Dark
Light
System
Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0001403438-15-000003) filed in 2015.02.13
#
Name
Shares
Value ($)
%
Options
Notes
351 Berkshire Hills Bancorp Inc 12,903 344 0.00%
352 Breitburn Energy Partners LP 24,391 171 0.00%
353 C H ROBINSON WORLDWIDE INC 6,950 521 0.00%
354 CA INC 95,667 2,913 0.02%
355 CABELAS INC 11,558 609 0.00%
356 CABLEVISION SYS CORP(NEW) NY GROUP CL ACOM 16,203 334 0.00%
357 CABOT OIL & GAS CORP 7,925 235 0.00%
358 CAL MAINE FOODS INC 15,229 594 0.00%
359 CALAMOS CONV & HIGH INCOME F 821,208 11,357 0.06%
360 CALAMOS CONV OPPORTUNITIES & 877,966 11,273 0.06%
361 CALAMOS GBL DYN INCOME FUND COM 244,218 2,254 0.01%
362 CALAMOS GLOBAL TOTAL RETURN FD COM SH BEN INT 40,973 542 0.00%
363 CALAMOS STRATEGIC TOTL RETN 620,357 7,097 0.04%
364 CALAMP CORP 18,789 344 0.00%
365 CALAVO GROWERS INC COM 5,394 255 0.00%
366 CALPINE CORP 52,943 1,172 0.01%
367 CALUMET SPECIALTY PRODS PTNR 31,965 716 0.00%
368 CAMAC ENERGY INC 64,652 24 0.00%
369 CAMBRIA ETF TR 57,130 1,781 0.01%
370 CAMBRIA ETF TR 12,183 273 0.00%
371 CAMECO CORP 46,562 764 0.00%
372 CAMERON INTERNATIONAL COMPANY 8,138 406 0.00%
373 CAMPBELL SOUP CO 23,332 1,027 0.01%
374 CANADIAN NAT RES LTD 22,448 693 0.00%
375 CANADIAN NATL RY CO 37,804 2,605 0.01%
376 CANADIAN PAC RY LTD 13,880 2,674 0.01%
377 CANADIAN SOLAR INC 17,644 427 0.00%
378 CAPE BANCORP INC 15,000 141 0.00%
379 CAPITAL ONE FINL CORP 36,783 3,036 0.02%
380 CAPITOL FED FINL INC 12,284 157 0.00%
381 CAPSTEAD MTG CORP COM NO PAR 12,124 149 0.00%
382 CARDINAL HEALTH INC 15,962 1,289 0.01%
383 CARDTRONICS INC. 6,761 261 0.00%
384 CARLISLE COS INC 5,329 481 0.00%
385 CARLYLE GROUP L P 9,337 257 0.00%
386 CARMAX INC 56,210 3,742 0.02%
387 CARNIVAL CORP 26,436 1,198 0.01%
388 CARPENTER TECHNOLOGY CORP 4,187 206 0.00%
389 CARTER INC 10,881 950 0.01%
390 CATAMARAN CORP COM 7,675 397 0.00%
391 CATERPILLAR INC 142,459 13,039 0.07%
392 CAUSEWAY CAP MGMT 228,475 2,591 0.01%
393 CAVIUM INC 16,104 996 0.01%
394 CBL & ASSOC PPTYS INC 12,811 249 0.00%
395 CBRE CLARION GLOBAL REAL EST 522,478 4,697 0.03%
396 CBRE GROUP INC 36,974 1,266 0.01%
397 CBS CORP NEW 24,566 1,359 0.01%
398 CDK GLOBAL INC 11,890 485 0.00%
399 CDN IMPERIAL BK COMM TORONTO 2,632 226 0.00%
400 CDW CORP 44,007 1,548 0.01%
Page 8 of 55