| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 67,951 | 1,110,000 | 40.62% | ||
| 2 | NATIONAL PLANNING CORP | 24,385 | 397,719 | 14.56% | ||
| 3 | Commonwealth Equity Services, Inc | 12,378 | 202,000 | 7.39% | ||
| 4 | LPL Financial LLC | 11,389 | 186,000 | 6.81% | ||
| 5 | WELLS FARGO & COMPANY/MN | 9,209 | 151,000 | 5.53% | ||
| 6 | UBS Group AG | 8,921 | 146,000 | 5.34% | ||
| 7 | MSI Financial Services Inc | 8,945 | 146,000 | 5.34% | ||
| 8 | PNC FINANCIAL SERVICES GROUP, INC. | 8,728 | 142,000 | 5.20% | ||
| 9 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 5,000 | 82,000 | 3.00% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 3,375 | 55,000 | 2.01% | ||
| 11 | Orion Porfolio Solutions, LLC | 2,000 | 33,000 | 1.21% | ||
| 12 | TCI Wealth Advisors, Inc. | 2,000 | 33,000 | 1.21% | ||
| 13 | ROYAL BANK OF CANADA | 2,000 | 33,000 | 1.21% | ||
| 14 | Stratos Wealth Partners, LTD. | 650 | 10,621 | 0.39% | ||
| 15 | Apriem Advisors | 330 | 5,000 | 0.18% | ||
| 16 | Tower Research Capital LLC (TRC) | 4 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
