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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001403438-14-000011) filed in 2014.11.10
#
Name
Shares
Value ($)
%
Options
Notes
2001 ProShares UltraShort Bloomberg Crude Oil 38,914 1,208 0.01%
2002 ProShares UltraShort Yen 6,944 520 0.00%
2003 ProShares VIX Short-Term Futures 60,009 1,274 0.01%
2004 Proshares Short S&P 500 884,317 20,622 0.12%
2005 Proshares Tr II Ultra Short Futures (uvxy) 21,867 677 0.00%
2006 Proshares Ultra Msci 8,166 583 0.00%
2007 Prospect Capital Corp 50,000 52 0.00%
2008 QIHOO 360 TECHNOLOGY CO LTD 6,102 390 0.00%
2009 QUALCOMM INC 303,936 22,456 0.13%
2010 QUANTA SVCS INC 21,874 768 0.00%
2011 QUEST DIAGNOSTICS INC 17,760 1,071 0.01%
2012 QUESTAR CORP COM 9,190 203 0.00%
2013 QUICKLOGIC CORP 39,429 114 0.00%
2014 QUINTILES IMS HOLDINGS INC 4,064 222 0.00%
2015 Qorvo Inc 74,791 816 0.00%
2016 R H 18,472 1,436 0.01%
2017 RADIOSHACK CORP 36,700 36 0.00%
2018 RALPH LAUREN CORP 9,685 1,582 0.01%
2019 RANDGOLD RES LTD 10,547 708 0.00%
2020 RANGE RES CORP 18,730 1,263 0.01%
2021 RAYMOND JAMES FINANC 8,571 448 0.00%
2022 RAYONIER ADVANCED MATLS INC COM 15,871 525 0.00%
2023 RAYONIER INC 41,527 1,294 0.01%
2024 RAYTHEON CO 55,585 5,513 0.03%
2025 RBS US TRENDPILOT EXC TRADED NOTES 11,820 296 0.00%
2026 REALNETWORKS INC 12,404 83 0.00%
2027 REALTY INCOME CORP 285,966 11,716 0.07%
2028 REAVES UTIL INCOME FD 89,491 2,616 0.02%
2029 RED HAT INC 5,537 313 0.00%
2030 REGAL ENTMT GROUP 25,115 490 0.00%
2031 REGENCY ENERGY PARTNERS 47,130 1,503 0.01%
2032 REGENERON PHARMACEUTICALS 12,806 4,554 0.03%
2033 REGIONS FINANCIAL CORP NEW 175,084 1,732 0.01%
2034 REGULUS THERAPEUTICS INC 18,100 121 0.00%
2035 RELIANCE STEEL & ALUMINUM CO 10,123 682 0.00%
2036 RENAISSANCE CAP GREENWICH FD 13,328 299 0.00%
2037 REPUBLIC SVCS INC 19,369 734 0.00%
2038 RESEARCH FRONTIERS INC 10,620 60 0.00%
2039 RESMED INC 4,547 225 0.00%
2040 RESOURCE CAP CORP 337,150 1,645 0.01%
2041 RETAIL OPPORTUNITY INVTS COR 63,916 941 0.01%
2042 RETAIL PPTYS AMER INC CL A 259,872 3,818 0.02%
2043 REVENUESHARES ETF TR 61,208 2,729 0.02%
2044 REVENUESHARES ETF TR 6,876 268 0.00%
2045 REVENUESHARES ETF TR 13,764 648 0.00%
2046 REVENUESHARES ETF TR SMALL CAP 56,345 2,873 0.02%
2047 REXNORD CORP NEW 11,496 323 0.00%
2048 REYNOLDS AMERICAN INC 137,986 8,104 0.05%
2049 RIDGEWORTH FDS 193,580 1,727 0.01%
2050 RIO TINTO PLC 26,160 1,272 0.01%
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