,000 2.48%
11 Somerset Trust Co 48,820 4,151,000 1.63%
12 Country Club Trust Company, n.a. 41,495 3,528,000 1.38%
13 Ironsides Asset Advisors, LLC 37,336 3,175,000 1.24%
14 JANE STREET GROUP, LLC 37,274 3,169,000 1.24%
15 LPL Financial LLC 35,696 2,977,000 1.17%
16 ProVise Management Group, LLC 23,719 2,017,000 0.79%
17 UBS AG 22,571 1,919,000 0.75%
18 CYPRESS CAPITAL MANAGEMENT LLC 18,275 1,554,000 0.61%
19 BECK CAPITAL MANAGEMENT, LLC 18,411 1,511,000 0.59%
20 Blue Edge Capital, LLC 17,037 1,448,656 0.57%
21 HOWE & RUSLING INC 16,971 1,443,000 0.57%
22 STIFEL FINANCIAL CORP 16,791 1,428,000 0.56%
23 SG Americas Securities, LLC 16,428 1,397,000 0.55%
24 Friedenthal Financial 14,931 1,270,000 0.50%
25 BAROMETER CAPITAL MANAGEMENT INC. 14,100 1,199,000 0.47%
26 Bank of New York Mellon Corp 14,009 1,191,000 0.47%
27 Hartford Financial Management Inc. 13,258 1,127,000 0.44%
28 Transamerica Financial Advisors, LLC 11,145 948,000 0.37%
29 AMERICAN INTERNATIONAL GROUP, INC. 10,133 861,609 0.34%
30 Orion Porfolio Solutions, LLC 9,842 837,000 0.33%
31 HighTower Advisors, LLC 8,769 746,000 0.29%
32 Concert Wealth Management Inc. 7,635 651,000 0.26%
33 M&T BANK CORP 6,992 595,000 0.23%
34 Strategic Advisors LLC 6,342 539,000 0.21%
35 Financial Architects, Inc 5,930 504,000 0.20%
36 Cetera Advisor Networks LLC 5,866 500,000 0.20%
37 OLD NATIONAL BANCORP /IN/ 5,750 489,000 0.19%
38 First Allied Advisory Services, Inc. 5,548 474,000 0.19%
39 CAHILL FINANCIAL ADVISORS INC 4,309 367,000 0.14%
40 AMERIPRISE FINANCIAL INC 4,261 362,000 0.14%
41 SUSQUEHANNA INTERNATIONAL GROUP, LLP 4,234 360,000 0.14%
42 BARCLAYS PLC 3,930 334,000 0.13%
43 Cambridge Investment Research Advisors, Inc. 3,835 326,000 0.13%
44 Smith & Howard Wealth Management, LLC 3,520 299,000 0.12%
45 Savant Capital, LLC 2,999 255,000 0.10%
46 MANAGED ACCOUNT ADVISORS LLC 2,708 230,000 0.09%
47 Robert W. Baird & Co. Inc 2,560 218,000 0.09% SH
48 Ashfield Capital Partners, LLC 2,450 208,000 0.08%
49 ENVESTNET ASSET MANAGEMENT INC 2,432 207,000 0.08%
50 STRINGER ASSET MANAGEMENT, LLC 2,240 190,000 0.07%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.