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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001403438-16-000017) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD INDEX FDS 8,674,930 930,126 7.85%
2 FS KKR CAPITAL CORP COM 4,769,622 43,785 0.37%
3 ISHARES TR 3,777,237 149,353 1.26%
4 SELECT SECTOR SPDR TR 2,671,680 60,006 0.51%
5 ISHARES TR 2,634,745 264,760 2.24%
6 ALPS ETF TR 2,583,443 32,603 0.28%
7 ISHARES TR 2,540,651 128,938 1.09%
8 POWERSHARES ETF TR II 2,532,820 38,550 0.33%
9 SPDR S&P 500 ETF TR 2,467,930 517,423 4.37%
10 FIRST TR VALUE LINE DIVID INSHS 2,363,852 63,777 0.54%
11 POWERSHARES ETF TR II 2,251,562 96,795 0.82%
12 ISHARES INC 1,920,293 79,097 0.67%
13 SPDR SERIES TRUST 1,915,170 109,949 0.93%
14 ISHARES TR 1,823,052 48,147 0.41%
15 VANGUARD SCOTTSDALE FDS 1,737,995 155,794 1.32%
16 VANGUARD SPECIALIZED FUNDS 1,710,012 142,495 1.20%
17 AQR FDS 1,695,169 16,121 0.14%
18 Ishares - Japan 1,615,893 18,550 0.16%
19 FIRST TR MORNINGSTAR DIV LEA 1,530,414 41,183 0.35%
20 UNITED STATES OIL FUND LP 1,462,570 16,571 0.14%
21 PROSHARES TR 1,428,919 56,599 0.48%
22 ISHARES TR 1,421,034 93,788 0.79%
23 VANGUARD WHITEHALL FDS 1,388,566 99,241 0.84%
24 FIRST TR LRGE CP CORE ALPHA 1,367,039 61,336 0.52%
25 ISHARES RUSSELL 1000 ETF 1,350,041 157,124 1.33%
26 CALAMOS CONV OPPORTUNITIES & 1,321,457 13,413 0.11%
27 ISHARES TR MSCI UTD KNGDM 1,321,433 19,663 0.17%
28 VANGUARD INDEX FDS 1,319,788 117,811 0.99%
29 FIRST TR EXCHANGE-TRADED FD 1,318,485 25,249 0.21%
30 SELECT SECTOR SPDR TR 1,308,519 88,337 0.75%
31 SELECT SECTOR SPDR TR 1,302,735 69,019 0.58%
32 WISDOMTREE TR 1,228,008 38,838 0.33%
33 WISDOMTREE TR 1,205,051 59,084 0.50%
34 POWERSHARES ETF TR II 1,187,457 45,480 0.38%
35 DBX ETF TR 1,185,281 29,016 0.25%
36 FIRST TR EXCHANGE TRADED FD 1,176,963 19,114 0.16%
37 NUVEEN PREFERRED SECURITIES 1,168,167 11,063 0.09%
38 SELECT SECTOR SPDR TR 1,148,875 63,475 0.54%
39 SSGA ACTIVE ETF TR 1,146,587 57,387 0.48%
40 SPDR INDEX SHS FDSDJ GLB RL ES ETF 1,116,973 56,063 0.47%
41 SELECT SECTOR SPDR TR 1,114,700 48,434 0.41%
42 VANECK ETF TRUST 1,106,668 33,831 0.29%
43 POWERSHARES ETF TRUST 1,102,275 21,109 0.18%
44 DNP SELECT INCOME FD INC 1,065,220 11,483 0.10%
45 ISHARES TR 1,063,269 90,676 0.77%
46 FIRST TR EXCHANGE TRADED FD 1,030,165 25,424 0.21%
47 ABERDEEN ASIA PACIFIC INCOM 1,000,969 5,115 0.04%
48 iShares Mortgage Real Estate C 967,853 9,911 0.08%
49 KINDER MORGAN INC DEL 951,941 17,411 0.15%
50 CENTRAL FD CDA LTD 940,533 13,920 0.12%
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