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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001403438-14-000011) filed in 2014.11.10
#
Name
Shares
Value ($)
%
Options
Notes
2551 PIMCO HIGH INCOME FD 2,063,134 24,262 0.14%
2552 VANGUARD CHARLOTTE FDS 469,097 24,487 0.15%
2553 ISHARES TR 297,661 24,992 0.15%
2554 CUSHING MLP TOTAL RETURN FUND 2,943,211 25,076 0.15%
2555 ISHARES TR 1,127,757 25,115 0.15%
2556 POWERSHARES ETF TRUST 665,134 25,674 0.15%
2557 ISHARES NASDAQ BIOTECHNOLOGY ETF 45,742 26,514 0.16%
2558 ISHARES TR 178,756 26,690 0.16%
2559 ISHARES RUSSELL 2000 GROWTH ETF 212,876 27,137 0.16%
2560 FIRST TR VALUE LINE DIVID INSHS 1,222,687 27,229 0.16%
2561 VANGUARD INDEX FDS 324,937 27,259 0.16%
2562 SPDR INDEX SHS FDSDJ GLB RL ES ETF 621,362 27,421 0.16%
2563 First Trust ISE Nat Ga 1,588,791 27,486 0.16%
2564 ISHARES TR 249,641 27,680 0.17%
2565 STARBUCKS CORP 372,148 27,766 0.17%
2566 SELECT SECTOR SPDR TR 656,069 27,771 0.17%
2567 MERCK & CO INC 474,616 27,865 0.17%
2568 DU PONT E I DE NEMOURS & CO 398,441 28,084 0.17%
2569 ISHARES RUSSELL 2000 VALUE ETF 305,517 28,273 0.17%
2570 LOCKHEED MARTIN CORP 159,930 28,450 0.17%
2571 Ishares - Japan 2,465,522 28,551 0.17%
2572 PIMCO 1-5 YEAR U.S. TIPS INDEX EXCHANGE-TRADED FUND 548,511 28,896 0.17%
2573 VANECK MORNINGSTAR WIDE MOAT E 943,079 29,132 0.17%
2574 INTERNATIONAL BUSINESS MACHS 155,660 29,136 0.17%
2575 ISHARES TR 355,338 29,422 0.18%
2576 PROSHARES TR 547,294 29,630 0.18%
2577 VANGUARD INDEX FDS 315,887 29,899 0.18%
2578 BANK AMER CORP 1,789,383 30,097 0.18%
2579 FIRST TR MID CAP CORE ALPHAD 614,965 30,388 0.18%
2580 ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF 277,766 30,432 0.18%
2581 PFIZER INC 1,047,761 30,543 0.18%
2582 RYDEX ETF TRUST 587,705 30,766 0.18%
2583 SELECT SECTOR SPDR TR 689,459 30,905 0.18%
2584 PEPSICO INC 333,771 30,924 0.18%
2585 WELLS FARGO & CO NEW 607,732 31,154 0.19%
2586 JPMORGAN CHASE & CO 522,236 31,215 0.19%
2587 ISHARES 532,377 31,479 0.19%
2588 PIMCO ETF TR 305,403 31,702 0.19%
2589 GILEAD SCIENCES INC 300,415 31,722 0.19%
2590 RYDEX ETF TRUST 422,462 32,027 0.19%
2591 VANGUARD INDEX FDS 270,484 32,055 0.19%
2592 CONOCOPHILLIPS 429,795 32,238 0.19%
2593 VANGUARD INDEX FDS 328,051 32,287 0.19%
2594 ISHARES RUSSELL 3000 ETF 288,850 33,281 0.20%
2595 ISHARES TR 397,903 33,651 0.20%
2596 ISHARES TR 321,002 34,004 0.20%
2597 VANGUARD WORLD FD 352,140 34,661 0.21%
2598 ISHARES TR 400,562 34,813 0.21%
2599 POWERSHARES ETF TRUST 404,861 35,114 0.21%
2600 FS KKR CAPITAL CORP COM 3,323,839 35,299 0.21%
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