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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0001403438-15-000003) filed in 2015.02.13
#
Name
Shares
Value ($)
%
Options
Notes
601 BLDRS INDEX FUNDS TRUST DEVELOPED MKTS 100 ADR IDX FD 169,292 3,794 0.02%
602 COGNIZANT TECHNOLOGY SOLUTIO 71,974 3,790 0.02%
603 SPDR SERIES TRUST 82,531 3,775 0.02%
604 EATON VANCE TX ADV GLBL DIV 232,469 3,759 0.02%
605 WILLIAMS COS INC DEL 83,471 3,751 0.02%
606 FRANKLIN RESOURCES INC 67,630 3,745 0.02%
607 POWERSHARES ETF DYNAMIC BIOTECHNOLOGY & GENOME 74,583 3,744 0.02%
608 CARMAX INC 56,210 3,742 0.02%
609 ISHARES TR 52,129 3,724 0.02%
610 ISHARES TR 39,182 3,718 0.02%
611 PROSHARES ULTRA FNCLS NEW ETF 24,905 3,714 0.02%
612 ALLSTATE CORP 52,823 3,711 0.02%
613 ISHARES TR 86,993 3,700 0.02%
614 VOYA GLBL EQTY DIV PREM OP 444,568 3,699 0.02%
615 RETAIL PPTYS AMER INC CL A 221,358 3,694 0.02%
616 ISHARES TR 42,773 3,683 0.02%
617 EATON VANCE LTD DURATION INC 260,231 3,674 0.02%
618 RYDEX ETF TRUST 45,480 3,671 0.02%
619 HUMANA INC 25,504 3,663 0.02%
620 COMCAST CORP NEW 63,575 3,660 0.02%
621 YUM BRANDS INC 50,143 3,653 0.02%
622 INDEXIQ ETF TR 122,764 3,608 0.02%
623 POTASH CORP SASK INC 102,037 3,604 0.02%
624 POWERSHARES ETF TRUST II 141,829 3,586 0.02%
625 NUVEEN REAL ESTATE INCOME FD 311,387 3,581 0.02%
626 EATON VANCE TAX ADVANTAGED G 146,933 3,572 0.02%
627 ENERGY TRANSFER L P 62,206 3,569 0.02%
628 UNIFIED SER TR 241,869 3,536 0.02%
629 ILLINOIS TOOL WKS INC 37,293 3,532 0.02%
630 GABELLI DIVID INCOME TR 162,692 3,524 0.02%
631 ENSCO PLC 117,575 3,521 0.02%
632 RSX - Market Vectors Russia ETF 240,018 3,511 0.02%
633 STRYKER CORP 37,001 3,490 0.02%
634 ISHARES TR 32,936 3,489 0.02%
635 ISHARES INC 73,951 3,478 0.02%
636 NUVEEN AMT FREE QLTY MUN INC 251,425 3,475 0.02%
637 GAMCO GLOBAL GOLD NAT RES & 495,328 3,467 0.02%
638 FPA CRESCENT FUND 102,076 3,460 0.02%
639 ISHARES TR 37,615 3,454 0.02%
640 INVESCO SR INCOME TR 755,227 3,444 0.02%
641 AUTOMATIC DATA PROCESSING IN 41,166 3,432 0.02%
642 WESTERN DIGITAL CORP 30,823 3,412 0.02%
643 SPDR SERIES TRUST 71,299 3,412 0.02%
644 NUVEEN MICH QUALITY MUN INCO 249,520 3,411 0.02%
645 GUGGENHEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF 131,692 3,407 0.02%
646 AMERICANCAPITALA 155,315 3,391 0.02%
647 FIRSTENERGY CORP 86,590 3,376 0.02%
648 ISHARES TR 80,099 3,376 0.02%
649 POWERSHS DB MULTI SECT COMM 135,387 3,370 0.02%
650 FIRST TR EXCHANGE TRAD FD VI 127,105 3,342 0.02%
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