| 1 |
GUGGENHEIM CAPITAL LLC |
271,458 |
4,224,000 |
30.54% |
|
|
| 2 |
Saba Capital Management, L.P. |
194,904 |
3,033,000 |
21.93% |
|
|
| 3 |
Advisors Asset Management, Inc. |
165,997 |
2,583,000 |
18.68% |
|
|
| 4 |
Shaker Financial Services, LLC |
134,112 |
2,087,000 |
15.09% |
|
|
| 5 |
Grantham, Mayo, Van Otterloo & Co. LLC |
28,730 |
447,000 |
3.23% |
|
|
| 6 |
LPL Financial LLC |
20,917 |
324,000 |
2.34% |
|
|
| 7 |
MORGAN STANLEY |
12,857 |
200,000 |
1.45% |
|
|
| 8 |
DOLIVER ADVISORS, LP |
11,630 |
181,000 |
1.31% |
|
|
| 9 |
WOLVERINE ASSET MANAGEMENT LLC |
11,193 |
174,000 |
1.26% |
|
|
| 10 |
CORNERSTONE ADVISORS INC |
10,684 |
166,000 |
1.20% |
|
|
| 11 |
UBS AG |
8,804 |
137,000 |
0.99% |
|
|
| 12 |
ROYAL BANK OF CANADA |
2,946 |
46,000 |
0.33% |
|
|
| 13 |
NEXT Financial Group, Inc |
2,882 |
45,000 |
0.33% |
|
|
| 14 |
FineMark National Bank & Trust |
2,119 |
33,000 |
0.24% |
|
|
| 15 |
BANK OF AMERICA CORP /DE/ |
2,006 |
32,000 |
0.23% |
|
|
| 16 |
DEUTSCHE BANK AG\ |
1,865 |
29,000 |
0.21% |
|
|
| 17 |
WFG Advisors, LP |
1,502 |
23,000 |
0.17% |
|
|
| 18 |
AMERICAN INTERNATIONAL GROUP, INC. |
1,119 |
17,412 |
0.13% |
|
|
| 19 |
Highlander Capital Management, LLC |
932 |
14,502 |
0.10% |
|
|
| 20 |
Beacon Capital Management, Inc. |
858 |
13,000 |
0.09% |
|
|
| 21 |
1919 Investment Counsel, LLC |
633 |
10,000 |
0.07% |
|
|
| 22 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
394 |
6,000 |
0.04% |
|
|
| 23 |
D'Orazio & Associates, Inc. |
272 |
4,000 |
0.03% |
|
|
| 24 |
WELLS FARGO & COMPANY/MN |
155 |
2,000 |
0.01% |
|
|
