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Institutional Investment Manager
Ancora Advisors LLC
Ancora Advisors LLC (CIK: 0001446114) incorporated in Ohio, located at 6060 Parkland Boulevard, Suite 200, Cleveland, OH. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q4)
Original 13F HR (0001162044-15-000154) filed in 2015.02.11
#
Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD INDEX FDS 289,367 23,439 2.86%
2 VANGUARD INDEX FDS 89,476 16,857 2.06%
3 VANGUARD WORLD FD 218,556 15,354 1.87%
4 FARMERS NATIONAL BANC CORP 1,685,556 14,074 1.72%
5 Rush Enterprises Inc 492,241 13,862 1.69%
6 VANGUARD INTL EQUITY INDEX F 325,943 13,044 1.59%
7 ISHARES TR 168,986 12,934 1.58%
8 POWERSHARES ETF TRUST 118,444 10,829 1.32%
9 ZWEIG TOTAL RETURN FD INC 665,890 9,329 1.14%
10 QLT INC 2,308,561 9,257 1.13%
11 LORAL SPACE & COMMUNICATIONS 112,110 8,824 1.08%
12 VANGUARD SPECIALIZED FUNDS 106,762 8,665 1.06%
13 VANGUARD INDEX FDS 93,548 8,213 1.00%
14 INTEL CORP 225,579 8,186 1.00%
15 VANGUARD TAX-MANAGED FDS 215,764 8,173 1.00%
16 VANGUARD WORLD FDS 70,948 7,619 0.93%
17 RIVERVIEW BANCORP INC 1,655,141 7,415 0.90%
18 CLAYMORE EXCHANGE TRD FD TR 320,008 7,159 0.87%
19 VANGUARD INTL EQUITY INDEX F 152,016 7,123 0.87%
20 TFS FINL CORP 475,523 7,078 0.86%
21 LNB BANCORP INC 380,351 6,858 0.84%
22 VANGUARD WORLD FD 60,253 6,725 0.82%
23 LIBERTY ALL STAR EQUITY FD 1,086,176 6,495 0.79%
24 JOHNSON & JOHNSON 60,831 6,361 0.78%
25 APPLE INC 57,370 6,333 0.77%
26 ISHARES TR CORE MSCI EAFE ETF 110,419 6,108 0.75%
27 ROCKWOOD HOLDINGS INC 77,400 6,099 0.74%
28 Tribune Publishing Co 263,199 6,027 0.74%
29 BERKSHIRE HATHAWAY INC DEL 40,086 6,019 0.73%
30 TIME INC NEW 239,513 5,894 0.72%
31 MICROSOFT CORP 126,216 5,863 0.72%
32 SPDR GOLD TR 51,342 5,831 0.71%
33 PFIZER INC 186,160 5,799 0.71%
34 MUTUALFIRST FINL INC COM 257,080 5,625 0.69%
35 TRW AUTOMOTIVE HLDGS CORP 54,000 5,554 0.68%
36 DEAN FOODS CO NEW 285,150 5,526 0.67%
37 VERIZON COMMUNICATIONS INC 113,051 5,289 0.65%
38 PROCTER AND GAMBLE CO 57,524 5,240 0.64%
39 SPECIAL OPPORTUNITIES FUND INC COM 337,716 5,191 0.63%
40 BANCROFT FD LTD 255,000 5,115 0.62%
41 UNITED ONLINE INC 348,712 5,074 0.62%
42 NEW MEDIA INVESTMENT GROUPINC 210,380 4,971 0.61%
43 ELEMENTS ROGERS INTERNATIONAL COMMODITY INDEX-TOTAL RETURN ETN 782,250 4,936 0.60%
44 COCA COLA CO 116,429 4,916 0.60%
45 BRISTOL MYERS SQUIBB CO 82,704 4,882 0.60%
