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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 82 Institutional holders with a total value of $210,968,788.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 2,017,142 37,075,000 17.57%
2 WELLS FARGO & COMPANY/MN 1,311,830 24,112,000 11.43%
3 UBS Group AG 1,057,172 19,431,000 9.21%
4 LPL Financial LLC 932,984 17,605,000 8.34%
5 TRUSTMARK BANK TRUST DEPARTMENT 814,247 14,966,000 7.09%
6 BANK OF AMERICA CORP /DE/ 713,291 13,109,000 6.21%
7 Raymond James Financial Services Advisors, Inc. 694,752 12,769,000 6.05%
8 ROYAL BANK OF CANADA 353,441 6,496,000 3.08%
9 Cambridge Investment Research Advisors, Inc. 229,398 4,216,000 2.00%
10 Summit Financial Wealth Advisors, LLC 206,390 3,793,000 1.80%
11 RAYMOND JAMES & ASSOCIATES 194,106 3,568,000 1.69%
12 AMERICAN INTERNATIONAL GROUP, INC. 191,511 3,519,000 1.67%
13 PALLADIEM, LLC 173,935 3,197,000 1.52%
14 AMERIPRISE FINANCIAL INC 171,086 3,142,000 1.49%
15 Commonwealth Equity Services, Inc 157,489 2,895,000 1.37%
16 STIFEL FINANCIAL CORP 142,477 2,619,000 1.24%
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 138,202 2,540,000 1.20%
18 Janney Montgomery Scott LLC 126,111 2,318,000 1.10%
19 JANE STREET GROUP, LLC 117,768 2,165,000 1.03%
20 HL FINANCIAL SERVICES LLC 111,435 2,048,000 0.97%
21 IFC Holdings Incorporated/FL 107,410 1,992,000 0.94%
22 PNC FINANCIAL SERVICES GROUP, INC. 101,732 1,870,000 0.89%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 101,254 1,862,000 0.88%
24 Private Harbour Investment Management & Counsel, LLC 84,425 1,552,000 0.74%
25 Private Advisor Group, LLC 66,362 1,220,000 0.58%
26 LVZ, Inc. 62,166 1,143,000 0.54%
27 First Heartland Consultants, Inc. 56,081 1,031,000 0.49%
28 VSR Financial Services, Inc. 51,966 955,000 0.45%
29 D.A. DAVIDSON & CO. 48,455 890,000 0.42%
30 BAIRD FINANCIAL GROUP, INC. 44,812 824,000 0.39%
31 Cetera Advisors LLC 44,207 812,000 0.38%
32 SII INVESTMENTS INC/WI 43,741 807,000 0.38%
33 NEXT Financial Group, Inc 42,546 781,000 0.37%
34 NATIONAL PLANNING CORP 38,135 736,000 0.35%
35 BB&T SECURITIES, LLC 39,568 727,000 0.34%
36 Cetera Advisor Networks LLC 39,519 726,000 0.34%
37 First Allied Advisory Services, Inc. 36,335 667,000 0.32%
38 Capital Analysts, LLC 35,618 654,658 0.31%
39 MSI Financial Services Inc 33,603 618,000 0.29%
40 Sigma Planning Corp 31,915 587,000 0.28%
41 INVESTMENT CENTERS OF AMERICA INC 31,419 577,000 0.27%
42 JPMORGAN CHASE & CO 26,858 494,000 0.23%
43 ADVANTAGE INVESTMENT MANAGEMENT, LLC 26,057 479,000 0.23%
44 COLONY GROUP LLC 23,325 429,000 0.20%
45 Investors Capital Advisory Services 22,117 406,000 0.19%
46 ENVESTNET ASSET MANAGEMENT INC 21,953 403,000 0.19%
47 CITIGROUP INC 21,133 388,000 0.18%
48 UNITED CAPITAL FINANCIAL ADVISORS, LLC 20,722 381,000 0.18%
49 CITADEL ADVISORS LLC 20,458 376,000 0.18%
50 Argentus Capital Management, LLC 20,079 369,000 0.17%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.