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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001403438-14-000011) filed in 2014.11.10
#
Name
Shares
Value ($)
%
Options
Notes
51 ADVISORSHARES TR 55,005 664 0.00%
52 ADVISORSHARES TR 97,267 4,866 0.03%
53 AEGON N V 16,487 135 0.00%
54 AES CORP 10,880 154 0.00%
55 AES TRUST III PFD CV 6.75 7,786 400 0.00%
56 AETNA INC NEW 39,411 3,146 0.02%
57 AFFILIATED MANAGERS GROUP 5,983 1,169 0.01%
58 AFLAC INC 72,740 4,187 0.02%
59 AGENUS INC 12,003 36 0.00%
60 AGILENT TECHNOLOGIES INC 13,437 755 0.00%
61 AGL Resources Inc 30,668 1,569 0.01%
62 AGNICO EAGLE MINES LTD 8,513 249 0.00%
63 AGRIUM INC 6,777 596 0.00%
64 AIR PRODS & CHEMS INC 7,351 930 0.01%
65 AIRCASTLE LTD 17,426 274 0.00%
66 AIRGAS INC 1,939 211 0.00%
67 AK STL HLDG CORP 58,573 425 0.00%
68 AKAMAI TECHNOLOGIES INC 13,318 776 0.00%
69 ALASKA AIR GROUP INC 29,519 1,262 0.01%
70 ALBEMARLE CORP 8,359 483 0.00%
71 ALEXION PHARMACEUTIC 15,168 2,536 0.02%
72 ALIBABA GROUP HLDG LTD 44,188 3,805 0.02%
73 ALIGN TECHNOLOGY INC 9,040 453 0.00%
74 ALLEGHANY CORP 787 328 0.00%
75 ALLEGHENY TECHNOLOGIES INC 6,771 244 0.00%
76 ALLEGION PUB LTD CO 5,435 260 0.00%
77 ALLERGAN PLC 21,434 5,112 0.03%
78 ALLIANCE CALIF MUN INCOME FD 22,294 302 0.00%
79 ALLIANCE DATA SYSTEMS CORP 10,335 2,508 0.01%
80 ALLIANCE HOLDINGS GP LP 3,300 222 0.00%
81 ALLIANCE RES PARTNER L P 40,540 1,735 0.01%
82 ALLIANCEBERNSTEIN GLOBAL HIG 372,100 5,046 0.03%
83 ALLIANCEBERNSTEIN HLDG L P 18,523 473 0.00%
84 ALLIANCEBERNSTEIN NATL MUN I 109,918 1,484 0.01%
85 ALLIANT ENERGY CORP 11,198 625 0.00%
86 ALLIANT TECHSYSTEM 3,166 394 0.00%
87 ALLIANZGI CONV INCOME FD I 514,993 4,759 0.03%
88 ALLIANZGI CONV & INCOME FD 1,363,216 13,223 0.08%
89 ALLIANZGI DIVIDEND INT PRM 741,162 13,371 0.08%
90 ALLIANZGI EQUITY CONV INCO 92,090 1,812 0.01%
91 ALLSTATE CORP 53,480 3,252 0.02%
92 ALLY FINL INC 13,314 302 0.00%
93 ALNYLAM PHARMACEUTICALS INC 8,076 622 0.00%
94 ALPHA NAT RES INC NOTE 4.875%12/1 DELETED 545,000 321 0.00%
95 ALPHA NATURAL RESOURCES 25,493 58 0.00%
96 ALPHA NATURAL RESOURCES 20,000 14 0.00%
97 ALPHATEC HOLDINGS INC 10,000 16 0.00%
98 ALPINE GLOBAL DYNAMIC DIVD F 32,490 316 0.00%
99 ALPINE GLOBAL PREMIER PPTYS FD COM SBI 125,845 863 0.01%
100 ALPINE TOTAL DYNAMIC DIVID F 164,548 1,392 0.01%
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