| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ALPHA NATURAL RESOURCES | 20,000 | 1,000 | 0.00% | ||
| 2 | COMMUNITY HEALTH SYS INC NEW | 91,591 | 1,000 | 0.00% | ||
| 3 | DEJOUR ENERGY INC | 20,000 | 2,000 | 0.00% | ||
| 4 | DOCUMENT SEC SYS INC COM | 14,392 | 4,000 | 0.00% | ||
| 5 | WALTER ENERGY INC COM | 19,713 | 4,000 | 0.00% | ||
| 6 | ALPHA NATURAL RESOURCES | 11,763 | 4,000 | 0.00% | ||
| 7 | PEABODY ENERGY C 4.75 PERCENT 66 CONV BONDS DUE 12/15/66 | 32,000 | 5,000 | 0.00% | ||
| 8 | TANZANIAN ROYALTY EXPL CORP | 14,300 | 5,000 | 0.00% | ||
| 9 | STEMCELLS INC COM NEW | 11,550 | 6,000 | 0.00% | ||
| 10 | MINES MGMT INC | 12,235 | 6,000 | 0.00% | ||
| 11 | SANOFI | 10,077 | 7,000 | 0.00% | ||
| 12 | UR ENERGY INC | 10,000 | 8,000 | 0.00% | ||
| 13 | TASEKO MINES LTD | 15,221 | 8,000 | 0.00% | ||
| 14 | AMERICAN RLTY CAP PPTYS INC SR CONV NT 3 18 | 10,000 | 9,000 | 0.00% | ||
| 15 | DISCOVERY LABORATORIES INC N | 15,566 | 10,000 | 0.00% | ||
| 16 | Comstock Mining Inc | 18,744 | 11,000 | 0.00% | ||
| 17 | NORTH ATLANTIC DRILLING LTD | 10,482 | 12,000 | 0.00% | ||
| 18 | SPEED COMM INC | 40,000 | 12,000 | 0.00% | ||
| 19 | CYTORI THERAPEUTIC INC | 21,793 | 12,000 | 0.00% | ||
| 20 | BARCLAYS BANK PLC | 10,625 | 13,000 | 0.00% | ||
| 21 | BLUE EARTH INC COM | 12,000 | 13,000 | 0.00% | ||
| 22 | ARCH COAL INC | 36,226 | 13,000 | 0.00% | ||
| 23 | URANIUM RES INC | 16,080 | 15,000 | 0.00% | ||
| 24 | BALLARD PWR SYS INC NEW | 10,281 | 17,000 | 0.00% | ||
| 25 | SIFY TECHNOLOGIES LTD | 12,000 | 18,000 | 0.00% | ||
| 26 | PEREGRINE PHARMACEUTICALS IN | 13,608 | 18,000 | 0.00% | ||
| 27 | Ipass Inc | 20,000 | 19,000 | 0.00% | ||
| 28 | WHEELER REAL ESTATE INVT TR | 10,199 | 20,000 | 0.00% | ||
| 29 | Anadigics Inc | 30,250 | 20,000 | 0.00% | ||
| 30 | BRISTOL MYERS SQUIBB CO DBCV 9/1 | 12,000 | 21,000 | 0.00% | ||
| 31 | ATHERSYS INC NEW | 17,375 | 21,000 | 0.00% | ||
| 32 | RENEWABLE ENERGY GROUP INC | 20,000 | 22,000 | 0.00% | ||
| 33 | CELSION CORPORATION COM PAR | 10,105 | 24,000 | 0.00% | ||
| 34 | PLUG POWER INC | 10,640 | 24,000 | 0.00% | ||
| 35 | GTX INC | 18,000 | 26,000 | 0.00% | ||
| 36 | ASTROTECH CORP | 10,000 | 26,000 | 0.00% | ||
| 37 | TITAN MACHY INC | 32,000 | 26,000 | 0.00% | ||
| 38 | BELLATRIX EXPLORATION LTD | 12,156 | 27,000 | 0.00% | ||
| 39 | WABASH NATL CORP SR NT CV3.375 18 | 22,000 | 27,000 | 0.00% | ||
| 40 | AMARIN CORP PLC | 11,000 | 28,000 | 0.00% | ||
| 41 | ENDEAVOUR SILVER CORP | 14,502 | 29,000 | 0.00% | ||
| 42 | KEMET CORP COM NEW | 11,749 | 30,000 | 0.00% | ||
| 43 | Energy XXI LTD | 13,955 | 31,000 | 0.00% | ||
| 44 | Old Republic International Corp | 26,000 | 31,000 | 0.00% | ||
| 45 | PROVECTUS | 61,200 | 32,000 | 0.00% | ||
| 46 | Paragon Offshore PLC | 36,016 | 34,000 | 0.00% | ||
| 47 | KELSO TECHNOLOGIES INC | 12,655 | 35,000 | 0.00% | ||
| 48 | POLYMET MINING CORP | 32,110 | 35,000 | 0.00% | ||
| 49 | FX ENERGY INC | 43,600 | 35,000 | 0.00% | ||
| 50 | WHITING USA TR II | 15,217 | 36,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001403438-15-000006, filed 2015.08.14).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
