Dark
Light
System
Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Portfolio Summary: 2,786 holdings with a total value of $18,162,178,000.
#
Name
Shares
Value ($)
%
Options
Notes
151 CELGENE CORP 200,184 23,341,000 0.13%
152 PIMCO ETF TR 231,268 23,303,000 0.13%
153 RYDEX ETF TRUST 182,088 23,074,000 0.13%
154 SPDR GOLD TR 209,112 22,745,000 0.13%
155 ISHARES TR 221,613 22,698,000 0.12%
156 SPDR SERIES TRUST 738,229 22,546,000 0.12%
157 SOUTHERN CO 488,368 22,065,000 0.12%
158 ABBVIE INC 384,808 21,811,000 0.12%
159 SSGA ACTIVE ETF TR 440,537 21,758,000 0.12%
160 WISDOMTREE TR 307,687 21,618,000 0.12%
161 INTERNATIONAL BUSINESS MACHS 140,631 20,960,000 0.12%
162 VANGUARD INTL EQUITY INDEX F 360,075 20,740,000 0.11%
163 FIRST TR EXCHANGE TRADED FD 296,798 20,699,000 0.11%
164 VANGUARD SCOTTSDALE FDS 207,144 20,435,000 0.11%
165 ISHARES TR 188,833 20,273,000 0.11%
166 VANGUARD BD INDEX FDS 238,961 20,259,000 0.11%
167 ISHARES TR 688,024 20,200,000 0.11%
168 WISDOMTREE TR 673,537 19,984,000 0.11%
169 FIRST TR EXCHANGE TRADED FD 393,963 19,899,000 0.11%
170 POWERSHARES ETF TR II 1,358,160 19,883,000 0.11%
171 ISHARES COHEN & STEERS REIT ETF 208,642 19,879,000 0.11%
172 FORD MTR CO DEL 1,385,495 19,660,000 0.11%
173 Van Eck 828,783 19,576,000 0.11%
174 ISHARES GOLD TRUST ISHARES ETF 1,785,038 19,564,000 0.11%
175 FIRST TR SML CP CORE ALPHA F 430,176 19,491,000 0.11%
176 RYDEX ETF TRUST 237,374 19,484,000 0.11%
177 AMAZON COM INC 35,793 19,460,000 0.11%
178 COSTCO WHSL CORP NEW 129,794 19,217,000 0.11%
179 ISHARES TR 159,938 19,124,000 0.11%
180 ISHARES TR 133,615 19,067,000 0.10%
181 LILLY ELI & CO 219,394 18,991,000 0.10%
182 POWERSHARES ETF TR II 677,894 18,852,000 0.10%
183 KIMBERLY CLARK CORP 167,137 18,704,000 0.10%
184 FIRST TR LRG CP GRWTH ALPHAD 392,395 18,529,000 0.10%
185 SPDR SERIES TRUST PRTFLO S&P500 GW ETF 191,708 18,521,000 0.10%
186 VANGUARD INDEX FDS 217,099 18,356,000 0.10%
187 MASTERCARD INCORPORATED 194,365 18,334,000 0.10%
188 HONEYWELL INTL INC 184,877 18,184,000 0.10%
189 SPDR S&P 600 SMALL CAP GROWTH ETF 98,939 17,810,000 0.10%
190 FIRST TR EXCHANGE TRADED FD 503,726 17,792,000 0.10%
191 SPDR SERIES TRUST 188,943 17,667,000 0.10%
192 FIRST TR EXCHANGE TRADED FD 932,984 17,605,000 0.10%
193 FIRST TR MORNINGSTAR DIV LEA 763,942 17,426,000 0.10%
194 VANGUARD WORLD FDS 136,827 17,118,000 0.09%
195 ISHARES TR 155,498 16,859,000 0.09%
196 WISDOMTREE TR 208,318 16,711,000 0.09%
197 CISCO SYS INC 619,986 16,644,000 0.09%
198 BLACKSTONE GROUP L P 497,507 16,612,000 0.09%
199 ISHARES U S ETF TR 329,866 16,500,000 0.09%
200 SPDR SER TR 249,067 16,438,000 0.09%
Page 4 of 56

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001403438-15-000008, filed 2015.11.13).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.