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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 81 Institutional holders with a total value of $335,379,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Atria Investments, Inc 10,492 84,882,000 25.31%
2 MORGAN STANLEY 256,757 31,738,000 9.46%
3 BANK OF AMERICA CORP /DE/ 222,487 27,501,000 8.20%
4 LPL Financial LLC 182,088 23,074,000 6.88%
5 BANK OF STOCKTON 139,186 17,205,000 5.13%
6 Paracle Advisors, LLC 131,975 16,313,000 4.86%
7 FORTE CAPITAL LLC /ADV 96,153 11,885,000 3.54%
8 UBS Group AG 91,219 11,276,000 3.36%
9 WELLS FARGO & COMPANY/MN 83,730 10,349,000 3.09%
10 Ken Stern & Associates, Inc. 79,114 9,779,000 2.92%
11 Financial Architects, Inc 77,371 9,564,000 2.85%
12 New England Private Wealth Advisors LLC 67,972 8,400,000 2.50%
13 AMERICAN INTERNATIONAL GROUP, INC. 59,200 7,317,000 2.18%
14 Commonwealth Equity Services, Inc 59,115 7,307,000 2.18%
15 Cambridge Investment Research Advisors, Inc. 49,070 6,066,000 1.81%
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 38,053 4,704,000 1.40%
17 Transamerica Financial Advisors, LLC 30,362 3,754,000 1.12%
18 ROYAL BANK OF CANADA 27,141 3,355,000 1.00%
19 JANE STREET GROUP, LLC 21,367 2,641,000 0.79%
20 ProVise Management Group, LLC 19,797 2,447,000 0.73%
21 RAYMOND JAMES & ASSOCIATES 18,246 2,255,000 0.67%
22 Cetera Advisors LLC 16,025 1,985,000 0.59%
23 ENVESTNET ASSET MANAGEMENT INC 15,424 1,907,000 0.57%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 14,888 1,840,000 0.55%
25 CITADEL ADVISORS LLC 14,361 1,775,000 0.53%
26 Citizens Business Bank 14,286 1,766,000 0.53%
27 EisnerAmper Wealth Management Corporate Benefits, LLC 12,499 1,545,000 0.46%
28 Stratos Wealth Partners, LTD. 12,185 1,506,000 0.45%
29 AMERIPRISE FINANCIAL INC 10,387 1,284,000 0.38%
30 MSI Financial Services Inc 10,382 1,283,000 0.38%
31 STEPHENS INC /AR/ 10,152 1,255,000 0.37%
32 Raymond James Financial Services Advisors, Inc. 10,057 1,243,000 0.37%
33 B. Riley Wealth Advisors, Inc. 9,954 1,231,000 0.37%
34 SII INVESTMENTS INC/WI 9,616 1,187,000 0.35%
35 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 9,067 1,121,000 0.33%
36 UNITED CAPITAL FINANCIAL ADVISORS, LLC 8,495 1,050,000 0.31%
37 First Allied Advisory Services, Inc. 7,140 879,000 0.26%
38 INSIGHT 2811, INC. 6,100 754,000 0.22%
39 SG Americas Securities, LLC 5,673 701,000 0.21%
40 CAHILL FINANCIAL ADVISORS INC 4,714 583,000 0.17%
41 Legacy Private Trust Co. 4,705 582,000 0.17%
42 VOYA FINANCIAL ADVISORS, INC. 4,178 510,000 0.15%
43 OPPENHEIMER & CO INC 3,796 469,000 0.14%
44 Concert Wealth Management Inc. 3,665 453,000 0.14%
45 GREENLEAF TRUST 3,200 396,000 0.12%
46 Partnervest Advisory Services LLC 3,161 391,000 0.12%
47 MYCIO WEALTH PARTNERS, LLC 3,141 388,000 0.12%
48 M Holdings Securities, Inc. 3,106 384,000 0.11%
49 JPMORGAN CHASE & CO 2,963 366,000 0.11%
50 WESPAC Advisors, LLC 2,821 349,000 0.10%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.