| # | % | |||||
|---|---|---|---|---|---|---|
| 9351 | CAS MED SYS INC | 22,851 | 37,000 | 0.00% | ||
| 9352 | PETROQUEST ENERGY INC | 11,100 | 37,000 | 0.00% | Call | |
| 9353 | PHOTOMEDEX INC | 16,910 | 37,000 | 0.00% | ||
| 9354 | EMAGIN CORP COM NEW | 16,800 | 36,000 | 0.00% | Put | |
| 9355 | AURIS MED HLDG AG | 33,618 | 36,000 | 0.00% | ||
| 9356 | ANTHERA PHARMACEUTICALS I | 56,177 | 36,000 | 0.00% | ||
| 9357 | CORMEDIX INCORPORATED | 23,700 | 36,000 | 0.00% | Put | |
| 9358 | ASTROTECH CORP | 23,841 | 36,000 | 0.00% | ||
| 9359 | COMPANHIA SIDERURGICA NACION | 10,935 | 35,000 | 0.00% | ||
| 9360 | RUBY TUESDAY INC COM | 10,900 | 35,000 | 0.00% | Call | |
| 9361 | PERFORMANT FINL CORP | 14,700 | 35,000 | 0.00% | Call | |
| 9362 | MFC BANCORP LTD | 18,016 | 35,000 | 0.00% | ||
| 9363 | APPROACH RESOURCES INC | 10,200 | 34,000 | 0.00% | Call | |
| 9364 | Nivalis Therapeutics Inc | 14,582 | 33,000 | 0.00% | ||
| 9365 | AFFIMED N V COM | 18,300 | 33,000 | 0.00% | Put | |
| 9366 | VBI VACCINES INC CDA | 10,615 | 33,000 | 0.00% | ||
| 9367 | CYTORI THERAPEUTICS INC | 22,000 | 33,000 | 0.00% | Call | |
| 9368 | Abraxas Petroleum Corp | 12,700 | 33,000 | 0.00% | Call | |
| 9369 | LEGACY RESVS LP | 15,100 | 32,000 | 0.00% | Call | |
| 9370 | CLEVELAND BIOLABS INC | 22,216 | 32,000 | 0.00% | ||
| 9371 | COBALT INTL ENERGY INC | 26,554 | 32,000 | 0.00% | ||
| 9372 | CALADRIUS BIOSCIENCES INC | 10,921 | 31,000 | 0.00% | ||
| 9373 | NAVIOS MARITIME HOLDINGS INC | 22,155 | 31,000 | 0.00% | ||
| 9374 | ALEXCO RESOURCE CORP | 23,153 | 31,000 | 0.00% | ||
| 9375 | NORDIC AMERN OFFSHORE LTD | 11,400 | 31,000 | 0.00% | Put | |
| 9376 | ON TRACK INNOVATION LTD | 17,362 | 30,000 | 0.00% | ||
| 9377 | ELEVEN BIOTHERAPEUTICS INC | 15,586 | 30,000 | 0.00% | ||
| 9378 | MID CON ENERGY PARTNERS LP COM UNIT REPST | 11,400 | 30,000 | 0.00% | Call | |
| 9379 | BANRO CORP | 159,848 | 30,000 | 0.00% | ||
| 9380 | SPHERE 3D CORP NEW | 100,900 | 30,000 | 0.00% | Call | |
| 9381 | REPROS THERAPEUTICS INC | 21,900 | 29,000 | 0.00% | Put | |
| 9382 | UNILIFE CORP NEW | 12,500 | 29,000 | 0.00% | Put | |
| 9383 | CHESAPEAKE GRANITE WASH TR COM | 13,100 | 29,000 | 0.00% | Call | |
| 9384 | ACTINIUM PHARMACEUTICALS INC | 32,574 | 29,000 | 0.00% | ||
| 9385 | Gastar Exploration, Ltd. | 18,100 | 28,000 | 0.00% | Call | |
| 9386 | ZION OIL & GAS INC | 20,424 | 28,000 | 0.00% | ||
| 9387 | Teekay Tankers LTD | 12,200 | 28,000 | 0.00% | Call | |
| 9388 | URANIUM RES INC | 20,269 | 28,000 | 0.00% | ||
| 9389 | OncoSec Medical Inc | 21,939 | 27,000 | 0.00% | ||
| 9390 | BiondVax Pharmaceuticals | 72,800 | 27,000 | 0.00% | ||
| 9391 | CHINA ZENIX AUTO INTL LTD | 22,807 | 27,000 | 0.00% | ||
| 9392 | SAFE BULKERS INC | 23,700 | 27,000 | 0.00% | Put | |
| 9393 | CERAGON NETWORKS LTD | 10,236 | 27,000 | 0.00% | ||
| 9394 | FIVE STAR SENIOR LIVING INC | 10,000 | 27,000 | 0.00% | Put | |
| 9395 | WESTERN COPPER & GOLD CORP | 19,903 | 27,000 | 0.00% | ||
| 9396 | RESEARCH FRONTIERS INC | 14,139 | 26,000 | 0.00% | ||
| 9397 | ROCKET FUEL INC | 15,100 | 26,000 | 0.00% | Put | |
| 9398 | ALASKA COMMUNICATIONS SYS GR | 16,032 | 26,000 | 0.00% | ||
| 9399 | TENAX THERAPEUTICS INC | 13,129 | 26,000 | 0.00% | ||
| 9400 | ANTARES PHARMA INC | 11,000 | 26,000 | 0.00% | Put |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001446194-17-000002, filed 2017.02.14).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