46 Ally Financial 204,135 4,822 0.59%
47 First Trust North American Ene 167,888 4,726 0.58%
48 SPARTANNASH CO COM 176,931 4,625 0.56%
49 WELLS FARGO & CO NEW 83,059 4,553 0.56%
50 AT&T INC 128,013 4,300 0.52%
Page 1 of 10
Restatement filing (0001162044-15-000156) filed in 2015.02.11
#
Name
Shares
Value ($)
%
Options
Notes
201 EAGLE CAP GROWTH FD INC 121,226 1,055 0.13%
202 COVANCE INC 10,000 1,038 0.13%
203 COVIDIEN PLC 10,000 1,023 0.12%
204 UNITED INS HLDGS CORP 46,500 1,021 0.12%
205 IXYS CORP 80,150 1,010 0.12%
206 JAKKS PAC INC COM 148,000 1,006 0.12%
207 TRIPADVISOR INC 13,412 1,001 0.12%
208 Vectrus Inc 36,167 991 0.12%
209 SOUTH JERSEY INDS INC COM 16,600 978 0.12%
210 CALAMOS ASSET MGMT INC 73,200 975 0.12%
211 PENFORD CORP 52,000 972 0.12%
212 CSX CORP 26,366 955 0.12%
213 TOWERSTREAM CORP 508,506 941 0.11%
214 Babcock & Wilcox Co 30,950 938 0.11%
215 WESTERN ASSET CLAYMORE INF 82,500 932 0.11%
216 INDEXIQ ETF TR 33,237 914 0.11%
217 BOULDER GROWTH & INCOME (BIF) 32,900 913 0.11%
218 Wuxi Pharmatech Inc ADR 26,982 908 0.11%
219 ELECTRO SCIENTIFIC INDS 117,051 908 0.11%
220 ICAHN ENTERPRISES LP 9,776 904 0.11%
221 PROSPECT CAPITAL CORPORATION 109,500 904 0.11%
222 QEP RES INC 44,297 896 0.11%
223 CONAGRA BRANDS INC 24,570 891 0.11%
224 IMPERIAL HLDGS INC 135,500 883 0.11%
225 ADVISORSHARES TRIMTABS FLOAT S 15,867 879 0.11%
226 CYRUSONE INC 31,664 872 0.11%
227 CARLISLE COS INC 9,600 866 0.11%
228 UBS AG JERSEY BRH 21,003 853 0.10%
229 DISNEY WALT CO 9,040 851 0.10%
230 AXT INC 302,900 848 0.10%
231 MFS MULTIMARKET INCOME TR 130,000 845 0.10%
232 ALPS Sector Dividend Dogs ETF 22,133 842 0.10%
233 COLLECTORS UNIVERSE 40,284 840 0.10%
234 MONDELEZ INTL INC 23,057 838 0.10%
235 RTI SURGICAL HOLDINGS INC COM 159,500 829 0.10%
236 VANGUARD WHITEHALL FDS 11,904 818 0.10%
237 POWERSHARES ETF TR II 21,448 814 0.10%
238 TELENAV INC COM 121,707 812 0.10%
239 HEIDRICK & STRUGGLES INTL INC COM 35,000 807 0.10%
240 CELGENE CORP 7,214 807 0.10%
241 SEARS HOMETOWN & OUTLET STOR 61,300 806 0.10%
242 CUBIST PHARMACEUTICALS INC 8,000 805 0.10%
243 CUBIST PHARMACEUTI 8,000 805 0.10%
244 SCHLUMBERGER LTD 9,362 800 0.10%
245 SYMANTEC CORP 31,000 795 0.10%
246 BlackRock Enhanced Equity Divi 97,811 794 0.10%
247 LEAPFROG ENTERPRISES INC 166,000 784 0.10%
248 NEXTERA ENERGY INC 7,275 773 0.09%
249 E M C CORP MASS COM 25,964 772 0.09%
250 JPMORGAN CHASE & CO 16,748 770 0.09%
Page 5 of 10