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PEREGRINE PHARMACEUTICALS IN
PEREGRINE PHARMACEUTICALS IN. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 93 Institutional holders with a total value of $47,414,784.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Institutional Trust Company, N.A. 6,021,787 7,889,000 16.64%
2 VANGUARD GROUP INC 5,537,945 7,254,000 15.30%
3 BlackRock Fund Advisors 4,957,451 6,494,000 13.70%
4 STATE STREET CORP 2,423,438 3,176,000 6.70%
5 NORTHERN TRUST CORP 1,850,791 2,424,000 5.11%
6 RENAISSANCE TECHNOLOGIES LLC 1,458,251 1,910,000 4.03%
7 SABBY MANAGEMENT, LLC 67,578 1,533,000 3.23%
8 GEODE CAPITAL MANAGEMENT, LLC 1,096,871 1,436,000 3.03%
9 DEUTSCHE BANK AG\ 962,731 1,260,000 2.66%
10 SMITH ASSET MANAGEMENT GROUP LP 870,750 1,141,000 2.41%
11 Bank of New York Mellon Corp 869,488 1,139,000 2.40%
12 BlackRock Investment Management, LLC 667,277 874,000 1.84%
13 TIAA CREF INVESTMENT MANAGEMENT LLC 632,310 828,000 1.75%
14 Commonwealth Equity Services, Inc 540,535 708,000 1.49%
15 Freedom Investment Management, Inc. 534,390 700,000 1.48%
16 QS Investors, LLC 503,400 659,000 1.39%
17 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 479,800 629,000 1.33%
18 BLACKROCK ADVISORS LLC 458,818 601,000 1.27%
19 MILLENNIUM MANAGEMENT LLC 439,426 576,000 1.21%
20 ROYAL BANK OF CANADA 380,017 497,000 1.05%
21 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 343,982 451,000 0.95%
22 AQR CAPITAL MANAGEMENT LLC 281,291 368,000 0.78%
23 TEACHERS ADVISORS, LLC 274,021 359,000 0.76%
24 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 255,100 335,000 0.71%
25 NEW YORK STATE COMMON RETIREMENT FUND 210,063 275,000 0.58%
26 WELLS FARGO & COMPANY/MN 155,667 204,000 0.43%
27 ZACKS INVESTMENT MANAGEMENT 148,207 194,000 0.41%
28 SUSQUEHANNA INTERNATIONAL GROUP, LLP 139,652 183,000 0.39%
29 BAXTER BROS INC 135,506 178,000 0.38%
30 VOYA INVESTMENT MANAGEMENT LLC 134,571 176,000 0.37%
31 RHUMBLINE ADVISERS 131,131 172,000 0.36%
32 SUSQUEHANNA INTERNATIONAL GROUP, LLP 130,100 170,000 0.36% Call
33 MANUFACTURERS LIFE INSURANCE COMPANY, THE 129,288 169,000 0.36%
34 Nationwide Fund Advisors 123,687 162,000 0.34%
35 AMERICAN INTERNATIONAL GROUP, INC. 113,366 148,509 0.31%
36 LADENBURG THALMANN FINANCIAL SERVICES INC. 91,692 120,000 0.25%
37 First Heartland Consultants, Inc. 86,204 113,000 0.24%
38 BANK OF AMERICA CORP /DE/ 79,571 104,000 0.22%
39 Virtu KCG Holdings LLC 73,585 96,000 0.20%
40 METROPOLITAN LIFE INSURANCE CO/NY 70,244 92,000 0.19%
41 MORGAN STANLEY 68,466 90,000 0.19%
42 TWO SIGMA SECURITIES, LLC 67,228 88,000 0.19%
43 Airain ltd 64,200 84,000 0.18%
44 D. E. Shaw & Co., Inc. 64,219 84,000 0.18%
45 CREDIT SUISSE AG/ 62,782 83,000 0.18%
46 FIDGEON TIMOTHY F 60,000 78,000 0.16%
47 UBS Group AG 52,100 68,000 0.14%
48 PRINCIPAL FINANCIAL GROUP INC 51,225 67,000 0.14%
49 GUGGENHEIM CAPITAL LLC 49,876 66,000 0.14%
50 STIFEL FINANCIAL CORP 49,571 65,000 0.14%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.