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Institutional Investment Manager
J.P. Morgan Private Wealth Advisors LLC
J.P. Morgan Private Wealth Advisors LLC (CIK: 0001418204), located at 111 Pine Street, San Francisco, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001085146-14-002095) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
101 ECOLAB INC 186,973 21,470 0.23%
102 FIRST TRUST NASDAQ-100 EQUAL WEIGHTED INDEX FUND 535,820 21,466 0.23%
103 HOME DEPOT INC 233,205 21,394 0.23%
104 MIDDLEBY CORP 239,490 21,106 0.23%
105 T Rowe Price Group Inc 268,090 21,018 0.23%
106 ORACLE CORP 534,513 20,461 0.22%
107 ProShares Short 20-Plus Yr Tre 736,770 20,438 0.22%
108 MONSANTO CO NEW 180,715 20,332 0.22%
109 AMAZON COM INC 62,797 20,249 0.22%
110 BANK AMER CORP 1,187,124 20,240 0.22%
111 SOUTHWEST AIRLS CO 599,114 20,232 0.22%
112 PHILIP MORRIS INTL INC 239,381 19,964 0.22%
113 JOHNSON CTLS INTL PLC 449,632 19,784 0.22%
114 FIRST REP BK SAN FRANCISCO C 395,544 19,532 0.21%
115 LOCKHEED MARTIN CORP 105,969 19,369 0.21%
116 MEDTRONIC INC 312,389 19,352 0.21%
117 MERCK & CO INC 320,228 18,983 0.21%
118 BANCO SANTANDER SA 1,987,438 18,881 0.21%
119 AMERICAN EXPRESS CO 213,422 18,683 0.20%
120 TEAM HEALTH HOLDINGS INC 319,081 18,504 0.20%
121 SPDR SER TR 243,066 18,215 0.20%
122 DUKE ENERGY CORP NEW 243,213 18,185 0.20%
123 SELECT SECTOR SPDR TR 283,900 18,144 0.20%
124 IDEXX LABS 151,621 17,866 0.20%
125 CLOROX CO DEL 184,966 17,764 0.19%
126 ISHARES TR 110,750 17,536 0.19%
127 CAPITAL ONE FINL CORP 214,261 17,488 0.19%
128 MORGAN STANLEY 498,818 17,244 0.19%
129 NORFOLK SOUTHERN CORP 153,972 17,183 0.19%
130 ACCELERATE DIAGNOSTICS INC 793,000 17,034 0.19%
131 Allergan plc 94,903 16,911 0.18%
132 DU PONT E I DE NEMOURS & CO 230,773 16,561 0.18%
133 MICROCHIP TECHNOLOGY INC. 345,327 16,309 0.18%
134 BP PLC 368,512 16,196 0.18%
135 YUM BRANDS INC 219,064 15,768 0.17%
136 Devon Energy Corp 225,772 15,394 0.17%
137 BOEING CO 119,790 15,259 0.17%
138 Intuitive Surgical Inc 32,624 15,066 0.16%
139 PROSHRES ULTRASHT 20 PLS YR TR 263,712 14,855 0.16%
140 CA Inc 524,776 14,662 0.16%
141 PNC FINL SVCS GROUP INC 165,275 14,144 0.15%
142 CAMPBELL SOUP CO 327,414 13,990 0.15%
143 CATERPILLAR INC 138,243 13,690 0.15%
144 AMERICAN AIRLS GROUP INC 385,557 13,680 0.15%
145 Valero Energy Corp. 289,532 13,396 0.15%
146 MCDONALDS CORP 138,861 13,165 0.14%
147 MYR GROUP INC DEL COM 546,352 13,156 0.14%
148 UNITEDHEALTH GROUP INC 150,727 13,000 0.14%
149 Facebook Inc Cl A 163,484 12,922 0.14%
150 AVAGO TECHNOLOGIES LTD SHS 147,442 12,827 0.14%
Page 3 of 31
Restatement filing (0001085146-14-002374) filed in 2014.11.21
#
Name
Shares
Value ($)
%
Options
Notes
1 COMMUNITY HEALTH SYS INC NEW 10,000 0 0.00%
2 POLYMET MINING CORP 10,000 11 0.00%
3 Rubicon Minerals Corp 10,000 14 0.00%
4 OCLARO INC COM 10,893 16 0.00%
5 ImmunoCellular Therapeutics Lt 20,000 18 0.00%
6 DELIA'S INC NEW 67,300 18 0.00%
7 COLLABRX INC 19,947 22 0.00%
8 Pacific Sunwear Calif Inc 12,372 22 0.00%
9 AMARIN CORP PLC 26,500 29 0.00%
10 EXELIXIS INC 20,000 31 0.00%
11 DOVER MOTORSPORTS INC 15,357 35 0.00%
12 ARRAY BIOPHARMA INC 10,210 36 0.00%
13 INTERNATIONAL TOWER HILL MIN 93,750 42 0.00%
14 NYMOX PHARMACEUTICAL CORP 10,000 44 0.00%
15 SYNTA PHARMACEUTICALS CORP 15,000 45 0.00%
16 EARTHLINK HOLDINGS ORD 15,596 53 0.00%
17 Cinedigm Corp 36,000 56 0.00%
18 Zynga Inc 21,700 59 0.00%
19 CERUS CORPORATION 15,000 60 0.00%
20 RESOURCE CAP CORP 13,129 64 0.00%
21 HARMONIC INC 10,270 65 0.00%
22 Yamana Gold Inc 10,765 65 0.00%
23 SILICON IMAGE INC 13,295 67 0.00%
24 MCEWEN MNG INC 35,350 69 0.00%
25 ENERGY RECOVERY INC 20,000 71 0.00%
26 Cincinnati Bell Inc 21,064 71 0.00%
27 AMGEN INC 32,830 75 0.00%
28 Heritage Oaks Bancorp 10,935 77 0.00%
29 POWERSHARES ETF WILDER HILL CLEAN ENERGY PORTFOLIO 12,385 78 0.00%
30 MFA FINL INC 10,000 78 0.00%
31 Amyris 20,730 79 0.00%
32 AFFYMETRIX INCOC-CAP STK CASH MGREFF 4/1/16 1 OLDUSD 14.00 PER SHARE 10,328 82 0.00%
33 MEI PHARMA INC 12,142 84 0.00%
34 CAPSTONE TURBINE CORP COM 79,525 85 0.00%
35 YUME INC 17,234 86 0.00%
36 Cimatron Ltd. 15,000 90 0.00%
37 ON SEMICONDUCTOR CORP 10,119 91 0.00%
38 IMMUNOMEDICS INCORPORATED 25,000 93 0.00%
39 TRANSCEPT PHARMACEUTICALS IN 49,353 100 0.00%
40 Mizuho Financial Group Inc 29,773 106 0.00%
41 ACCURAY INC 14,829 108 0.00%
42 SANGAMO THERAPEUTICS INCORPORATED 10,297 111 0.00%
43 CUMULUS MEDIA INC 27,500 111 0.00%
44 FIRST NIAGARA FINL GP INC 13,961 116 0.00%
45 Westfield Financial Inc. (WFD) 16,497 116 0.00%
46 VALE S A 10,635 117 0.00%
47 SOLAZYME INC 15,757 117 0.00%
48 1ST CENTURY BANCSHARES INC 16,000 118 0.00%
49 BELMOND LTD - CLASS A 10,260 120 0.00%
50 CALLIDUS SOFTWARE INC 10,099 121 0.00%
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