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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001403438-16-000017) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
2601 COMSTOCK RES INC COM NEW 15,000 12 0.00%
2602 CENVEO INC 13,439 11 0.00%
2603 SINA CORP 10,000 10 0.00%
2604 TCP CAP CORP NOTE 5.25012/1 10,000 10 0.00%
2605 GALENA BIOPHARMA INC 16,180 10 0.00%
2606 NEPTUNE TECHNOLOGIES BIORESO 10,000 10 0.00%
2607 AMERICAN RLTY CAP PPTYS INC SR CONV NT 3 18 10,000 10 0.00%
2608 Comstock Mining Inc 19,615 9 0.00%
2609 MATEON THERAPEUTICS INC 12,887 9 0.00%
2610 SUNSHINE HEART INC 14,000 9 0.00%
2611 DENISON MINES CORP 14,578 8 0.00%
2612 PALATIN TECHNOLOGIES INC COM 15,000 8 0.00%
2613 OREXIGEN THERAPEUTICS INC COM 10,850 5 0.00%
2614 PEREGRINE PHARMACEUTICALS IN 13,160 5 0.00%
2615 ATLAS RESOURCES PARTNERS LP 12,875 4 0.00%
2616 Key Energy Services, Inc. 15,511 3 0.00%
2617 DOCUMENT SEC SYS INC COM 14,392 3 0.00%
2618 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 27,495 0 0.00%
2619 UNITED DEV FDG IV COM 47,567 0 0.00%
2620 COMMUNITY HEALTH SYS INC NEW 89,891 0 0.00%
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