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SPDR S&P 600 SMALL CAP GROWTH ETF
SPDR S&P 600 SMALL CAP GROWTH ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 101 Institutional holders with a total value of $275,926,739.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 197,237 41,041,000 14.87%
2 LPL Financial LLC 128,090 26,762,000 9.70%
3 Capital Directions Investment Advisors, LLC 124,373 25,880,000 9.38%
4 FAS Wealth Partners, Inc. 99,451 20,694,000 7.50%
5 ASSETMARK, INC 69,337 14,428,000 5.23%
6 WELLS FARGO & COMPANY/MN 64,833 13,491,000 4.89%
7 HighTower Advisors, LLC 58,646 12,191,000 4.42%
8 MORGAN STANLEY 54,181 11,275,000 4.09%
9 HENGEHOLD CAPITAL MANAGEMENT LLC 45,807 9,532,000 3.45%
10 UBS Group AG 42,434 8,830,000 3.20%
11 KRILOGY FINANCIAL LLC 41,769 8,691,000 3.15%
12 Raymond James Financial Services Advisors, Inc. 36,587 7,613,000 2.76%
13 Commonwealth Equity Services, Inc 32,974 6,861,000 2.49%
14 AMERIPRISE FINANCIAL INC 30,938 6,432,000 2.33%
15 Vantage Investment Advisors, LLC 24,803 5,160,000 1.87%
16 BERGANKDV WEALTH MANAGEMENT, LLC 24,049 5,004,000 1.81%
17 TILLER PRIVATE WEALTH, INC. 21,456 4,465,000 1.62%
18 Tradewinds Capital Management, LLC 19,520 4,062,000 1.47%
19 GHP Investment Advisors, Inc. 14,844 3,089,000 1.12%
20 CARNICK & KUBIK GROUP, LLC 14,720 3,063,000 1.11%
21 JANE STREET GROUP, LLC 10,113 2,104,000 0.76%
22 Cambridge Investment Research Advisors, Inc. 9,316 1,938,000 0.70%
23 EisnerAmper Wealth Management Corporate Benefits, LLC 8,986 1,870,000 0.68%
24 PINNACLE FINANCIAL PARTNERS INC 8,529 1,775,000 0.64%
25 CORRIGAN FINANCIAL, INC. 7,867 1,637,001 0.59%
26 MARIETTA WEALTH MANAGEMENT, LLC 7,354 1,530,000 0.55%
27 HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 6,781 1,411,000 0.51%
28 Atria Investments, Inc 6,312 1,313,000 0.48%
29 PINNACLE FAMILY ADVISORS, LLC 6,075 1,264,000 0.46%
30 VOYA FINANCIAL ADVISORS, INC. 5,243 1,096,000 0.40%
31 10-15 ASSOCIATES, INC. 4,983 1,036,000 0.38%
32 Courage Miller Partners, LLC 4,629 963,000 0.35%
33 ROYAL BANK OF CANADA 4,591 956,000 0.35%
34 BRIDGEWORTH, LLC 4,435 932,000 0.34%
35 MSI Financial Services Inc 4,337 903,000 0.33%
36 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,262 887,000 0.32%
37 GLOBAL RETIREMENT PARTNERS, LLC 4,242 883,000 0.32%
38 One Capital Management, LLC 3,910 814,000 0.30%
39 Bank of New York Mellon Corp 3,803 791,000 0.29%
40 RAYMOND JAMES & ASSOCIATES 3,565 742,000 0.27%
41 FDx Advisors, Inc. 3,359 699,000 0.25%
42 Atlas Brown,Inc. 2,997 573,000 0.21%
43 Freedom Investment Management, Inc. 2,681 558,000 0.20%
44 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 2,666 555,000 0.20%
45 MERIDIAN WEALTH MANAGEMENT, LLC 2,660 553,000 0.20%
46 Noven Financial Group, Inc. 2,622 546,000 0.20%
47 MCADAM, LLC 2,513 523,000 0.19%
48 IFP ADVISORS, INC 2,459 512,000 0.19%
49 ALTFEST L J & CO INC 2,180 454,000 0.16%
50 Cetera Advisors LLC 2,084 434,000 0.16%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.