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Institutional Investment Manager
Ancora Advisors LLC
Ancora Advisors LLC (CIK: 0001446114) incorporated in Ohio, located at 6060 Parkland Boulevard, Suite 200, Cleveland, OH. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q4)
Original 13F HR (0001162044-15-000154) filed in 2015.02.11
#
Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD INDEX FDS 289,367 23,439 2.86%
2 VANGUARD INDEX FDS 89,476 16,857 2.06%
3 VANGUARD WORLD FD 218,556 15,354 1.87%
4 FARMERS NATIONAL BANC CORP 1,685,556 14,074 1.72%
5 Rush Enterprises Inc 492,241 13,862 1.69%
6 VANGUARD INTL EQUITY INDEX F 325,943 13,044 1.59%
7 ISHARES TR 168,986 12,934 1.58%
8 POWERSHARES ETF TRUST 118,444 10,829 1.32%
9 ZWEIG TOTAL RETURN FD INC 665,890 9,329 1.14%
10 QLT INC 2,308,561 9,257 1.13%
11 LORAL SPACE & COMMUNICATIONS 112,110 8,824 1.08%
12 VANGUARD SPECIALIZED FUNDS 106,762 8,665 1.06%
13 VANGUARD INDEX FDS 93,548 8,213 1.00%
14 INTEL CORP 225,579 8,186 1.00%
15 VANGUARD TAX-MANAGED FDS 215,764 8,173 1.00%
16 VANGUARD WORLD FDS 70,948 7,619 0.93%
17 RIVERVIEW BANCORP INC 1,655,141 7,415 0.90%
18 CLAYMORE EXCHANGE TRD FD TR 320,008 7,159 0.87%
19 VANGUARD INTL EQUITY INDEX F 152,016 7,123 0.87%
20 TFS FINL CORP 475,523 7,078 0.86%
21 LNB BANCORP INC 380,351 6,858 0.84%
22 VANGUARD WORLD FD 60,253 6,725 0.82%
23 LIBERTY ALL STAR EQUITY FD 1,086,176 6,495 0.79%
24 JOHNSON & JOHNSON 60,831 6,361 0.78%
25 APPLE INC 57,370 6,333 0.77%
26 ISHARES TR CORE MSCI EAFE ETF 110,419 6,108 0.75%
27 ROCKWOOD HOLDINGS INC 77,400 6,099 0.74%
28 Tribune Publishing Co 263,199 6,027 0.74%
29 BERKSHIRE HATHAWAY INC DEL 40,086 6,019 0.73%
30 TIME INC NEW 239,513 5,894 0.72%
31 MICROSOFT CORP 126,216 5,863 0.72%
32 SPDR GOLD TR 51,342 5,831 0.71%
33 PFIZER INC 186,160 5,799 0.71%
34 MUTUALFIRST FINL INC COM 257,080 5,625 0.69%
35 TRW AUTOMOTIVE HLDGS CORP 54,000 5,554 0.68%
36 DEAN FOODS CO NEW 285,150 5,526 0.67%
37 VERIZON COMMUNICATIONS INC 113,051 5,289 0.65%
38 PROCTER AND GAMBLE CO 57,524 5,240 0.64%
39 SPECIAL OPPORTUNITIES FUND INC COM 337,716 5,191 0.63%
40 BANCROFT FD LTD 255,000 5,115 0.62%
41 UNITED ONLINE INC 348,712 5,074 0.62%
42 NEW MEDIA INVESTMENT GROUPINC 210,380 4,971 0.61%
43 ELEMENTS ROGERS INTERNATIONAL COMMODITY INDEX-TOTAL RETURN ETN 782,250 4,936 0.60%
44 COCA COLA CO 116,429 4,916 0.60%
45 BRISTOL MYERS SQUIBB CO 82,704 4,882 0.60%
46 Ally Financial 204,135 4,822 0.59%
