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Institutional Investment Manager
Cambridge Investment Research Advisors, Inc.
Cambridge Investment Research Advisors, Inc. (CIK: 0001419186) incorporated in Iowa, located at 1776 Pleasant Plain Road, Fairfield, IA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001419186-16-000017) filed in 2016.08.04
#
Name
Shares
Value ($)
%
Options
Notes
1 TOWERSTREAM CORP 21,650 4 0.00%
2 NEURALSTEM INC COM 15,500 5 0.00%
3 PROVECTUS 18,824 7 0.00%
4 BARCLAYS BANK PLC 12,622 7 0.00%
5 REX ENERGY CORPORATION 11,404 8 0.00%
6 HALCON RES CORP 17,839 8 0.00%
7 PROSPECT CAPITAL CORPORATION 10,000 9 0.00%
8 Navidea Biopharm Inc 16,760 9 0.00%
9 REXAHN PHARMACEUTICALS INC 34,000 9 0.00%
10 SUPERCONDUCTOR TECHNOLOGIES 60,000 11 0.00%
11 PERNIX THERAPEUTICS HLDGS IN 27,000 12 0.00%
12 ATLAS RESOURCES PARTNERS LP 21,898 12 0.00%
13 NORTHWEST BIOTHERAPEUTICS 21,600 13 0.00%
14 QUANTUM CORP COM DSSG 30,800 13 0.00%
15 NAVIOS MARITIME PARTNERS L P 11,528 15 0.00%
16 PARNELL PHARMACEUTICALS HOLDINGS LTD 10,000 16 0.00%
17 CERAGON NETWORKS LTD 10,250 17 0.00%
18 HARRIS & HARRIS GROUP INC 10,365 17 0.00%
19 22ND CENTY GROUP INC 20,380 17 0.00%
20 PDL BIOPHARMA INC 20,000 19 0.00%
21 VAALCO ENERGY INC 20,130 21 0.00%
22 CONTRAVIR PHARMACEUTICALS IN 21,460 22 0.00%
23 TICC CAPITAL CORP 25,000 25 0.00%
24 IMMUNOMEDICS INCORPORATED 10,800 25 0.00%
25 ZION OIL & GAS INC 18,651 26 0.00%
26 Prospect Capital Corp 25,000 26 0.00%
27 POLYMET MINING CORP 34,190 26 0.00%
28 IDERA PHARMACEUTICALS INCORPORATED COM NEW 18,000 28 0.00%
29 TANZANIAN ROYALTY EXPL CORP 42,250 29 0.00%
30 ARCA BIOPHARMA INCORPORATED COM PAR .001 10,452 30 0.00%
31 XTANT MED HLDGS INC 16,200 31 0.00%
32 GOLDEN STAR RES LTD CDA 50,610 33 0.00%
33 PENGROWTH ENERGY CORP 19,209 35 0.00%
34 MINES MGMT INC 34,700 37 0.00%
35 CREDIT SUISSE AG NASSAU BRH 17,025 37 0.00%
36 CUMBERLAND PHARMACEUTICALS I COM 10,000 45 0.00%
37 PORTFOLIO RECOVERY ASSOCS IN 60,000 47 0.00%
38 PORTFOLIO RECOVERY ASSOCS IN 60,000 47 0.00%
39 PORTFOLIO RECOVERY ASSOCS IN 60,000 47 0.00%
40 PORTFOLIO RECOVERY ASSOCS IN 60,000 47 0.00%
41 GOLD RESOURCE CORP 13,097 47 0.00%
42 MICROVISION INC DEL 30,150 51 0.00%
43 ATLANTIC PWR CORP 20,453 51 0.00%
44 ARES CAP CORP 50,000 52 0.00%
45 KRATOS DEFENSE & SECURITY SOLU COM 12,600 52 0.00%
46 ATHERSYS INC NEW 25,000 54 0.00%
47 GERON CORP 21,555 58 0.00%
48 SEACHANGE INTL INC 18,900 60 0.00%
49 EP Energy Corp 11,600 60 0.00%
50 POWERSHARES ETF WILDER HILL CLEAN ENERGY PORTFOLIO 15,905 61 0.00%
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