| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 4,101,072 | 46,342,000 | 19.49% | ||
| 2 | 1607 Capital Partners, LLC | 4,046,654 | 45,727,000 | 19.23% | ||
| 3 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 3,472,304 | 39,237,000 | 16.50% | ||
| 4 | Karpus Management, Inc. | 2,604,035 | 29,426,000 | 12.37% | ||
| 5 | Invesco Ltd. | 948,129 | 10,714,000 | 4.51% | ||
| 6 | Janney Montgomery Scott LLC | 636,837 | 7,196,261 | 3.03% | ||
| 7 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 540,457 | 6,107,000 | 2.57% | ||
| 8 | Horizon Kinetics LLC | 536,271 | 6,060,000 | 2.55% | ||
| 9 | Robert W. Baird & Co. Inc | 411,369 | 4,648,000 | 1.95% | ||
| 10 | MORGAN STANLEY | 396,548 | 4,481,000 | 1.88% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 355,741 | 4,020,000 | 1.69% | ||
| 12 | MARINER INVESTMENT GROUP LLC | 313,299 | 3,540,000 | 1.49% | ||
| 13 | ROYAL BANK OF CANADA | 300,456 | 3,395,000 | 1.43% | ||
| 14 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 225,778 | 2,551,000 | 1.07% | ||
| 15 | Point View Wealth Management, Inc. | 182,461 | 2,062,000 | 0.87% | ||
| 16 | GRACE & WHITE INC /NY | 172,822 | 1,952,000 | 0.82% | ||
| 17 | UBS Group AG | 166,610 | 1,883,000 | 0.79% | ||
| 18 | RAYMOND JAMES & ASSOCIATES | 151,888 | 1,716,000 | 0.72% | ||
| 19 | CREDIT SUISSE AG/ | 144,746 | 1,635,000 | 0.69% | ||
| 20 | HL FINANCIAL SERVICES LLC | 121,492 | 1,373,000 | 0.58% | ||
| 21 | Cordasco Financial Network | 115,307 | 1,303,000 | 0.55% | ||
| 22 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 112,944 | 1,276,000 | 0.54% | ||
| 23 | Cerity Partners OCIO LLC | 35,477 | 1,039,000 | 0.44% | ||
| 24 | Ancora Advisors LLC | 82,500 | 932,000 | 0.39% | ||
| 25 | HighTower Advisors, LLC | 79,020 | 893,000 | 0.38% | ||
| 26 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 71,587 | 809,000 | 0.34% | ||
| 27 | LPL Financial LLC | 64,790 | 732,000 | 0.31% | ||
| 28 | IMA Advisory Services, Inc. | 57,080 | 645,000 | 0.27% | ||
| 29 | GUGGENHEIM CAPITAL LLC | 56,671 | 640,000 | 0.27% | ||
| 30 | Peachtree Investment Advisors, Inc. | 55,248 | 624,000 | 0.26% | ||
| 31 | GEODE CAPITAL MANAGEMENT, LLC | 50,945 | 575,000 | 0.24% | PRN | |
| 32 | DOLIVER ADVISORS, LP | 38,669 | 436,000 | 0.18% | ||
| 33 | KNIGHTSBRIDGE ASSET MANAGEMENT, LLC | 38,260 | 432,000 | 0.18% | ||
| 34 | Thomas J. Herzfeld Advisors, Inc. | 35,075 | 396,000 | 0.17% | ||
| 35 | Cutter & CO Brokerage, Inc. | 31,588 | 357,000 | 0.15% | ||
| 36 | WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV | 28,000 | 316,000 | 0.13% | ||
| 37 | PAYDEN & RYGEL | 19,600 | 221,000 | 0.09% | ||
| 38 | WEDBUSH SECURITIES INC | 18,291 | 207,000 | 0.09% | ||
| 39 | US BANCORP \DE\ | 17,943 | 203,000 | 0.09% | ||
| 40 | Commonwealth Equity Services, Inc | 17,230 | 195,000 | 0.08% | ||
| 41 | WOLVERINE ASSET MANAGEMENT LLC | 15,615 | 176,000 | 0.07% | ||
| 42 | PNC FINANCIAL SERVICES GROUP, INC. | 13,000 | 146,000 | 0.06% | ||
| 43 | CSS LLC/IL | 12,574 | 142,000 | 0.06% | ||
| 44 | CITIGROUP INC | 12,239 | 138,000 | 0.06% | ||
| 45 | MSI Financial Services Inc | 11,182 | 126,000 | 0.05% | ||
| 46 | LEVIN CAPITAL STRATEGIES, L.P. | 11,070 | 125,000 | 0.05% | ||
| 47 | NATIONAL PLANNING CORP | 10,871 | 123,060 | 0.05% | ||
| 48 | Sigma Planning Corp | 10,636 | 120,000 | 0.05% | ||
| 49 | AMERICAN INTERNATIONAL GROUP, INC. | 9,258 | 104,615 | 0.04% | ||
| 50 | WFG Advisors, LP | 7,063 | 80,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
