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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 110 Institutional holders with a total value of $1,888,422,849.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 20,646,370 707,551,000 37.47%
2 MORGAN STANLEY 8,607,185 294,968,000 15.62%
3 WELLS FARGO & COMPANY/MN 6,381,390 218,690,000 11.58%
4 UBS Group AG 2,520,676 86,384,000 4.57%
5 BANK OF AMERICA CORP /DE/ 2,238,096 76,699,000 4.06%
6 RAYMOND JAMES & ASSOCIATES 1,083,677 37,138,000 1.97%
7 Astor Investment Management LLC 899,658 30,831,000 1.63%
8 Raymond James Financial Services Advisors, Inc. 806,867 27,653,000 1.46%
9 HAYS ADVISORY LLC 754,299 25,850,000 1.37%
10 ROYAL BANK OF CANADA 717,339 24,583,000 1.30%
11 Transamerica Financial Advisors, LLC 660,258 22,628,000 1.20%
12 Shamrock Asset Management LLC 655,887 22,477,000 1.19%
13 GOLDMAN SACHS GROUP INC 575,617 19,726,000 1.04%
14 MSI Financial Services Inc 559,685 19,180,000 1.02%
15 LPL Financial LLC 503,726 17,792,000 0.94%
16 ENVESTNET ASSET MANAGEMENT INC 467,115 16,008,000 0.85%
17 AMERIPRISE FINANCIAL INC 424,999 14,567,000 0.77%
18 NewSquare Capital LLC 415,360 14,234,000 0.75%
19 STIFEL FINANCIAL CORP 383,512 13,143,000 0.70%
20 Beaumont Financial Partners, LLC 339,584 12,666,000 0.67%
21 AVIANCE CAPITAL MANAGEMENT, LLC 366,654 12,565,000 0.67%
22 Janney Montgomery Scott LLC 321,083 11,004,000 0.58%
23 Hoxton Financial, Inc. 305,721 10,477,000 0.55%
24 CREDIT SUISSE AG/ 250,328 8,579,000 0.45%
25 BB&T SECURITIES, LLC 215,842 7,396,000 0.39%
26 BAIRD FINANCIAL GROUP, INC. 208,716 7,153,000 0.38%
27 CITADEL ADVISORS LLC 186,381 6,387,000 0.34%
28 SUSQUEHANNA INTERNATIONAL GROUP, LLP 186,020 6,375,000 0.34%
29 JPMORGAN CHASE & CO 185,801 6,367,000 0.34%
30 SignalPoint Asset Management, LLC 184,928 6,337,000 0.34%
31 BLUE CREEK INVESTMENT PARTNERS, LLC 174,442 5,978,000 0.32%
32 First Horizon Advisors, Inc. 171,869 5,890,000 0.31%
33 HL FINANCIAL SERVICES LLC 157,471 5,397,000 0.29%
34 LifePlan Financial Group, Inc 144,179 4,941,000 0.26%
35 BENJAMIN F. EDWARDS & COMPANY, INC. 133,230 4,566,000 0.24%
36 BKS ADVISORS, LLC 128,393 4,400,000 0.23%
37 Tower Research Capital LLC (TRC) 117,365 4,022,000 0.21%
38 AMERICAN INTERNATIONAL GROUP, INC. 115,104 3,944,000 0.21%
39 SUNTRUST BANKS INC 105,992 3,632,000 0.19%
40 LADENBURG THALMANN FINANCIAL SERVICES INC. 89,490 3,111,000 0.16%
41 CITIGROUP INC 82,899 2,841,000 0.15%
42 Hudock, Inc. 75,032 2,571,000 0.14%
43 Virtu Financial LLC 68,397 2,344,000 0.12%
44 WESPAC Advisors, LLC 67,299 2,306,000 0.12%
45 IMA Advisory Services, Inc. 68,740 2,287,000 0.12% SH
46 OPPENHEIMER & CO INC 64,974 2,227,000 0.12%
47 UNITED CAPITAL FINANCIAL ADVISORS, LLC 64,468 2,209,000 0.12%
48 HighTower Advisors, LLC 61,729 2,116,000 0.11%
49 STEPHENS INC /AR/ 60,947 2,089,000 0.11%
50 OLD NATIONAL BANCORP /IN/ 58,574 2,007,000 0.11%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.