Dark
Light
System
Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 2,680 holdings with a total value of $13,149,349,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF 379,492 41,057,000 0.31%
52 SELECT SECTOR SPDR TR 497,237 40,714,000 0.31%
53 FIRST TR EXCHANGE-TRADED FD 1,987,212 37,817,000 0.29%
54 POWERSHARES ETF TR II 2,632,563 37,646,000 0.29%
55 SPDR SERIES TRUST 1,441,007 36,985,000 0.28%
56 ISHARES 748,987 36,775,000 0.28%
57 SELECT SECTOR SPDR TR 751,018 36,387,000 0.28%
58 VANGUARD WORLD FDS 268,449 36,088,000 0.27%
59 ISHARES TR 195,412 35,729,000 0.27%
60 VANGUARD BD INDEX FDS 421,186 34,963,000 0.27%
61 FIRST TR LRG CP VL ALPHADEX 734,057 34,677,000 0.26%
62 PROSHARES TR 639,684 34,594,000 0.26%
63 POWERSHARES ETF TRUST 667,858 33,887,000 0.26%
64 ISHARES TR 399,248 33,689,000 0.26%
65 PROSHARES TR 926,544 33,624,000 0.26%
66 SPDR GOLD TR 304,304 33,616,000 0.26%
67 PIMCO ETF TR 303,448 30,742,000 0.23%
68 WISDOMTREE TR 313,838 29,843,000 0.23%
69 ISHARES U S ETF TR 587,703 29,485,000 0.22%
70 DBX ETF TR 1,030,498 29,390,000 0.22%
71 ISHARES TR 240,929 29,189,000 0.22%
72 VANGUARD INTL EQUITY INDEX F 644,699 28,689,000 0.22%
73 VICTORY PORTFOLIOS II 701,603 28,471,000 0.22%
74 VANGUARD WORLD FDS 217,919 27,968,000 0.21%
75 POWERSHARES ETF TRUST II 1,172,887 27,434,000 0.21%
76 ISHARES TR 1,088,239 27,130,000 0.21%
77 SPDR S&P 600 SMALL CAP GROWTH ETF 128,090 26,762,000 0.20%
78 FIRST TR LRG CP GRWTH ALPHAD 538,948 26,646,000 0.20%
79 FIRST TR EXCHANGE TRADED FD 1,033,335 26,138,000 0.20%
80 WISDOMTREE TR 317,056 25,938,000 0.20%
81 ISHARES TR 234,289 25,912,000 0.20%
82 VANGUARD WORLD FD 243,753 25,816,000 0.20%
83 VANGUARD INTL EQUITY INDEX F 411,907 25,332,000 0.19%
84 ISHARES TR 321,621 24,845,000 0.19%
85 FIRST TR EXCHANGE TRADED FD 423,308 24,497,000 0.19%
86 ISHARES INC 808,876 24,056,000 0.18%
87 OPPENHEIMER REV WEIGHTED ETF 687,237 23,833,000 0.18%
88 ISHARES U.S. OIL & GAS EXPLORATION & PRODUCTION ETF 357,777 23,803,000 0.18%
89 FIRST TR EXCHANGE TRADED FD 436,695 23,783,000 0.18%
90 FIRST TR EXCHANGE TRADED FD 1,081,013 23,599,000 0.18%
91 ISHARES TR 780,302 23,284,000 0.18%
92 ISHARES TR 457,112 23,203,000 0.18%
93 SPDR SER TR 505,964 23,067,000 0.18%
94 ISHARES TR 156,935 22,865,000 0.17%
95 VANGUARD SCOTTSDALE FDS 434,874 22,766,000 0.17%
96 PIMCO ETF TR 226,878 22,733,000 0.17%
97 WISDOMTREE TR 272,773 22,678,000 0.17%
98 FIRST TR EXCHANGE TRADED FD 279,086 22,547,000 0.17%
99 VANGUARD WORLD FD 256,499 22,510,000 0.17%
100 Powershares Exch Traded Fd Tst Ii S&p 40 548,032 22,267,000 0.17%
Page 2 of 54

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001403438-17-000001, filed 2017.02.13).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.