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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001403438-14-000011) filed in 2014.11.10
#
Name
Shares
Value ($)
%
Options
Notes
1951 PROSHARES TR 8,887 754 0.00%
1952 PROSHARES TR 5,277 556 0.00%
1953 PROSHARES TR 8,074 814 0.00%
1954 PROSHARES TR 63,106 7,231 0.04%
1955 PROSHARES TR 8,474 1,013 0.01%
1956 PROSHARES TR 5,477 383 0.00%
1957 PROSHARES TR 44,284 5,387 0.03%
1958 PROSHARES TR 6,841 941 0.01%
1959 PROSHARES TR 21,370 1,576 0.01%
1960 PROSHARES TR 8,755 430 0.00%
1961 PROSHARES TR 6,909 316 0.00%
1962 PROSHARES TR 14,414 363 0.00%
1963 PROSHARES TR 350,223 8,871 0.05%
1964 PROSHARES TR 547,294 29,630 0.18%
1965 PROSHARES TR II 56,894 1,139 0.01%
1966 PROSHARES TR II 6,610 270 0.00%
1967 PROSHARES TR II 18,250 300 0.00%
1968 PROSHARES TRUST DJ BRKFLD GLB ETF 15,964 698 0.00%
1969 PROSHARES ULTRA FNCLS NEW ETF 26,159 3,297 0.02%
1970 PROSHARES ULTRA MIDCAP 400 39,090 2,493 0.01%
1971 PROSHARES ULTRA SILVER 10,290 482 0.00%
1972 PROSHARES ULTRASHORT 7-10 TREASURY 19,004 495 0.00%
1973 PROSHARES ULTRASHORT RUSSELL2000 40,408 2,043 0.01%
1974 PROSPECT CAPITAL CORPORATION 264,441 2,623 0.02%
1975 PROSPECT CAPITAL CORPORATION 270,000 278 0.00%
1976 PROTO LABS INC COM 5,183 350 0.00%
1977 PROVECTUS 47,200 47 0.00%
1978 PRUDENTIAL FINL INC 25,578 2,192 0.01%
1979 PRUDENTIAL GLB SHT DUR HG YLD COM 89,427 1,484 0.01%
1980 PRUDENTIAL PLC 16,192 710 0.00%
1981 PRUDENTIAL SHT DURATION HG YLD 27,084 454 0.00%
1982 PUBLIC STORAGE 22,444 3,720 0.02%
1983 PUBLIC SVC ENTERPRISE GRP IN 70,890 2,643 0.02%
1984 PULTE GROUP INC 39,495 695 0.00%
1985 PUTNAM MANAGED MUN INCOME TR 128,621 912 0.01%
1986 PUTNAM MASTER INTER INCOME T 80,324 404 0.00%
1987 PUTNAM MUN OPPORTUNITIES TR 49,764 581 0.00%
1988 PUTNAM PREMIER INCOME TR 123,658 680 0.00%
1989 PVH CORPORATION 4,265 513 0.00%
1990 Pandora Media 39,363 914 0.01%
1991 Parexel International Corp. 12,177 762 0.00%
1992 PayPal 10,793 237 0.00%
1993 Peabody Energy Corp 61,346 732 0.00%
1994 Penn Virginia Corp 14,384 174 0.00%
1995 Petroleum & Resources Cp 57,229 1,614 0.01%
1996 Polypore International 8,700 333 0.00%
1997 Portfolio Recovery Ass 6,994 388 0.00%
1998 Portugal Telecom Sgps S A Spon 354,713 724 0.00%
1999 PowerShares WilderHill Prog. Energy Fund 10,093 293 0.00%
2000 ProShares Short QQQ Proshares 155,438 2,485 0.01%
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