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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0001403438-15-000003) filed in 2015.02.13
#
Name
Shares
Value ($)
%
Options
Notes
201 Nomura Holdings Inc 32,831 186 0.00%
202 BLACKROCK MUNIYIELD ARIZ FD 11,389 186 0.00%
203 RPC INC 14,422 188 0.00%
204 RUTHS CHRIS STEAK HSE INC COM 12,500 188 0.00%
205 CNH INDL N V 23,740 191 0.00%
206 CLOUGH GLOBAL OPPORTUNITIES FD SH BEN INT 14,957 192 0.00%
207 DENBURY RESOURCES INC 23,657 192 0.00%
208 VISHAY INTERTECHNOLOGY INC 13,678 194 0.00%
209 MAIDEN HOLDINGS LTD 15,272 195 0.00%
210 NEW GERMANY FD INC 13,913 195 0.00%
211 UNITED FINL BANCORP INC NEW COM 13,578 195 0.00%
212 CPFL ENERGIA S A 14,433 196 0.00%
213 TEMPLETON RUS AND EAST EUR F 21,788 196 0.00%
214 ACCO BRANDS CORPORATION COM 21,911 197 0.00%
215 ARROW INVTS TR 18,890 198 0.00%
216 GABELLI GLB SML & MD CP VAL TR 19,183 200 0.00%
217 DELAWARE ENHANCED GBL DIV & 17,724 200 0.00%
218 AMSURG CORP 3,655 200 0.00%
219 FARO TECHNOLOGIES INC COM 3,206 201 0.00%
220 GENERAL MTRS CO 8,022 201 0.00%
221 BARCLAYS BK PLC 2,587 201 0.00%
222 COLUMBIA ETF TR 4,577 201 0.00%
223 ISHARES TR 2,022 202 0.00%
224 OLD NATL BANCORP IND COM 13,555 202 0.00%
225 S&P Developed Ex-U.S. Property Index Fund 5,600 203 0.00%
226 UNIVERSAL DISPLAY CORP 7,325 203 0.00%
227 SIRONA DENTAL SYS INC 2,318 203 0.00%
228 ISHARES TR 1,771 203 0.00%
229 RR DONNELLEY & SONS CO 12,141 204 0.00%
230 STEEL DYNAMICS INC 10,397 205 0.00%
231 ISHARES TR 5,515 205 0.00%
232 BARCLAYS BANK PLC 7,844 205 0.00%
233 VANTIV INC 6,062 206 0.00%
234 THOR INDS INC 3,694 206 0.00%
235 MURPHY OIL 4,070 206 0.00%
236 RADIAN GROUP INC 12,348 206 0.00%
237 CARPENTER TECHNOLOGY CORP 4,187 206 0.00%
238 SCHWAB INTERNATIONAL SMALL-CAP EQUITY ETF 7,189 207 0.00%
239 BARCLAYS PLC 13,772 207 0.00%
240 CORNERSTONE STRATEGIC VALUE 10,334 207 0.00%
241 KKR INCOME OPPORTUNITIES FD 12,800 207 0.00%
242 GROUPON INC 25,050 207 0.00%
243 ISHARES INC 9,649 208 0.00%
244 CHEMTURA CORP 8,403 208 0.00%
245 STURM RUGER & CO INC 5,997 208 0.00%
246 PENNYMAC MTG INVT TR 9,928 209 0.00%
247 PLANTRONICS INCORPORATED NEW 3,946 209 0.00%
248 BARCLAYS BK PLC 1,769 209 0.00%
249 CODORUS VY BANCORP INC 10,601 209 0.00%
250 FIRST TR DIVIDEND INCOME FD 22,617 209 0.00%
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