| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | TORCHLIGHT ENERGY RES INC | 10,000 | 3,000 | 0.00% | ||
| 2 | AMEDICA CORP | 12,500 | 4,000 | 0.00% | ||
| 3 | TANZANIAN ROYALTY EXPL CORP | 15,000 | 5,000 | 0.00% | ||
| 4 | ROCK CREEK PHARMACEUTICALS INCORPORATED | 57,618 | 6,000 | 0.00% | ||
| 5 | MAGELLAN PETROLEUM CORP | 11,000 | 6,000 | 0.00% | ||
| 6 | QUANTA SVCS INC | 26,760 | 7,000 | 0.00% | ||
| 7 | INSPIREMD INC | 21,875 | 7,000 | 0.00% | ||
| 8 | ACURA PHARMACEUTICALS INC | 10,600 | 8,000 | 0.00% | ||
| 9 | Odyssey Marine Exploration Inc | 12,300 | 9,000 | 0.00% | ||
| 10 | ARCA BIOPHARMA INC COM NEW | 10,900 | 9,000 | 0.00% | ||
| 11 | DEJOUR ENERGY INC | 76,000 | 10,000 | 0.00% | ||
| 12 | PENNYMAC CORP | 10,000 | 10,000 | 0.00% | PRN | |
| 13 | FINISAR CORP | 10,000 | 10,000 | 0.00% | PRN | |
| 14 | RESOURCE CAP CORP | 10,000 | 10,000 | 0.00% | PRN | |
| 15 | HORNBECK OFFSHORE SVCS INC NEW SR CONV NT1.5 19 | 13,000 | 10,000 | 0.00% | PRN | |
| 16 | HELIX ENERGY SOLUTIONS GRP INC SR GLBL CV NT 32 | 10,000 | 10,000 | 0.00% | PRN | |
| 17 | BLACKSTONE MTG TR INC | 10,000 | 10,000 | 0.00% | PRN | |
| 18 | SPIRIT RLTY CAP INC NEW | 10,000 | 10,000 | 0.00% | PRN | |
| 19 | SEACOR HOLDINGS INC | 11,000 | 10,000 | 0.00% | PRN | |
| 20 | RENEWABLE ENERGY GROUP INC | 11,000 | 10,000 | 0.00% | PRN | |
| 21 | NATIONAL HEALTH INVS INC | 10,000 | 11,000 | 0.00% | PRN | |
| 22 | WELLS FARGO & CO | 11,000 | 11,000 | 0.00% | PRN | |
| 23 | APOLLO COML REAL EST FIN INC | 11,000 | 11,000 | 0.00% | PRN | |
| 24 | ENVESTNET INC | 10,000 | 11,000 | 0.00% | PRN | |
| 25 | PORTFOLIO RECOVERY ASSOCS IN | 10,000 | 11,000 | 0.00% | PRN | |
| 26 | REDWOOD TR INC | 11,000 | 11,000 | 0.00% | PRN | |
| 27 | DRYSHIPS INC | 16,450 | 12,000 | 0.00% | ||
| 28 | TTM TECHNOLOGIES INC | 11,000 | 12,000 | 0.00% | PRN | |
| 29 | CAMAC ENERGY INC | 27,174 | 14,000 | 0.00% | ||
| 30 | INTEL CORP JR SB CONV DB 35 | 11,000 | 14,000 | 0.00% | PRN | |
| 31 | FULL HOUSE RESORTS INC | 10,000 | 15,000 | 0.00% | ||
| 32 | Pandora Media Inc | 282,949 | 15,000 | 0.00% | ||
| 33 | METABOLIX INC RESTRICTED | 25,000 | 16,000 | 0.00% | ||
| 34 | ALPHA NATURAL RESOURCES | 16,672 | 17,000 | 0.00% | ||
| 35 | TASEKO MINES LTD | 30,775 | 20,000 | 0.00% | ||
| 36 | FUELCELL ENERGY INC COM | 18,700 | 23,000 | 0.00% | ||
| 37 | GIGA TRONICS INC | 15,000 | 25,000 | 0.00% | ||
| 38 | WIRELESS TELECOM GROUP INC | 10,100 | 26,000 | 0.00% | ||
| 39 | TEVA PHARMACEUTICAL FIN LLC SR EXC DB0.25 26 | 19,000 | 28,000 | 0.00% | PRN | |
| 40 | PROVECTUS | 35,450 | 29,000 | 0.00% | ||
| 41 | JEFFERIES GROUP INC NEW SR DB CV3.875 29 | 29,000 | 29,000 | 0.00% | PRN | |
| 42 | PENN WEST PETE LTD NEW | 18,100 | 30,000 | 0.00% | ||
| 43 | Neo Performance Materials | 12,300 | 30,000 | 0.00% | ||
| 44 | STR Holdings Inc | 20,799 | 30,000 | 0.00% | ||
| 45 | HARVEST NATURAL RESOURCES IN | 70,000 | 31,000 | 0.00% | ||
| 46 | TRANSGENOMIC INC COM NEW | 23,079 | 33,000 | 0.00% | ||
| 47 | Bank Of America 18 WTS | 67,500 | 35,000 | 0.00% | ||
| 48 | RIGEL PHARMACEUTICAL INC | 10,000 | 36,000 | 0.00% | ||
| 49 | Navidea Biopharm Inc | 22,400 | 36,000 | 0.00% | ||
| 50 | MAST THERAPEUTICS INC COM | 75,500 | 37,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-15-001252, filed 2015.05.15).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
