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REAVES UTIL INCOME FD
REAVES UTIL INCOME FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 54 Institutional holders with a total value of $61,318,020.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 311,092 9,031,000 14.73%
2 BANK OF AMERICA CORP /DE/ 238,130 6,913,000 11.27%
3 GUGGENHEIM CAPITAL LLC 142,679 4,142,000 6.75%
4 Yakira Capital Management, Inc. 138,200 4,012,000 6.54%
5 CORNERSTONE ADVISORS INC 113,092 3,283,000 5.35%
6 Advisors Asset Management, Inc. 101,671 2,952,000 4.81%
7 WELLS FARGO & COMPANY/MN 99,522 2,889,000 4.71%
8 Hollow Brook Wealth Management LLC 99,363 2,885,000 4.70%
9 COHEN & STEERS, INC. 98,391 2,856,000 4.66%
10 LPL Financial LLC 89,491 2,616,000 4.27%
11 Assured Investment Management LLC 74,488 2,162,000 3.53%
12 UBS AG 62,056 1,801,000 2.94%
13 REAVES W H & CO INC 60,083 1,744,000 2.84%
14 Janney Montgomery Scott LLC 49,478 1,436,352 2.34%
15 Cambridge Investment Research Advisors, Inc. 47,149 1,369,000 2.23%
16 ROYAL BANK OF CANADA 45,793 1,330,000 2.17%
17 NATIONAL PLANNING CORP 45,100 1,304,000 2.13%
18 Commonwealth Equity Services, Inc 34,613 1,005,000 1.64%
19 CSS LLC/IL 34,338 997,000 1.63%
20 NEVILLE RODIE & SHAW INC 30,000 871,000 1.42%
21 RAYMOND JAMES & ASSOCIATES 21,289 618,000 1.01%
22 STIFEL FINANCIAL CORP 17,581 510,000 0.83%
23 LUCAS CAPITAL MANAGEMENT 14,387 418,000 0.68%
24 Creative Planning 14,233 413,000 0.67%
25 CATAWBA CAPITAL MANAGEMENT /VA 13,240 384,000 0.63%
26 FIRST TRUST ADVISORS LP 12,481 362,000 0.59%
27 Focused Wealth Management, Inc 11,612 337,000 0.55%
28 Cetera Advisor Networks LLC 9,575 278,000 0.45%
29 LADENBURG THALMANN FINANCIAL SERVICES INC. 9,531 277,000 0.45%
30 AMERICAN INTERNATIONAL GROUP, INC. 8,684 252,096 0.41%
31 Robert W. Baird & Co. Inc 8,158 237,000 0.39% SH
32 BRADLEY FOSTER & SARGENT INC/CT 7,250 210,000 0.34%
33 VSR Financial Services, Inc. 7,075 205,000 0.33%
34 Invesco Ltd. 6,370 185,000 0.30%
35 DEUTSCHE BANK AG\ 6,050 175,000 0.29%
36 Cordasco Financial Network 5,655 164,000 0.27%
37 PNC FINANCIAL SERVICES GROUP, INC. 4,351 127,000 0.21%
38 MSI Financial Services Inc 4,072 118,000 0.19%
39 NEW ENGLAND SECURITIES CORP /MA/ 2,968 86,000 0.14%
40 BANK OF MONTREAL /CAN/ 2,460 71,000 0.12%
41 WFG Advisors, LP 1,600 46,000 0.08%
42 CITIGROUP INC 1,550 45,000 0.07%
43 FIFTH THIRD BANCORP 1,201 35,000 0.06%
44 Oakworth Capital, Inc. 1,102 32,000 0.05%
45 SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 1,000 29,000 0.05%
46 Carroll Financial Associates, Inc. 839 26,000 0.04%
47 Highlander Capital Management, LLC 605 17,572 0.03%
48 GLENMEDE TRUST CO NA 502 14,000 0.02%
49 NEXT Financial Group, Inc 449 13,000 0.02%
50 ENVESTNET ASSET MANAGEMENT INC 400 12,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.