| # | % | |||||
|---|---|---|---|---|---|---|
| 9301 | IMMUNOCELLULAR THERAPEUTICS | 93,737 | 47,000 | 0.00% | ||
| 9302 | EVINE LIVE INC | 31,600 | 47,000 | 0.00% | Call | |
| 9303 | LIPOCINE INC NEW | 12,700 | 47,000 | 0.00% | Call | |
| 9304 | Senomyx Inc | 49,053 | 47,000 | 0.00% | ||
| 9305 | Navidea Biopharm Inc | 74,000 | 47,000 | 0.00% | Put | |
| 9306 | STREAMLINE HEALTH SOLUTIONS COM | 37,884 | 47,000 | 0.00% | ||
| 9307 | HARMONY GOLD MINING CO LTD | 20,674 | 46,000 | 0.00% | ||
| 9308 | S&W SEED CO | 10,100 | 46,000 | 0.00% | Call | |
| 9309 | USA Technologies Inc | 10,800 | 46,000 | 0.00% | Call | |
| 9310 | GOLD RESOURCE CORP | 10,400 | 45,000 | 0.00% | Call | |
| 9311 | PAIN THERAPEUTICS INC | 80,322 | 45,000 | 0.00% | ||
| 9312 | ENDOCYTE INC | 17,500 | 45,000 | 0.00% | Put | |
| 9313 | DRAGONWAVE INC | 17,499 | 45,000 | 0.00% | ||
| 9314 | RAIT FINANCIAL TRUST | 13,400 | 45,000 | 0.00% | Put | |
| 9315 | PHOENIX NEW MEDIA LTD | 14,289 | 45,000 | 0.00% | ||
| 9316 | NAVIOS MARITIME HOLDINGS INC | 31,200 | 44,000 | 0.00% | Call | |
| 9317 | NOBILIS HEALTH CORP COM | 21,000 | 44,000 | 0.00% | Put | |
| 9318 | MEMORIAL PRODTN PARTNERS LP | 351,500 | 44,000 | 0.00% | Put | |
| 9319 | Senomyx Inc | 45,800 | 44,000 | 0.00% | Put | |
| 9320 | SAFE BULKERS INC | 37,997 | 44,000 | 0.00% | ||
| 9321 | BIOSTAGE INC | 47,879 | 43,000 | 0.00% | ||
| 9322 | THRESHOLD PHARMACEUTICAL INC | 97,324 | 43,000 | 0.00% | ||
| 9323 | ODYSSEY MARINE EXPLORATION I | 12,600 | 43,000 | 0.00% | Put | |
| 9324 | GALECTIN THERAPEUTICS INC COM | 43,800 | 43,000 | 0.00% | Call | |
| 9325 | EMAGIN CORP COM NEW | 19,856 | 43,000 | 0.00% | ||
| 9326 | BIODELIVERY SCIENCES INTL IN | 24,659 | 43,000 | 0.00% | ||
| 9327 | PRIMERO MNG CORP | 52,800 | 42,000 | 0.00% | Put | |
| 9328 | OncoGenex Pharmaceuticals Inc | 84,428 | 42,000 | 0.00% | ||
| 9329 | CONTRAFECT CORP COM | 23,225 | 41,000 | 0.00% | ||
| 9330 | XTANT MED HLDGS INC | 75,426 | 41,000 | 0.00% | ||
| 9331 | WIDEPOINT CORP | 51,670 | 41,000 | 0.00% | ||
| 9332 | VANGUARD NAT RES LLC COM UNIT | 58,972 | 40,000 | 0.00% | ||
| 9333 | NORTHERN DYNASTY MINERALS LTD COM | 19,500 | 40,000 | 0.00% | Call | |
| 9334 | ROCKET FUEL INC | 23,500 | 40,000 | 0.00% | Call | |
| 9335 | MICROVISION INC DEL | 31,500 | 40,000 | 0.00% | Put | |
| 9336 | RENREN INCORPORATED SPONSORED ADR | 25,200 | 40,000 | 0.00% | Put | |
| 9337 | SOUTHCROSS ENERGY PARTNERS L P COM UNIT LTDPT | 29,560 | 40,000 | 0.00% | ||
| 9338 | SECOND SIGHT MED PRODS INC | 19,800 | 39,000 | 0.00% | Put | |
| 9339 | SITO MOBILE LTD | 10,640 | 39,000 | 0.00% | ||
| 9340 | HEMISPHERX BIOPHARMA INC | 57,091 | 39,000 | 0.00% | ||
| 9341 | EDAP TMS S A SPONSORED ADR | 11,800 | 39,000 | 0.00% | Call | |
| 9342 | ARROWHEAD PHARMACEUTICALS IN | 25,400 | 39,000 | 0.00% | Call | |
| 9343 | UNI PIXEL INC COM NEW | 39,400 | 39,000 | 0.00% | Call | |
| 9344 | TANDEM DIABETES CARE INC COM | 18,200 | 39,000 | 0.00% | Put | |
| 9345 | SHARPS COMPLIANCE CORP | 10,213 | 39,000 | 0.00% | ||
| 9346 | PENGROWTH ENERGY CORP | 27,166 | 39,000 | 0.00% | ||
| 9347 | CAPRICOR THERAPEUTICS INC | 14,319 | 38,000 | 0.00% | ||
| 9348 | VOC ENERGY TR | 12,035 | 38,000 | 0.00% | ||
| 9349 | PHOTOMEDEX INC | 16,910 | 37,000 | 0.00% | ||
| 9350 | PETROQUEST ENERGY INC | 11,100 | 37,000 | 0.00% | Call |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001446194-17-000002, filed 2017.02.14).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
