| 1 |
GUGGENHEIM CAPITAL LLC |
296,679 |
3,923,000 |
31.25% |
|
|
| 2 |
Advisors Asset Management, Inc. |
177,743 |
2,350,000 |
18.72% |
|
|
| 3 |
WELLS FARGO & COMPANY/MN |
103,803 |
1,372,000 |
10.93% |
|
|
| 4 |
MORGAN STANLEY |
82,515 |
1,091,000 |
8.69% |
|
|
| 5 |
Raymond James Financial Services Advisors, Inc. |
67,384 |
891,000 |
7.10% |
|
|
| 6 |
LPL Financial LLC |
40,973 |
542,000 |
4.32% |
|
|
| 7 |
Commonwealth Equity Services, Inc |
36,381 |
481,000 |
3.83% |
|
|
| 8 |
BANK OF AMERICA CORP /DE/ |
35,348 |
467,000 |
3.72% |
|
|
| 9 |
FIRST TRUST ADVISORS LP |
34,989 |
463,000 |
3.69% |
|
|
| 10 |
UBS Group AG |
23,425 |
310,000 |
2.47% |
|
|
| 11 |
BARD ASSOCIATES INC |
19,250 |
254,000 |
2.02% |
|
|
| 12 |
ROYAL BANK OF CANADA |
12,321 |
163,000 |
1.30% |
|
|
| 13 |
VSR Financial Services, Inc. |
10,025 |
133,000 |
1.06% |
|
|
| 14 |
US BANCORP \DE\ |
2,188 |
29,000 |
0.23% |
|
|
| 15 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,660 |
22,000 |
0.18% |
|
|
| 16 |
AMERICAN INTERNATIONAL GROUP, INC. |
1,584 |
20,934 |
0.17% |
|
|
| 17 |
CITIGROUP INC |
737 |
10,000 |
0.08% |
|
|
| 18 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
750 |
10,000 |
0.08% |
|
|
| 19 |
NATIONAL PLANNING CORP |
635 |
8,242 |
0.07% |
|
|
| 20 |
CANADA LIFE ASSURANCE Co |
500 |
7,000 |
0.06% |
|
|
| 21 |
B. Riley Wealth Advisors, Inc. |
419 |
6,000 |
0.05% |
|
|
| 22 |
Tower Research Capital LLC (TRC) |
21 |
0 |
0.00% |
|
|
| 23 |
PNC FINANCIAL SERVICES GROUP, INC. |
29 |
0 |
0.00% |
|
|
