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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001403438-14-000011) filed in 2014.11.10
#
Name
Shares
Value ($)
%
Options
Notes
2101 TUPPERWARE BRANDS CORP 4,720 328 0.00%
2102 ISHARES IBONDS MAR 2016 CORPORATE ETF 3,245 328 0.00%
2103 VANGUARD ADMIRAL FDSINC S&P SMALLCAP 600VALUE INDEX FD ETF SHS 3,570 328 0.00%
2104 POWERSHARES ETF TRUST 10,259 327 0.00%
2105 ISHARES 6,798 326 0.00%
2106 WASTE CONNECTIONS INC COM 6,843 326 0.00%
2107 WESTERN ASSET PREMIER BD FD SHS BEN INT 22,781 325 0.00%
2108 INVESCO HIGH INCOME TR II 20,917 324 0.00%
2109 MATADOR RES CO 13,299 324 0.00%
2110 GANNETT CO. 11,058 323 0.00%
2111 REXNORD CORP NEW 11,496 323 0.00%
2112 DIREXION DAILY SHS ETF TR 3,242 323 0.00%
2113 Dreyfus Mun Income Inc Com 35,145 322 0.00%
2114 Global Commodity Equity ETF 7,706 322 0.00%
2115 SPDR BLOOMBERG EMERGING MARKETS LOCAL BOND ETF 10,859 322 0.00%
2116 PITNEY BOWES INC 13,283 322 0.00%
2117 ALPHA NAT RES INC NOTE 4.875%12/1 DELETED 545,000 321 0.00%
2118 POWERSHARES ETF TRUST 11,414 320 0.00%
2119 NCR CORP NEW 9,880 319 0.00%
2120 BLACKBERRY LTD 31,929 318 0.00%
2121 HUB GROUP INC CL A 7,954 317 0.00%
2122 WISDOMTREE EMERGING CURRENCY FUND 16,087 316 0.00%
2123 ISHARES S&P GSCI COMMODITY I 10,719 316 0.00%
2124 PROSHARES TR 6,909 316 0.00%
2125 HECLA MNG CO 124,066 316 0.00%
2126 ICON PLC 5,645 316 0.00%
2127 MEDIDATA SOLUTIONS INC 7,170 316 0.00%
2128 PDC ENERGY INC 6,490 316 0.00%
2129 ALPINE GLOBAL DYNAMIC DIVD F 32,490 316 0.00%
2130 OCH ZIFF CAP MGMT GROUP 29,473 315 0.00%
2131 NUVEEN BUILD AMER BD OPPTNY FD COM 14,762 315 0.00%
2132 MIDDLEBY CORP 3,645 315 0.00%
2133 TESORO CORP 5,125 314 0.00%
2134 SIGNATURE BANK 2,805 314 0.00%
2135 LITHIA MTRS INC COM 4,268 313 0.00%
2136 RED HAT INC 5,537 313 0.00%
2137 PEOPLES BANCORP N C INC 17,713 313 0.00%
2138 GW PHARMACEUTICALS PLC 4,109 313 0.00%
2139 COMMSCOPE 13,045 312 0.00%
2140 STONE HBR EMERG MRKTS INC FD COM 16,268 312 0.00%
2141 TIMKEN CO COM 7,480 312 0.00%
2142 ZOGENIX INC 266,344 312 0.00%
2143 ROYAL BK SCOTLAND PLC 9,374 311 0.00%
2144 SCOTTS MIRACLE-GRO CO 5,664 311 0.00%
2145 ISHARES TR 12,523 310 0.00%
2146 Western Asset Emerging Markets 25,967 310 0.00%
2147 TEXAS ROADHOUSE INC 11,303 310 0.00%
2148 VanEck Vectors Indonesia ETF 12,513 309 0.00%
2149 POWERSHARES ETF TR II 12,004 307 0.00%
2150 ISHARES INTERNATIONAL INFLATION-LINKED BOND ETF 6,630 307 0.00%
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