47 First Trust North American Ene 167,888 4,726 0.58%
48 SPARTANNASH CO COM 176,931 4,625 0.56%
49 WELLS FARGO & CO NEW 83,059 4,553 0.56%
50 AT&T INC 128,013 4,300 0.52%
Page 1 of 10
Restatement filing (0001162044-15-000156) filed in 2015.02.11
#
Name
Shares
Value ($)
%
Options
Notes
1 SWS GROUP INC 2,334,086 0 0.00%
2 WET SEAL INC 215,000 14 0.00%
3 DOVER DOWNS GAMING & ENTMT I 40,000 33 0.00%
4 MANAGED HIGH YIELD PLUS FUND INC 20,000 36 0.00%
5 Active Power Inc 20,000 37 0.00%
6 MCDERMOTT INTL INC 14,000 41 0.01%
7 Sirius XM Holdings Inc 12,000 42 0.01%
8 UNWIRED PLANET INC NEW COM 50,000 50 0.01%
9 Arena Pharmaceuticals, Inc 15,000 52 0.01%
10 TRIO TECH INTL 18,922 55 0.01%
11 ORBIT INTL CORP 20,200 64 0.01%
12 WIDEPOINT CORP 52,010 72 0.01%
13 RECRO PHARMA INC COM 25,060 72 0.01%
14 Senomyx Inc. 12,500 75 0.01%
15 COMMUNITY HEALTH SYS INC NEW 3,233,230 81 0.01%
16 IAMGOLD CORP 30,000 81 0.01%
17 EMMIS COMMUNICTNS CORP CL A 46,371 87 0.01%
18 MFS INTERMEDIATE HIGH INC 37,964 101 0.01%
19 CORONADO BIOSCIENCES INC 46,350 113 0.01%
20 Weatherford International 10,000 114 0.01%
21 OCLARO INC COM 70,000 125 0.02%
22 ALLSCRIPTS HEALTHCARE SOLUTION 10,000 128 0.02%
23 ALTEVA COM 18,459 130 0.02%
24 DESWELL INDUSTRIES INC 72,943 131 0.02%
25 CLOUGH GLOBAL OPPORTUNITIES FD SH BEN INT 10,200 131 0.02%
26 Japan Smaller Capitalizationfd Inc Common 15,224 137 0.02%
27 PROCERA NETWORKS INC COM 20,000 144 0.02%
28 PEERLESS SYS CORP 21,154 145 0.02%
29 ELLSWORTH GROWTH AND INCOME FU COM 17,000 148 0.02%
30 RCI HOSPITALITY HLDGS INC COM 15,000 150 0.02%
31 CENTRAL FD CDA LTD 13,460 156 0.02%
32 EUROSEAS LTD 204,982 156 0.02%
33 LIQUIDITY SERVICES INC COM 20,000 163 0.02%
34 FREQUENCY ELECTRS INC 14,600 167 0.02%
35 Alcoa 10,800 171 0.02%
36 EXONE CO 10,500 176 0.02%
37 QUANTUM CORP COM DSSG 100,000 176 0.02%
38 THIRD PT REINS LTD COM 12,388 180 0.02%
39 KOPIN CORP 50,000 181 0.02%
40 CAPSTONE TURBINE CORP COM 250,000 185 0.02%
41 STEALTHGAS INC SHS 30,000 189 0.02%
42 SWISS HELVETIA FD INC 17,432 194 0.02%
43 ASIA PAC FD INCORPORATED 17,613 199 0.02%
44 ISHARES TR 1,400 202 0.02%
45 BARCLAYS BK PLC 6,623 203 0.02%
46 VALERO ENERGY CORP NEW 4,118 204 0.02%
47 VANGUARD INTL EQUITY INDEX F 3,900 204 0.02%
48 NEWCASTLE INVT CORP NEW 46,445 209 0.03%
49 FIRST TR LRG CP VL ALP COM SHS 4,787 209 0.03%
50 MAXIM INTEGR 6,760 215 0.03%
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